GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2013-12-03 2018-06-30
2 Azout, Yohann Victor M Rep 2013-11-29 2015-08-07
3 Bradford, David John M RO 2011-03-22 2021-10-29
4 Bukharov, Ivan M Rep 2012-07-31 2014-05-31
5 Charni, Jamel M Rep 2013-11-07 2015-11-30
6 Chugani, Manish Ashok M Rep 2013-10-03 2014-03-31
7 Corner, Andrew Mark Gordon M Rep 2013-07-02 2015-02-11
8 Four, Matthew M Rep 2011-05-30 2015-02-16
9 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
10 Guenoun, Gregory Benjamin M Rep 2013-10-29 2014-11-30
11 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
12 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
13 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
14 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
15 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
16 Moore, Ashley Spencer M Rep 2013-10-02 2014-10-13
17 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
18 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
19 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
20 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
21 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
22 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
23 Takeuchi, Miki Rep 2013-09-27 2014-04-28
24 Topping, Matthew George Peter M Rep 2012-12-06 2014-09-30
25 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30

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