SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 3 31 34 91.18 2010-04-19
2 3W Fund Management Limited 3 0 3 0.00 2012-11-16
3 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
4 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
5 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
8 ABCI ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-10-18
9 ABCI CAPITAL LIMITED 6 15 21 71.43 2011-03-17
10 ABCI Securities Company Limited 10 54 64 84.38 2005-11-15
11 ABN AMRO Clearing Hong Kong Limited 4 7 11 63.64
12 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 7 10 70.00
13 About Capital Management (HK) Co., Limited 2 1 3 33.33 2013-09-24
14 abrdn Hong Kong Limited 4 12 16 75.00
15 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
16 Absolute Investment Management (HK) Limited 3 0 3 0.00
17 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2013-12-11
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
19 ACM ASIA LIMITED 2 0 2 0.00
20 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
21 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
22 Adamas Asset Management (HK) Limited 3 13 16 81.25 2013-02-20
23 ADMIRAL INVESTMENT LIMITED 2 1 3 33.33 2013-11-08
24 ADMIS Hong Kong Limited 4 22 26 84.62 2010-03-10
25 ADS Securities Hong Kong Limited 2 0 2 0.00 2011-08-09
26 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
27 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
28 Aevitas Securities Limited 2 4 6 66.67
29 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
30 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
31 Agamemnon Capital Limited 2 0 2 0.00 2013-12-02
32 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
33 AIF CAPITAL LIMITED 3 4 7 57.14
34 AIF Securities Limited 6 7 13 53.85 2004-11-02
35 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
36 AIU International Securities Limited 2 0 2 0.00 2011-12-28
37 AJ Securities Limited 2 4 6 66.67
38 Akron Corporate Finance Limited 2 0 2 0.00 2013-10-03
39 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
40 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
41 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 50.00 2004-09-07
42 ALCEDA ASIA LIMITED 2 0 2 0.00 2013-03-19
43 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
44 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
45 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
46 All-Stars Investment Limited 2 0 2 0.00 2013-12-02
47 Allard Partners Limited 3 4 7 57.14
48 AllianceBernstein Hong Kong Limited 5 35 40 87.50 2006-10-05
49 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 53 58 91.38 2007-01-12
50 Allianz Global Investors Hong Kong Limited 3 12 15 80.00
51 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
52 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
53 Alpha Nova Capital Management Limited 2 0 2 0.00
54 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
55 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
56 Alphamax Asset Management (HK) Limited 3 2 5 40.00 2012-08-06
57 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
58 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
59 Altis Partners (Asia) Limited 2 0 2 0.00 2010-10-22
60 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
61 ALTRUIST FINANCIAL GROUP LIMITED 3 47 50 94.00 2004-01-20
62 ALTUS CAPITAL LIMITED 3 8 11 72.73
63 ALTUS INVESTMENTS LIMITED (HK) 2 8 10 80.00 2005-12-14
64 AM Squared Limited 2 4 6 66.67 2005-06-30
65 Amasse Capital Limited 3 2 5 40.00 2012-07-13
66 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
67 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
68 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
69 Amital Asset Management Limited 3 0 3 0.00 2013-01-23
70 AMPLE CAPITAL LIMITED 10 15 25 60.00 2007-01-02
71 Amundi Hong Kong Limited 6 29 35 82.86
72 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
73 Anbang Asset Management (Hong Kong) Co. Limited 3 9 12 75.00 2012-05-15
74 Anbang Capital (Hong Kong) Co. Limited 3 1 4 25.00 2013-12-06
75 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
76 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
77 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
78 Anli Securities Limited 3 1 4 25.00
79 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
80 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
81 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
82 Anuenue Securities Limited 2 10 12 83.33
83 ANZ Securities (HK) Limited 2 0 2 0.00 2012-11-19
84 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
85 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
86 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
87 Apollo Asset Management Limited (HK) 5 5 10 50.00 2010-09-16
88 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
89 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
90 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
91 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
92 Areion Asset Management Company Limited 2 5 7 71.43 2010-08-24
93 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
94 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
95 Argonaut Securities (Asia) Limited 4 5 9 55.56 2011-09-08
96 ARGYLE STREET MANAGEMENT LIMITED 4 7 11 63.64
97 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
98 ARISAIG PARTNERS (HK) LIMITED 2 3 5 60.00 2006-01-20
99 ARKKAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-12-16
100 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
101 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
102 Arta Asset Management Limited 4 5 9 55.56 2008-07-10
103 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
104 Arta Global Futures Limited 2 1 3 33.33
105 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
106 Artephius Partners Limited 4 0 4 0.00 2013-08-01
107 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
108 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
109 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
110 Ascender Capital Limited 2 0 2 0.00 2012-12-07
111 Ascent Capital Advisors Limited 2 0 2 0.00 2013-11-08
112 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
113 Asia Alpha Capital Management Limited 1 0 1 0.00 2013-01-02
114 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
115 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
116 Asia Frontier Investments Limited 3 3 6 50.00 2009-04-28
117 ASIA INVESTMENT MANAGEMENT LIMITED 6 1 7 14.29
118 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
119 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
120 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
121 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
122 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
123 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
124 Asiya Investments Hong Kong Limited 4 16 20 80.00 2012-07-06
125 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
126 ASPEN CREST PARTNERS (HK) LIMITED 4 0 4 0.00 2013-01-03
127 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 12 15 80.00 2008-08-08
128 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
129 ASSET MANAGEMENT GROUP LIMITED 3 26 29 89.66 2006-01-17
130 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
131 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
132 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
133 Astrum Capital Management Limited (HK) 5 8 13 61.54 2005-07-08
134 ATHENA WEALTH MANAGEMENT LIMITED 2 42 44 95.45 2008-04-25
135 Atherton Asset Management Limited 3 4 7 57.14 2008-09-10
136 Athos Capital Limited 2 3 5 60.00 2012-03-20
137 Atlantic Asset Management Limited 2 0 2 0.00 2013-11-06
138 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
139 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 14 16 87.50
140 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
141 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
142 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
143 Austin Asia Securities Limited 1 0 1 0.00 2012-11-14
144 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
145 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
146 Avantua Capital Management Limited 3 0 3 0.00 2013-06-20
147 Averest Capital Limited 3 3 6 50.00
148 Avia Asset Management Limited 3 0 3 0.00
149 Avista Capital Limited 2 0 2 0.00 2013-08-09
150 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 15 20 75.00 2006-01-25
151 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
152 AXA Investment Managers Asia Limited 3 16 19 84.21 2005-07-21
153 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 17 20 85.00
154 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
155 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
156 Axis Capital Management Limited 2 0 2 0.00
157 Ayers Alliance Securities (HK) Limited 2 3 5 60.00 2013-10-07
158 Azentus Capital Management Limited 5 10 15 66.67 2011-02-21
159 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
160 Bach Option Limited 2 1 3 33.33 2013-06-10
161 BALI SECURITIES CO. LIMITED 4 2 6 33.33
162 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
163 Balyasny Asset Management (Hong Kong) Limited 2 13 15 86.67 2008-03-03
164 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
165 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
166 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
167 BARCLAYS CAPITAL ASIA LIMITED 22 358 380 94.21 2005-01-12
168 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 24 33 72.73 2003-08-29
169 Barings Investment Advisers (Hong Kong) Limited 5 0 5 0.00 2009-05-08
170 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
171 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
172 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
173 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
174 BCT Financial Limited 2 62 64 96.88 2010-11-24
175 BEA Union Investment Management Limited 5 18 23 78.26
176 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
177 Beevest Fortune Asset Management Limited 2 2 4 50.00 2012-08-15
178 Beevest Securities Limited 3 7 10 70.00 2005-03-07
179 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
180 Beijing Securities Limited 4 8 12 66.67 2008-11-07
181 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
182 Belvest Investment Services Limited 2 4 6 66.67
183 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
184 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
185 Bentley Capital Limited (HK) 4 0 4 0.00
186 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
187 BERICH BROKERAGE LIMITED 4 13 17 76.47
188 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
189 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
190 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
191 BFAM Partners (Hong Kong) Limited 4 6 10 60.00 2012-03-30
192 BGC SECURITIES (HONG KONG) LLC 2 40 42 95.24 2008-06-25
193 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
194 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
195 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
196 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
197 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
198 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
199 Black Marble Securities Limited 2 2 4 50.00
200 BlackRock (Hong Kong) Limited (d2017-01-20) 8 143 151 94.70
201 BlackRock Asset Management North Asia Limited 9 142 151 94.04 2003-12-16
202 BLACKSTONE GROUP (HK) LIMITED (THE) 5 61 66 92.42 2008-10-14
203 BLOOMYEARS LIMITED 2 1 3 33.33
204 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
205 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
206 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
207 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
208 BMI FUNDS MANAGEMENT LIMITED 3 17 20 85.00 2010-09-10
209 BMI Securities Limited 2 5 7 71.43 2011-03-14
210 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 41 45 91.11
211 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 47 53 88.68
212 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 2 7 28.57 2010-11-03
213 BNP PARIBAS SECURITIES (ASIA) LIMITED 11 226 237 95.36 2009-10-15
214 BNY Mellon Investment Management Hong Kong Limited 5 17 22 77.27 2008-06-06
215 BNY Mellon Managed Investments Limited 3 2 5 40.00 2013-06-11
216 BOA INTERNATIONAL SECURITIES LIMITED 4 3 7 42.86 2009-03-30
217 BOCHK Asset Management Limited 3 10 13 76.92 2010-12-15
218 BOCI ASIA LIMITED 14 91 105 86.67
219 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
220 BOCI COMMODITIES & FUTURES LIMITED 3 6 9 66.67 2004-11-17
221 BOCI RESEARCH LIMITED 5 38 43 88.37
222 BOCI SECURITIES LIMITED 19 399 418 95.45 2004-03-01
223 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 117 125 93.60 2007-07-04
224 BOCOM International (Asia) Limited 7 22 29 75.86 2007-09-21
225 BOCOM International Asset Management Limited 6 10 16 62.50 2007-09-13
226 BOCOM International Securities Limited 11 256 267 95.88 2007-09-10
227 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
228 BOCOM Schroder Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2013-11-29
229 BOKHARY SECURITIES LIMITED 2 8 10 80.00
230 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
231 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
232 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
233 Bosera Asset Management (International) Co., Limited 3 13 16 81.25 2010-11-05
234 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2010-10-06
235 BOWEN ASIA LIMITED 2 1 3 33.33
236 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
237 Bradbury Securities Limited 2 9 11 81.82
238 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
239 BREVAN HOWARD (HONG KONG) LIMITED 6 14 20 70.00 2004-07-12
240 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
241 Bright Fund Management Limited 3 40 43 93.02
242 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
243 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
244 BRIGHT SMART FOREX LIMITED 2 3 5 60.00 2013-03-11
245 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
246 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 137 140 97.86 2009-10-05
247 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
248 Brilliant Norton Securities Company Limited 2 6 8 75.00 2011-12-01
249 BROOKE CAPITAL LIMITED 3 1 4 25.00
250 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 13 19 68.42 2011-01-04
251 BSI Investment Advisors (Hong Kong) Limited 0 35 35 100.00 2010-08-27
252 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
253 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
254 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
255 BULLISH SECURITIES LIMITED 2 10 12 83.33
256 BUSINESS FUTURES LIMITED 3 6 9 66.67
257 BUSINESS SECURITIES LIMITED 3 16 19 84.21
258 C.P. FINANCIAL MANAGEMENT LIMITED 2 4 6 66.67 2008-05-09
259 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
260 CAIDAO CAPITAL LIMITED 1 1 2 50.00 2008-07-15
261 CAIIS Limited 3 17 20 85.00 2006-05-23
262 Caitong International Asset Management Co., Limited 2 2 4 50.00 2013-05-20
263 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 8 13 61.54 2012-08-01
264 Calibration Partners (Hong Kong) Limited 2 2 4 50.00 2013-12-09
265 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67 2010-09-13
266 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
267 Canaccord Genuity (Hong Kong) Limited 5 10 15 66.67 2011-05-04
268 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
269 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 27 31 87.10 2004-07-15
270 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
271 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 2 0 2 0.00 2013-01-31
272 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
273 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
274 CAPITAL GLOBAL MANAGEMENT LIMITED 5 33 38 86.84 2005-09-17
275 Capital Instinct Limited 2 1 3 33.33 2011-05-25
276 Capital International, Inc. 2 11 13 84.62 2007-07-03
277 CAPITAL RESEARCH COMPANY 3 26 29 89.66 2004-11-10
278 Capstone Financial (HK) Limited 3 1 4 25.00 2010-03-12
279 Capula Investment Management Asia Limited 2 11 13 84.62 2012-05-11
280 CARDINALASIA CONSULTING LIMITED 4 2 6 33.33 2003-06-27
281 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 1 3 33.33 2012-04-30
282 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
283 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
284 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
285 CASH Wealth Management Limited 4 15 19 78.95 2011-01-17
286 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
287 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
288 CBH Asia Limited 4 24 28 85.71 2010-09-24
289 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
290 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
291 CBRE Investment Management (Asia) Limited 2 2 4 50.00
292 CC Finance Limited 3 10 13 76.92 2006-04-20
293 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
294 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
295 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
296 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 16 52 68 76.47 2005-11-29
297 CCB INTERNATIONAL CAPITAL LIMITED 11 58 69 84.06 2004-05-27
298 CCB INTERNATIONAL SECURITIES LIMITED 17 56 73 76.71 2005-08-19
299 CCB Securities Limited 2 3 5 60.00
300 CCTIC International Limited 3 1 4 25.00 2010-06-28
301 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2007-08-23
302 Celera Markets Limited 3 0 3 0.00 2008-08-12
303 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
304 CELESTIAL COMMODITIES LIMITED 5 124 129 96.12
305 CELESTIAL SECURITIES LIMITED 3 207 210 98.57
306 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
307 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
308 CENTALINE WEALTH MANAGEMENT LIMITED 4 89 93 95.70 2004-04-02
309 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
310 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
311 Central Universe Futures Limited 2 1 3 33.33 2013-10-28
312 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
313 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
314 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
315 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
316 Cephei Capital Management (Hong Kong) Limited 2 3 5 60.00 2007-07-19
317 CERES CAPITAL LIMITED 2 0 2 0.00
318 CES Capital International (Hong Kong) Co., Limited 7 11 18 61.11 2008-03-20
319 CES Commodities (HK) Limited 6 321 327 98.17
320 CES Forex (HK) Limited 5 159 164 96.95
321 CES International Commodities (HK) Limited 2 1 3 33.33
322 CF GLOBAL (HK) LIMITED 3 5 8 62.50 2006-11-22
323 CGS International Securities Hong Kong Limited 15 93 108 86.11
324 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
325 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
326 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
327 Chanceton Capital Partners Limited 3 6 9 66.67
328 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
329 Changjiang Corporate Finance (HK) Limited 2 4 6 66.67 2012-06-29
330 Changjiang Futures (HK) Limited 2 13 15 86.67 2012-02-13
331 Changjiang Securities Brokerage (HK) Limited 3 25 28 89.29 2011-12-13
332 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2013-09-16
333 Channel 8 Wealth Management Limited 2 13 15 86.67 2010-01-27
334 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 1 3 33.33
335 ChapmanCraig Limited 2 0 2 0.00
336 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
337 CHARLES-LIM CAPITAL LIMITED 2 1 3 33.33 2010-03-31
338 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
339 CHARTWELL CAPITAL LIMITED (HK) 2 4 6 66.67 2008-02-05
340 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
341 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
342 CHEETAH ADVISORS LIMITED 2 2 4 50.00
343 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
344 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
345 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
346 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
347 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
348 CHIEF COMMODITIES LIMITED 5 87 92 94.57 2006-05-17
349 CHIEF FINANCIAL CAPITAL LIMITED 2 3 5 60.00 2013-03-14
350 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
351 CHIEF SECURITIES LIMITED 7 150 157 95.54 2006-04-20
352 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
353 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
354 China Angel Fund Management (HK) Company Limited 4 1 5 20.00 2011-10-24
355 China Asset Management (Hong Kong) Limited 5 21 26 80.77 2008-12-10
356 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
357 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
358 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
359 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
360 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
361 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 10 14 71.43
362 CHINA EVERBRIGHT CAPITAL LIMITED 6 16 22 72.73 2005-05-09
363 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
364 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
365 China Everbright Investment Management Limited 3 2 5 40.00 2007-07-03
366 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
367 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 18 108 126 85.71
368 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 5 3 8 37.50 2012-06-22
369 China Finance Holdings Limited 2 0 2 0.00
370 China Finance KAB Limited 3 9 12 75.00 2004-12-23
371 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
372 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 2 5 40.00 2013-02-25
373 China Galaxy International Futures (Hong Kong) Co., Limited 3 63 66 95.45 2011-12-14
374 China Galaxy International Securities (Hong Kong) Co., Limited 10 106 116 91.38 2011-09-12
375 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
376 CHINA GLORY SECURITIES COMPANY LIMITED 4 9 13 69.23 2013-07-09
377 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
378 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
379 China Hong Kong Capital Asset Management Company Limited 4 4 8 50.00
380 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2012-04-27
381 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 11 15 73.33 2012-01-06
382 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2013-01-09
383 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 8 12 66.67 2012-07-13
384 China Integrity Investment Limited 1 0 1 0.00 2009-09-18
385 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
386 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 26 29 89.66 2011-04-26
387 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 288 318 90.57 2008-08-20
388 CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
389 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 11 14 78.57 2005-09-21
390 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
391 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 14 17 82.35 2006-12-08
392 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 2 4 50.00 2013-08-08
393 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
394 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 62 65 95.38
395 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 24 163 187 87.17 2005-02-15
396 China Orient International Asset Management Limited 2 7 9 77.78 2012-05-15
397 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
398 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
399 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
400 China Renaissance Securities (Hong Kong) Limited 4 10 14 71.43 2012-10-24
401 China Reserve Securities Limited 4 5 9 55.56
402 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
403 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2009-08-28
404 China Securities (International) Asset Management Company Limited 2 3 5 60.00 2013-02-22
405 China Securities (International) Brokerage Company Limited 4 21 25 84.00 2013-04-24
406 China Securities (International) Corporate Finance Company Limited 5 8 13 61.54 2013-04-08
407 China Silver Asset Management (Hong Kong) Limited 3 3 6 50.00 2009-12-02
408 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
409 CHINA SYSTEM SECURITIES LIMITED 4 8 12 66.67 2005-07-07
410 CHINA TIMES SECURITIES LIMITED 3 6 9 66.67 2011-02-21
411 China Tonghai (IA) Limited 1 0 1 0.00
412 China Universal Asset Management (Hong Kong) Company Limited 4 10 14 71.43 2010-02-19
413 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
414 China Vered Securities Limited 2 0 2 0.00 2013-12-03
415 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 11 15 73.33 2007-04-20
416 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
417 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
418 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
419 CHN International Group Limited 2 1 3 33.33 2010-02-22
420 CHONG HING COMMODITIES AND FUTURES LIMITED 4 23 27 85.19
421 CHONG HING SECURITIES LIMITED 4 91 95 95.79
422 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
423 CHOW SANG SANG SECURITIES LIMITED 3 42 45 93.33
424 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
425 CHRISTFUND SECURITIES LIMITED 3 23 26 88.46
426 CHUANGS & CO. LIMITED 3 1 4 25.00
427 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
428 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
429 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
430 CIFM Asset Management (Hong Kong) Limited 4 12 16 75.00 2011-07-20
431 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
432 CINDA INTERNATIONAL CAPITAL LIMITED 5 10 15 66.67
433 CINDA INTERNATIONAL FUTURES LIMITED 3 38 41 92.68
434 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
435 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
436 CIS SECURITIES ASSET MANAGEMENT LIMITED 7 59 66 89.39 2007-12-07
437 Citadel Asia Limited 4 13 17 76.47 2005-10-21
438 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
439 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
440 CITIC Securities Asset Management (HK) Limited 5 13 18 72.22 2008-08-01
441 CITIC Securities Brokerage (HK) Limited 18 222 240 92.50
442 CITIC Securities CLSA Capital Partners (HK) Limited 4 15 19 78.95
443 CITIC Securities Futures (HK) Limited 9 106 115 92.17
444 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00 2007-02-16
445 Citigroup Global Markets Asia Limited 22 624 646 96.59 2008-03-31
446 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 0 2 2 100.00 2003-10-15
447 CITY CREDIT CAPITAL (HK) LIMITED 3 11 14 78.57 2012-10-16
448 City Financial Investment Company (Hong Kong) Limited 2 2 4 50.00 2013-12-03
449 Claren Road Asia Limited 2 2 4 50.00 2009-03-30
450 CLC International Limited 4 7 11 63.64 2012-12-07
451 CLC SECURITIES LIMITED 3 8 11 72.73 2008-06-16
452 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
453 CLSA FUTURES LIMITED 3 19 22 86.36
454 CLSA LIMITED 4 267 271 98.52 2013-07-09
455 CLSA Premium International (HK) Limited 4 10 14 71.43 2004-10-20
456 CLSA RESEARCH LIMITED 2 0 2 0.00
457 CMB International Asset Management Limited 2 4 6 66.67 2010-05-26
458 CMB International Capital Limited 4 15 19 78.95 2010-09-07
459 CMB INTERNATIONAL FUTURES LIMITED 4 15 19 78.95
460 CMB International Global Markets Limited 3 8 11 72.73
461 CMB International Securities Limited 3 19 22 86.36 2010-06-15
462 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-02-22
463 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 21 25 84.00 2010-08-20
464 CMBC SECURITIES COMPANY LIMITED 7 29 36 80.56 2008-01-24
465 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 14 17 82.35 2009-03-31
466 CMS CAPITAL (HK) CO., LIMITED 4 5 9 55.56 2004-05-06
467 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
468 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
469 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
470 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
471 CNI Securities Group Limited 3 25 28 89.29 2009-12-15
472 COFCO Asset Management (International) Company Limited 2 0 2 0.00 2013-02-05
473 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
474 COL Securities (HK) Limited 3 1 4 25.00
475 COMGEST FAR EAST LIMITED 3 4 7 57.14
476 COMMENCE COMPANY LIMITED 2 0 2 0.00
477 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
478 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
479 Complus Asset Management Limited 2 5 7 71.43 2011-05-25
480 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 26 28 92.86 2008-12-17
481 Conning Asia Pacific Limited 2 11 13 84.62 2012-02-24
482 Continuum Capital Limited 2 0 2 0.00 2013-03-07
483 Convergence Capital Asia Limited 2 1 3 33.33 2013-06-28
484 CONVOY CAPITAL HONG KONG LIMITED 2 2 4 50.00 2012-08-23
485 Core Pacific - Yamaichi Asset Management Limited 3 0 3 0.00 2013-12-17
486 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 199 207 96.14
487 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
488 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 126 129 97.67
489 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 195 202 96.53
490 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
491 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
492 Cornucopiae Asset Management Limited 4 3 7 42.86 2011-08-02
493 CORPORATE BROKERS LIMITED 4 59 63 93.65
494 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
495 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
496 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
497 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
498 Cowen and Company (Asia) Limited 2 0 2 0.00 2003-12-19
499 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
500 Credit Agricole Securities (Asia) Limited 4 7 11 63.64
501 Credit Suisse (Hong Kong) Limited 28 399 427 93.44 2008-11-04
502 Credit Suisse Securities (Hong Kong) Limited 8 88 96 91.67 2013-07-30
503 CreditEase Wealth Management (HK) Limited 2 0 2 0.00 2013-11-06
504 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
505 Crosby Securities Limited 7 7 14 50.00 2013-03-06
506 CS Wealth Securities Limited 4 3 7 42.86
507 CSC FUTURES (HK) LIMITED 5 20 25 80.00
508 CSC SECURITIES (HK) LIMITED 4 32 36 88.89 2003-12-29
509 CSI Corporate Finance (HK) Limited 10 44 54 81.48 2007-08-01
510 CSOP Asset Management Limited 3 25 28 89.29 2008-09-29
511 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
512 CTBC Asia Limited 4 12 16 75.00 2004-01-14
513 CTI Capital Management Limited (HK) 2 0 2 0.00 2013-03-19
514 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
515 CTW SECURITIES LIMITED 3 2 5 40.00
516 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
517 CUPOLA CAPITAL LIMITED 4 0 4 0.00
518 CVC Asia Pacific Limited 4 16 20 80.00 2009-11-16
519 CVP Securities Limited 2 33 35 94.29 2004-07-09
520 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
521 Cypress Capital Hong Kong Limited 2 6 8 75.00 2013-06-19
522 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
523 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
524 D.J. SECURITIES LIMITED 2 0 2 0.00
525 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 10 13 76.92 2009-10-14
526 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
527 DAEWOO SECURITIES (HONG KONG) LIMITED 6 21 27 77.78 2012-02-17
528 DAH SING SECURITIES LIMITED 3 8 11 72.73
529 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
530 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 4 6 10 60.00
531 Daiwa Capital Markets Hong Kong Limited 15 153 168 91.07 2007-10-05
532 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 8 13 61.54 2007-10-10
533 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
534 Davidson Kempner Asia Limited 3 7 10 70.00 2010-05-04
535 DBS ASIA CAPITAL LIMITED 6 10 16 62.50
536 DBS VICKERS (HONG KONG) LIMITED 3 140 143 97.90 2003-10-14
537 De Riva Asia Limited 2 7 9 77.78 2010-07-29
538 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 21 26 80.77
539 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
540 DELTA ASIA SECURITIES LIMITED 5 28 33 84.85 2011-12-23
541 Delta Asia Wealth Management Limited 2 5 7 71.43
542 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
543 DEUTSCHE SECURITIES ASIA LIMITED 24 242 266 90.98 2004-01-08
544 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
545 DigitalBridge Management Asia Limited 4 12 16 75.00 2010-07-20
546 Direxion Asia Limited 3 1 4 25.00 2013-06-13
547 DL BROKERAGE LIMITED 3 16 19 84.21
548 DL SECURITIES (HK) LIMITED 2 3 5 60.00 2012-09-04
549 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
550 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
551 DNB Asset Management (Asia) Limited 3 3 6 50.00
552 Dongxing Securities (Hong Kong) Company Limited 2 0 2 0.00 2013-12-23
553 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
554 DORIC CAPITAL CORPORATION 2 2 4 50.00 2003-11-13
555 Double Haven Capital (Hong Kong) Limited 2 9 11 81.82 2007-02-16
556 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
557 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
558 DST Investment Management Limited 3 1 4 25.00 2012-04-23
559 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
560 DWS Investments Hong Kong Limited 2 15 17 88.24
561 Dymon Asia Capital (HK) Limited 3 3 6 50.00 2011-08-31
562 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 6 18 24 75.00 2009-01-02
563 EAA SECURITIES LIMITED 2 1 3 33.33
564 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
565 EAM Investment Advisors Limited 3 0 3 0.00 2009-11-16
566 EAST ASIA FUTURES LIMITED 3 10 13 76.92
567 EAST ASIA SECURITIES COMPANY LIMITED 4 141 145 97.24
568 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
569 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
570 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
571 Eastspring Investments (Hong Kong) Limited 4 24 28 85.71 2006-08-08
572 Eclipse Options (HK) Limited 3 17 20 85.00 2007-05-31
573 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
574 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
575 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
576 EICHER CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-10-28
577 EIG Global Energy (Asia) Limited 3 0 3 0.00 2012-02-08
578 Elements Advisors Limited 2 1 3 33.33 2010-06-08
579 ELITE FINANCIAL SERVICES LIMITED (HK) 3 0 3 0.00 2013-05-23
580 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
581 ELLIOTT ADVISORS (HK) LIMITED 2 14 16 87.50 2005-03-08
582 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
583 ELSTONE SECURITIES LIMITED 2 4 6 66.67
584 Emerald Hill Capital Partners Limited 3 4 7 57.14 2011-10-26
585 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
586 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
587 Emperor Asset Management Limited 3 3 6 50.00 2009-11-03
588 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
589 EMPEROR FUTURES LIMITED 5 103 108 95.37
590 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 202 208 97.12
591 EMPEROR SECURITIES LIMITED (HK) 10 167 177 94.35
592 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
593 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
594 ENHANCED INVESTMENT PRODUCTS LIMITED 4 6 10 60.00 2012-01-06
595 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
596 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
597 ENLIGHTEN SECURITIES LIMITED 3 29 32 90.63
598 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
599 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
600 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
601 Essence Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-08-19
602 Essence Corporate Finance (Hong Kong) Limited 4 4 8 50.00 2010-09-01
603 Essence Futures (Hong Kong) Limited 3 31 34 91.18 2010-10-25
604 Essence International Financial Holdings Limited 2 10 12 83.33
605 Essence International Securities (Hong Kong) Limited 4 58 62 93.55 2010-05-18
606 ETF Securities (HK) Limited 2 1 3 33.33 2012-08-02
607 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
608 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
609 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
610 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
611 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
612 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
613 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
614 Everbright Capital Management Limited 2 9 11 81.82 2007-09-24
615 Everbright Securities Digital Finance (HK) Limited 2 12 14 85.71
616 Everbright Securities Global (HK) Limited 2 8 10 80.00
617 Everbright Securities Investment Services (HK) Limited 13 465 478 97.28
618 Evercore Asia Limited 4 10 14 71.43 2011-03-04
619 Evergain Funds Limited 2 0 2 0.00 2013-12-17
620 Evergrande Futures (Hong Kong) Limited 4 31 35 88.57 2003-11-21
621 Evergrande Securities (Hong Kong) Limited 4 51 55 92.73
622 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
623 EVERHOT SECURITIES LIMITED 3 5 8 62.50
624 Evo Capital Management Asia Limited 2 9 11 81.82 2007-08-22
625 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
626 EWARTON SECURITIES LIMITED 4 16 20 80.00
627 ExaByte Capital Management (HK) Limited 3 0 3 0.00 2012-09-25
628 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
629 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
630 Expedition Advisors Limited 1 0 1 0.00 2012-04-17
631 EXS Capital Asia Limited 3 3 6 50.00 2008-06-12
632 F&C Asset Management Asia Limited 3 1 4 25.00 2008-10-15
633 F. R. ZIMMERN LIMITED 2 3 5 60.00
634 F.E. Corporate Finance Advisory Limited 2 4 6 66.67 2012-08-03
635 F.T.M.F. DISTRIBUTION LIMITED 5 2 7 28.57 2008-08-15
636 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
637 FAIR CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2007-06-27
638 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
639 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
640 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
641 FAIRWIN BROKING LIMITED 3 5 8 62.50
642 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
643 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
644 FDB Financial Group Limited 3 6 9 66.67
645 FE SECURITIES LIMITED 2 4 6 66.67
646 Fidelity Management & Research (Hong Kong) Limited 6 33 39 84.62 2008-09-04
647 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
648 FIL Investment Advisors 5 91 96 94.79
649 FIL Investment Management (Hong Kong) Limited 11 178 189 94.18
650 Finet Securities Limited 2 1 3 33.33
651 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
652 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
653 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
654 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
655 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
656 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
657 FIRST SECURITIES (HK) LIMITED 7 24 31 77.42 2009-08-03
658 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
659 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
660 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
661 FIRST SHANGHAI SECURITIES LIMITED 7 58 65 89.23
662 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
663 FITCH (HONG KONG) LIMITED 5 68 73 93.15 2011-06-01
664 FLAG Squadron Asia Limited 4 5 9 55.56 2006-10-24
665 FORTUNE (HK) SECURITIES LIMITED 3 23 26 88.46
666 Fortune Asset Management Limited 2 5 7 71.43 2009-12-16
667 FORTUNE FINANCIAL CAPITAL LIMITED 3 5 8 62.50 2009-03-12
668 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
669 Fortune Origin Securities Limited 5 8 13 61.54 2009-07-09
670 Fosun International Securities Limited 8 21 29 72.41 2008-06-23
671 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
672 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 7 33 40 82.50
673 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
674 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
675 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
676 FRONTIER CAPITAL INVESTMENT LIMITED 2 0 2 0.00 2013-01-29
677 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 2 6 8 75.00 2011-11-15
678 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
679 FT Securities Limited 2 7 9 77.78
680 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
681 FTN Financial Asia Limited 3 3 6 50.00 2008-06-02
682 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
683 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
684 FUBON SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2012-05-18
685 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-02-27
686 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 7 9 77.78
687 FULBRIGHT ASSET MANAGEMENT LIMITED 2 6 8 75.00 2012-03-22
688 FULBRIGHT CAPITAL LIMITED 2 3 5 60.00 2011-06-14
689 FULBRIGHT FUTURES LIMITED 4 80 84 95.24 2005-12-05
690 FULBRIGHT SECURITIES LIMITED 8 234 242 96.69 2010-05-18
691 FULL WIN SECURITIES LIMITED 2 0 2 0.00
692 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2012-09-24
693 FULLJET SECURITIES LIMITED 2 0 2 0.00
694 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
695 Funderstone Asset Management (HK) Limited 3 2 5 40.00
696 Funderstone Futures Limited 7 26 33 78.79
697 Funderstone Securities Limited 8 27 35 77.14
698 Futu Securities International (HONG KONG) Limited 2 2 4 50.00 2012-10-04
699 Future Growth Asset Management Limited 2 1 3 33.33 2010-05-11
700 Future Growth Financial Services Limited 4 5 9 55.56 2010-04-08
701 FWD Financial Planning Limited (HK) 3 54 57 94.74 2011-01-25
702 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
703 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
704 Gain Capital - Forex.com Hong Kong Limited 3 12 15 80.00 2009-07-22
705 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 11 13 84.62 2005-02-16
706 GAINWELL SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-08-21
707 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
708 GAM HONG KONG LIMITED 7 14 21 66.67
709 GAOYU SECURITIES LIMITED 5 15 20 75.00
710 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
711 GAVEKAL CAPITAL LIMITED 2 12 14 85.71 2003-06-09
712 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
713 GCAM Limited 2 1 3 33.33 2004-10-19
714 GCIS LIMITED 2 0 2 0.00 2007-05-16
715 Ge Shang Investment (Hong Kong) Limited 2 0 2 0.00
716 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
717 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
718 GENERALI INVESTMENTS ASIA LIMITED 3 5 8 62.50 2006-02-08
719 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
720 Genting Securities Limited 2 1 3 33.33 2012-05-18
721 GEO Securities Limited 3 22 25 88.00 2013-05-03
722 GEOMATRIX (H.K.) LIMITED 3 4 7 57.14
723 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
724 GET NICE CAPITAL LIMITED 2 0 2 0.00
725 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
726 GET NICE SECURITIES LIMITED 4 83 87 95.40
727 GF Asset Management (Hong Kong) Limited 3 10 13 76.92 2007-11-08
728 GF Capital (Hong Kong) Limited 5 14 19 73.68 2007-01-31
729 GF FUTURES (HONG KONG) CO., LIMITED 3 35 38 92.11 2007-02-16
730 GF International Investment Management Limited 4 6 10 60.00 2011-09-08
731 GF Securities (Hong Kong) Brokerage Limited 9 90 99 90.91 2007-01-31
732 GFI (HK) SECURITIES L.L.C. 2 23 25 92.00 2007-06-18
733 GIGA (HONG KONG) LIMITED 3 3 6 50.00
734 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
735 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
736 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
737 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
738 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
739 Glory Sun Securities Limited 5 24 29 82.76 2012-09-18
740 GLS SECURITIES LIMITED 3 3 6 50.00
741 GMO-Z.com Forex HK Limited 3 13 16 81.25 2012-06-22
742 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
743 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
744 Gold Mountains Asset Management Limited 2 3 5 60.00 2013-08-28
745 Goldbridge Securities Limited 1 0 1 0.00
746 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-12-02
747 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
748 Golden Hen Securities and Futures Limited 2 9 11 81.82 2010-05-13
749 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
750 Golden Jade Asset Management Limited 2 2 4 50.00 2012-04-26
751 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
752 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 4 7 57.14 2012-03-30
753 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
754 Goldin Equities Limited 3 5 8 62.50 2008-12-17
755 Goldin Financial Limited 3 3 6 50.00 2009-06-01
756 GOLDMAN SACHS (ASIA) L.L.C. 62 801 863 92.82 2009-02-19
757 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 77 89 86.52 2013-07-11
758 GOLDMAN SACHS FUTURES (ASIA) LIMITED 22 352 374 94.12
759 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
760 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
761 Goldyard Capital Limited 2 1 3 33.33
762 Gong Ping Futures Limited 2 28 30 93.33 2011-11-22
763 Gong Ping Securities Limited 2 28 30 93.33 2010-12-08
764 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
765 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
766 Gottex Fund Management (Hong Kong) Limited 1 0 1 0.00 2005-11-04
767 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
768 Gradient Trading Hong Kong Limited 2 1 3 33.33 2013-12-13
769 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
770 Grand Cartel Securities Company Limited 2 3 5 60.00
771 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
772 Grand China Securities Limited 2 4 6 66.67 2012-05-03
773 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
774 GRANSING SECURITIES CO., LIMITED 3 11 14 78.57
775 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
776 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
777 Greater China Securities Limited (b1999-04-26) 3 5 8 62.50
778 GREATER CHINA STRATEGIC CAPITAL LIMITED 4 3 7 42.86
779 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
780 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
781 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
782 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
783 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 4 1 5 20.00 2005-08-12
784 Grey Investment Limited 2 2 4 50.00 2012-02-21
785 Grit Securities Limited 2 1 3 33.33
786 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
787 GSI FINANCE GROUP LIMITED 2 3 5 60.00 2011-03-18
788 GT Asset & Portfolio Management Limited 3 7 10 70.00 2004-11-04
789 GT CAPITAL LIMITED 2 5 7 71.43
790 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
791 Guo Tong Capital Management Company Limited 3 2 5 40.00 2010-05-24
792 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
793 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
794 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
795 Guosen Securities (HK) Brokerage Company, Limited 5 41 46 89.13 2010-02-26
796 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 12 17 70.59 2010-06-30
797 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
798 GUOTAI JUNAN CAPITAL LIMITED 7 31 38 81.58
799 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
800 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 56 59 94.92 2010-11-26
801 Guotai Junan FX Limited 3 31 34 91.18 2010-10-21
802 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 149 157 94.90
803 Guoxin International Asset Management Limited 3 0 3 0.00 2012-07-31
804 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-11-28
805 GUOYUAN FUTURES (HONG KONG) LIMITED 4 29 33 87.88 2007-11-29
806 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 48 52 92.31 2007-01-30
807 Hafoo Securities Limited 2 10 12 83.33 2009-12-09
808 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 15 19 78.95 2008-07-03
809 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 16 21 76.19
810 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
811 HAITONG INTERNATIONAL CAPITAL LIMITED 7 22 29 75.86
812 HAITONG INTERNATIONAL FUTURES LIMITED 8 293 301 97.34
813 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 25 28 89.29 2005-11-15
814 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
815 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 13 371 384 96.61 2003-09-30
816 HALCYON CAPITAL LIMITED (HK) 4 4 8 50.00 2012-12-06
817 HALCYON SECURITIES LIMITED 3 4 7 57.14 2013-01-28
818 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
819 HAMON ASIAN ADVISORS LIMITED 3 11 14 78.57
820 HAMON ASSET MANAGEMENT LIMITED 3 12 15 80.00
821 HAMON INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
822 Hana Asia Limited 3 0 3 0.00 2010-03-25
823 HANG SENG FUTURES LIMITED 2 7 9 77.78
824 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 38 45 84.44
825 HANG SENG INVESTMENT SERVICES LIMITED 4 13 17 76.47
826 HANG SENG SECURITIES LIMITED 6 21 27 77.78
827 HANG TAI SECURITIES LIMITED 4 3 7 42.86
828 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
829 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
830 HANTEC SECURITIES CO., LIMITED 2 18 20 90.00
831 Hao Tian International Securities Limited 4 6 10 60.00
832 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
833 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
834 HARBOURVEST PARTNERS (ASIA) LIMITED 4 5 9 55.56 2013-10-11
835 HARMONY ASSET MANAGEMENT LIMITED 4 4 8 50.00
836 HARRIS FRASER (INTERNATIONAL) LIMITED 4 27 31 87.10
837 HARVEST GLOBAL INVESTMENTS LIMITED 5 27 32 84.38 2009-02-16
838 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2012-05-21
839 HEAD & SHOULDERS SECURITIES LIMITED 3 6 9 66.67 2008-03-27
840 Heitman HK Limited 2 0 2 0.00 2012-12-05
841 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
842 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
843 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
844 HENIK SECURITIES LIMITED 2 10 12 83.33
845 HENYEP SECURITIES LIMITED 3 16 19 84.21
846 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
847 HERMES SECURITIES LIMITED 2 8 10 80.00
848 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
849 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
850 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
851 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
852 HGNH International Asset Management Co., Limited 2 5 7 71.43 2011-10-24
853 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
854 HGNH International Futures Co., Limited 6 29 35 82.86 2007-06-26
855 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
856 Hillhouse Investment Management Limited 3 6 9 66.67 2011-01-24
857 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
858 HING WONG SECURITIES LIMITED 3 11 14 78.57
859 HIP HING SECURITIES LIMITED 2 2 4 50.00
860 HK NOBLE SKY TREASURE SECURITIES LIMITED 2 2 4 50.00 2013-02-28
861 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
862 HO FUNG SHARES INVESTMENT LIMITED 3 11 14 78.57 2005-03-24
863 Hodes Weill Asia Limited 2 1 3 33.33 2012-08-31
864 HOI SANG SECURITIES LIMITED 2 3 5 60.00
865 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
866 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
867 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
868 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-09-21
869 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
870 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
871 Hong Kong Securities (International) Company Limited 4 6 10 60.00 2009-07-23
872 Hong Kong Stock Link Securities Limited 2 3 5 60.00
873 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
874 Hongkong Bay Asset Management Limited 2 2 4 50.00 2012-03-08
875 Hongkong Bay Securities Limited 3 2 5 40.00
876 HongShan Capital Advisors (Hong Kong) Limited 3 1 4 25.00 2008-01-02
877 HOORAY CAPITAL LIMITED 2 1 3 33.33
878 HOORAY SECURITIES LIMITED 2 2 4 50.00
879 Horizon Asset International (HK) Limited 3 6 9 66.67 2008-09-03
880 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
881 HOU TAK SECURITIES LIMITED 2 2 4 50.00
882 Houlihan Lokey (China) Limited 2 13 15 86.67 2008-10-09
883 HPEF Capital Partners Limited 7 18 25 72.00
884 HPEF Venture Partners Limited 3 3 6 50.00
885 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
886 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
887 HSBC BROKING (CHINA) LIMITED 1 0 1 0.00
888 HSBC BROKING FOREX (ASIA) LIMITED 2 66 68 97.06
889 HSBC BROKING FUTURES (ASIA) LIMITED 2 84 86 97.67
890 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 26 29 89.66
891 HSBC BROKING SECURITIES (ASIA) LIMITED 3 114 117 97.44
892 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 15 18 83.33
893 HSBC Corporate Finance (Hong Kong) Limited 9 143 152 94.08 2012-03-09
894 HSBC Global Asset Management (Hong Kong) Limited 13 98 111 88.29 2006-03-29
895 HSBC Global Asset Management Holdings (Bahamas) Limited 9 12 21 57.14
896 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 68 81 83.95 2005-06-06
897 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
898 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 76 82 92.68 2011-03-04
899 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
900 HSZ (HONG KONG) LIMITED 2 3 5 60.00
901 HT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00
902 HUA NAN SECURITIES (HK) LIMITED 4 4 8 50.00
903 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
904 HuaAn Asset Management (Hong Kong) Limited 4 4 8 50.00 2010-12-01
905 Huajin Corporate Finance (International) Limited 4 5 9 55.56
906 Huarong International Asset Management Limited 3 4 7 57.14 2011-03-14
907 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
908 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
909 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 45 54 83.33 2007-04-04
910 Huayu Securities Limited 2 6 8 75.00
911 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
912 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
913 HUNG SING FUTURES LIMITED 2 4 6 66.67
914 HUNG SING SECURITIES LIMITED 4 15 19 78.95
915 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
916 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 3 0 3 0.00 2012-11-20
917 Hywin Asset Management (Hong Kong) Limited 3 12 15 80.00 2013-07-05
918 I-ACCESS INVESTORS LIMITED 6 20 26 76.92 2005-07-13
919 IAM LEGACY LIMITED 2 13 15 86.67 2007-08-21
920 iBest Consultants Limited 4 78 82 95.12 2008-04-15
921 iBest Securities Company Limited 2 2 4 50.00
922 IBTS ASIA (HK) LIMITED 3 8 11 72.73 2005-11-17
923 ICAP Equities Asia Limited 3 15 18 83.33 2008-12-22
924 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
925 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
926 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
927 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
928 ICBC Credit Suisse Asset Management (International) Company Limited 3 6 9 66.67 2011-11-18
929 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2009-12-14
930 ICBC INTERNATIONAL CAPITAL LIMITED 9 47 56 83.93 2008-05-27
931 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 5 25 30 83.33 2009-11-16
932 ICBC INTERNATIONAL FUTURES LIMITED 2 18 20 90.00 2009-05-06
933 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
934 ICBC INTERNATIONAL SECURITIES LIMITED 19 26 45 57.78 2008-11-14
935 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
936 iFAST Global Markets (HK) Limited 3 5 8 62.50 2008-02-12
937 iFAST Securities (HK) Limited 2 3 5 60.00
938 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
939 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
940 Imagi Brokerage Limited 3 4 7 57.14
941 IMARKETS LIMITED 2 0 2 0.00
942 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
943 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
944 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
945 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
946 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
947 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
948 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
949 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 26 30 86.67 2010-10-06
950 Income Partners Asset Management (HK) Limited 5 18 23 78.26
951 INCU CORPORATE FINANCE LIMITED 2 4 6 66.67
952 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
953 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
954 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
955 Innoform-Ashfield Capital Limited 1 0 1 0.00 2007-08-07
956 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
957 INSTINET PACIFIC LIMITED 4 28 32 87.50
958 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
959 Integrity Capital Management (HK) Limited 2 2 4 50.00 2013-03-05
960 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
961 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
962 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
963 Interactive Brokers LLC 3 27 30 90.00 2007-03-19
964 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
965 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
966 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
967 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
968 INV Partners Limited 3 2 5 40.00 2009-11-24
969 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 68 72 94.44
970 INVESCO HONG KONG LIMITED 7 72 79 91.14
971 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67 2004-08-30
972 IPP Financial Advisers Limited 2 29 31 93.55 2006-12-21
973 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
974 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
975 ITAU ASIA LIMITED 2 3 5 60.00 2006-10-31
976 iVenture Investment Management Limited 2 1 3 33.33
977 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
978 J Capital Research Limited 2 1 3 33.33 2012-03-01
979 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 141 159 88.68 2003-12-02
980 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 143 157 91.08
981 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
982 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
983 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
984 JANE STREET HONG KONG LIMITED 2 15 17 88.24 2013-07-26
985 Janus Henderson Investors Hong Kong Limited 5 12 17 70.59
986 Japaninvest (Hong Kong) Limited 4 8 12 66.67 2010-10-26
987 Jefferies Hong Kong Limited 19 140 159 88.05 2010-01-04
988 JF INTERNATIONAL MANAGEMENT INC. 4 39 43 90.70
989 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
990 JINRUI FUTURES (HONG KONG) LIMITED 2 12 14 85.71 2007-07-27
991 JK Capital Management Limited 4 6 10 60.00
992 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
993 JOINCAP CAPITAL LIMITED 2 0 2 0.00
994 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
995 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
996 Joy Silver Limited 1 0 1 0.00
997 JPMorgan Asset Management (Asia Pacific) Limited 11 107 118 90.68 2006-02-16
998 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
999 JPMorgan Funds (Asia) Limited 7 109 116 93.97
1000 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1001 JS CRESVALE CAPITAL LIMITED 4 3 7 42.86 2010-09-06
1002 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 12 16 75.00 2006-09-12
1003 JS SECURITIES LIMITED (HK) 3 3 6 50.00 2011-01-20
1004 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1005 Jupiter Asset Management (Asia Pacific) Limited 3 4 7 57.14
1006 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1007 JVSakk Asia Limited 4 8 12 66.67
1008 JVSakk Asset Management Limited 3 15 18 83.33 2008-08-28
1009 JW Capital Limited (HK) 4 1 5 20.00 2011-12-19
1010 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1011 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1012 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1013 KAISER FUTURES LIMITED 4 17 21 80.95
1014 Kaiser KT Capital Limited 3 2 5 40.00
1015 KAISER SECURITIES LIMITED 3 19 22 86.36
1016 KALIS INVESTMENTS LIMITED 2 1 3 33.33 2011-11-07
1017 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1018 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1019 Kam Wah Investments Limited 2 3 5 60.00
1020 KARFORD SECURITIES LIMITED 2 0 2 0.00
1021 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1022 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1023 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1024 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 18 21 85.71
1025 KARL-THOMSON SECURITIES COMPANY LIMITED 4 37 41 90.24
1026 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1027 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1028 KB Securities Hong Kong Limited 3 5 8 62.50
1029 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1030 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1031 KCG SECURITIES ASIA LIMITED 4 7 11 63.64 2004-11-25
1032 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1033 Keptain Securities and Asset Management Limited 2 3 5 60.00 2013-01-24
1034 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
1035 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
1036 KGI ASIA LIMITED 15 595 610 97.54
1037 KGI Asset Management Limited 3 28 31 90.32 2013-05-31
1038 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
1039 KGI FUTURES (HONG KONG) LIMITED 10 402 412 97.57
1040 KGI SECURITIES (HONG KONG) LIMITED 11 38 49 77.55
1041 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 53 61 86.89
1042 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1043 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1044 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1045 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1046 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1047 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
1048 KINGKEY SECURITIES GROUP LIMITED 2 3 5 60.00 2011-07-27
1049 Kingsbridge Limited (d2014-08-15) 1 0 1 0.00 2010-07-28
1050 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1051 KINGSTON CORPORATE FINANCE LIMITED 2 5 7 71.43
1052 KINGSTON FUTURES LIMITED 3 19 22 86.36
1053 KINGSTON SECURITIES LIMITED 5 65 70 92.86
1054 KINGSWAY CAPITAL LIMITED 6 14 20 70.00 2008-08-14
1055 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 51 67 76.12 2004-05-31
1056 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1057 Kirin Asset Management Limited 3 0 3 0.00 2007-06-12
1058 KKR CAPITAL MARKETS ASIA LIMITED 3 2 5 40.00 2009-10-22
1059 KMT SECURITIES LIMITED 2 6 8 75.00
1060 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1061 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1062 KOG FOREX LIMITED 2 10 12 83.33 2013-01-08
1063 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1064 KOREA INVESTMENT & SECURITIES ASIA LIMITED 1 2 3 66.67
1065 Korea Investment Management Asia Limited 2 1 3 33.33 2009-08-21
1066 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1067 Kriya Capital Limited 3 4 7 57.14 2010-01-08
1068 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1069 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-02
1070 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1071 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1072 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1073 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1074 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1075 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1076 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1077 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1078 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
1079 LAU & COMPANY LIMITED 2 0 2 0.00
1080 LAZARD ASIA (HONG KONG) LIMITED 3 2 5 40.00 2007-03-20
1081 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00 2008-11-20
1082 LBN Advisers Limited 3 4 7 57.14 2007-09-13
1083 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1084 Leading Securities Company Limited 3 2 5 40.00 2013-02-21
1085 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
1086 Legal & General Investment Management Asia Limited 3 2 5 40.00 2013-07-22
1087 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1088 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78 2005-10-31
1089 Legg Mason International Equities (Hong Kong) Limited 2 4 6 66.67
1090 LEHIN SECURITIES LIMITED 3 21 24 87.50
1091 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1092 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
1093 Leonteq Securities (Hong Kong) Limited 2 5 7 71.43 2011-04-07
1094 Lexington Partners Asia Limited 2 1 3 33.33 2013-08-16
1095 LFM Global Investment (Hong Kong) Company, Limited 1 1 2 50.00 2012-12-06
1096 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 14 18 77.78 2003-06-06
1097 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 63 69 91.30
1098 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1099 LIM ADVISORS LIMITED 5 20 25 80.00
1100 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1101 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1102 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1103 Lion Global Financial Limited 9 36 45 80.00 2008-10-10
1104 Liquid Capital Markets Hong Kong Limited 2 4 6 66.67 2009-10-29
1105 Liquidnet Asia Limited 2 5 7 71.43 2007-08-15
1106 LIS Investment Services Limited 2 1 3 33.33 2008-01-09
1107 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1108 LMR Partners Limited 2 2 4 50.00 2012-07-17
1109 LOMBARD ODIER (HONG KONG) LIMITED 5 30 35 85.71
1110 Longitude Asia Limited 2 4 6 66.67
1111 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1112 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1113 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 18 20 90.00 2007-02-14
1114 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1115 LT Finance Management Limited 3 3 6 50.00 2012-12-10
1116 LT Securities Limited 3 4 7 57.14 2011-04-01
1117 LUEN FAT SECURITIES COMPANY LIMITED 6 49 55 89.09
1118 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1119 LUEN SING SECURITIES LIMITED 2 7 9 77.78
1120 LUK FOOK FUTURES (HK) LIMITED 6 40 46 86.96 2011-12-05
1121 LUK FOOK SECURITIES (HK) LIMITED 8 84 92 91.30 2012-06-25
1122 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1123 LUNAR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-02-17
1124 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1125 LY CAPITAL LIMITED 2 0 2 0.00 2013-12-11
1126 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1127 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1128 M&F Asset Management Limited 4 21 25 84.00
1129 M3 Capital Partners (HK) Limited 2 6 8 75.00 2008-10-17
1130 Mackenzie Investments Asia Limited 4 5 9 55.56
1131 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1132 MACQUARIE CAPITAL LIMITED 18 215 233 92.27 2013-07-09
1133 Macquarie Corporate (Hong Kong) Limited 10 70 80 87.50
1134 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 30 34 88.24 2010-06-29
1135 MacroValue Investors Limited 2 7 9 77.78 2008-03-17
1136 MAGIC COMPASS SECURITIES LIMITED 3 4 7 57.14 2011-10-12
1137 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1138 MALAHON SECURITIES LIMITED 3 10 13 76.92
1139 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1140 MAN INVESTMENTS (HONG KONG) LIMITED 6 8 14 57.14 2005-07-28
1141 MANGO FINANCIAL LIMITED 4 10 14 71.43
1142 Manulife Investment Management (Hong Kong) Limited 22 297 319 93.10
1143 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1144 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1145 MARC FABER LIMITED 2 0 2 0.00
1146 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1147 Marex HK Asia Limited 2 3 5 60.00 2013-08-23
1148 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1149 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1150 MARSHALL WACE ASIA LIMITED 2 15 17 88.24 2006-10-27
1151 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1152 Mason Futures Limited (HK) 5 31 36 86.11
1153 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1154 Mason Securities Limited 6 40 46 86.96
1155 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1156 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1157 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 13 16 81.25 2008-06-30
1158 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
1159 Matrix Securities Limited 4 2 6 33.33
1160 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1161 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 5 8 62.50 2004-09-22
1162 MCM Asia Limited 3 10 13 76.92 2013-03-28
1163 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1164 MEAG Hong Kong Limited 5 2 7 28.57
1165 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1166 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1167 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1168 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1169 MERCER INVESTMENTS (HK) LIMITED 3 9 12 75.00 2005-08-04
1170 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1171 Merdeka Securities Limited 3 3 6 50.00
1172 Merrill Lynch (Asia Pacific) Limited 34 498 532 93.61
1173 Merrill Lynch Far East Limited 33 403 436 92.43 2010-08-20
1174 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1175 MESSIS CAPITAL LIMITED 5 7 12 58.33 2012-12-11
1176 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
1177 METRO CAPITAL FUTURES LIMITED 4 12 16 75.00
1178 METRO CAPITAL SECURITIES LIMITED 4 10 14 71.43
1179 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1180 MFG Limited (HK) 8 10 18 55.56 2006-07-17
1181 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1182 MIB FUTURES (HONG KONG) LIMITED 5 51 56 91.07 2011-03-25
1183 MIB SECURITIES (HONG KONG) LIMITED 14 94 108 87.04 2012-05-21
1184 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1185 MIDLAND WEALTH MANAGEMENT LIMITED 3 27 30 90.00 2008-02-18
1186 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1187 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2008-09-03
1188 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1189 Minerva Holding Financial Securities Limited 2 8 10 80.00
1190 MING HON SECURITIES LIMITED 3 1 4 25.00
1191 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1192 Mirae Asset Capital (China) Limited 4 4 8 50.00 2012-11-29
1193 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
1194 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1195 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
1196 Mitsubishi UFJ Investment Services (HK) Limited 2 8 10 80.00 2007-12-21
1197 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1198 MIZUHO SECURITIES ASIA LIMITED 17 108 125 86.40 2007-02-26
1199 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1200 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1201 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 0 2 0.00 2011-04-14
1202 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1203 Moody's Investors Service Hong Kong Limited 3 79 82 96.34 2011-06-01
1204 Moore Capital Asia Limited 2 4 6 66.67 2010-06-11
1205 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1206 Morgan Stanley Asia Limited 36 897 933 96.14 2006-04-07
1207 Morgan Stanley Hong Kong Securities Limited 15 328 343 95.63 2010-11-30
1208 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1209 MORTON SECURITIES LIMITED 3 2 5 40.00
1210 Mount Kellett Capital (Hong Kong) Limited 3 20 23 86.96 2008-09-25
1211 MTF SECURITIES LIMITED 2 11 13 84.62
1212 MUFG Securities Asia Limited 8 51 59 86.44 2010-12-31
1213 Murasaki Capital Limited 2 0 2 0.00 2013-09-18
1214 MVision Private Equity Advisers Asia Limited 2 3 5 60.00 2012-03-29
1215 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1216 Myo Capital Advisers Limited 1 1 2 50.00 2007-11-16
1217 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 13 15 86.67 2011-11-25
1218 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1219 NAN FUNG INVESTMENT ADVISER LIMITED 3 2 5 40.00 2011-10-19
1220 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1221 NATIXIS ASIA LIMITED 4 58 62 93.55 2004-10-19
1222 Natixis Investment Managers Hong Kong Limited 2 2 4 50.00 2012-10-16
1223 Nerico Brothers Limited (HK) 12 99 111 89.19 2004-11-30
1224 Neuberger Berman Asia Limited 4 26 30 86.67 2008-03-13
1225 Neutral Financial Holding Company Limited 5 11 16 68.75
1226 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1227 New China Asset Management (Hong Kong) Limited 2 0 2 0.00 2013-11-06
1228 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1229 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1230 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1231 NEW SPRING CAPITAL LIMITED 4 3 7 42.86 2011-06-17
1232 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1233 Newedge Broker Hong Kong Limited 6 47 53 88.68
1234 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1235 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1236 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1237 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1238 Nezu Asia Capital Management Limited 3 8 11 72.73 2004-10-29
1239 NH INVESTMENT & SECURITIES (H.K.) LIMITED 4 7 11 63.64 2013-09-17
1240 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1241 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1242 Nittan Securities Asia Limited 6 2 8 25.00 2013-09-11
1243 NIVALIS PARTNERS LIMITED 3 0 3 0.00 2013-09-04
1244 NOAH HOLDINGS (HONG KONG) LIMITED 2 7 9 77.78 2012-01-04
1245 Nomura Asset Management Hong Kong Limited 5 11 16 68.75 2013-05-20
1246 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 428 444 96.40
1247 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1248 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1249 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1250 Northern Trust Company of Hong Kong Limited (The) 8 29 37 78.38 2011-09-05
1251 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1252 Nuada Limited 8 0 8 0.00 2004-01-15
1253 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
1254 Oaktree Capital (Hong Kong) Limited 3 12 15 80.00 2006-07-12
1255 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1256 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1257 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1258 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1259 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
1260 Octal Capital Limited 5 5 10 50.00 2011-06-01
1261 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1262 Odysseus Capital Asia Limited 3 2 5 40.00 2009-10-29
1263 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1264 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1265 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1266 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
1267 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1268 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1269 ONE CHINA SECURITIES LIMITED 3 32 35 91.43 2004-03-01
1270 OnePlatform Asset Management Limited 18 1126 1144 98.43 2007-07-04
1271 OnePlatform Securities Limited 2 23 25 92.00
1272 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1273 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1274 Ontario Teachers' Pension Plan (Asia) Limited 5 1 6 16.67 2013-05-20
1275 OP INVESTMENT MANAGEMENT LIMITED 4 7 11 63.64 2004-02-18
1276 Open Asset Management Limited 5 3 8 37.50 2011-03-08
1277 Open Securities Limited 4 32 36 88.89 2010-07-16
1278 Oppenheimer Investments Asia Limited 6 5 11 45.45 2010-02-12
1279 Optima Capital Limited 3 13 16 81.25 2007-10-25
1280 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1281 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1282 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1283 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1284 Ord Minnett Hong Kong Limited 3 3 6 50.00 2013-01-15
1285 Oreana Financial Services Limited 3 7 10 70.00 2011-07-12
1286 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1287 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
1288 ORIENT FUTURES (HONG KONG) LIMITED 2 27 29 93.10 2011-02-28
1289 ORIENT SECURITIES (HONG KONG) LIMITED 4 32 36 88.89 2010-07-21
1290 ORIENT SECURITIES LIMITED 3 21 24 87.50
1291 ORIENTAL PATRON ASIA LIMITED 5 13 18 72.22
1292 ORIENTAL PATRON SECURITIES LIMITED 4 15 19 78.95
1293 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
1294 ORIENTAL WEALTH SECURITIES LIMITED 2 11 13 84.62 2008-09-05
1295 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1296 orientiert XYZ Securities Limited 6 111 117 94.87 2004-12-03
1297 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1298 Orion Partners Advisors Limited 3 0 3 0.00 2013-12-17
1299 ORTUS CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2003-08-29
1300 Oshidori Corporate Finance Limited 2 2 4 50.00
1301 Oshidori Securities Limited 3 5 8 62.50
1302 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1303 Otkcab Limited 2 0 2 0.00 2011-10-07
1304 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1305 Owl Creek Hong Kong Limited 3 3 6 50.00 2011-05-20
1306 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1307 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1308 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 30 33 90.91 2007-01-09
1309 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
1310 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1311 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1312 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1313 Pacific Sun Advisors Limited 2 0 2 0.00
1314 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1315 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1316 PANGU CAPITAL LIMITED 2 1 3 33.33 2009-07-09
1317 PANTHEON VENTURES (HK) LLP 2 6 8 75.00 2010-06-30
1318 PAOCHU INVESTMENT ADVISORY LIMITED 1 3 4 75.00 2009-10-09
1319 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
1320 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1321 Parry International Trading Limited 3 2 5 40.00 2010-08-26
1322 Partners Asset Management (HK) Limited 2 9 11 81.82 2007-04-03
1323 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1324 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 4 7 57.14
1325 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1326 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1327 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1328 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1329 Paulson Asia Limited 2 1 3 33.33 2011-02-21
1330 PCA Investments Hong Kong, Limited 2 6 8 75.00 2011-06-16
1331 PDT Partners (HK) Limited 3 2 5 40.00 2013-01-02
1332 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1333 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1334 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1335 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1336 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1337 Penjing Asset Management (HK) Limited 6 8 14 57.14 2005-03-24
1338 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1339 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1340 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1341 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1342 PFC INTERNATIONAL COMPANY LIMITED 2 10 12 83.33 2008-07-29
1343 PGIM (Hong Kong) Limited 2 3 5 60.00
1344 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1345 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1346 PHILIPPA HUCKLE GROUP LIMITED (THE) 4 0 4 0.00 2006-01-13
1347 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 29 31 93.55
1348 PHILLIP COMMODITIES (H.K.) LIMITED 4 381 385 98.96 2003-12-09
1349 PHILLIP SECURITIES (HONG KONG) LIMITED 6 580 586 98.98
1350 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1351 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1352 PHOENIX CAPITAL SECURITIES LIMITED 5 5 10 50.00 2006-07-03
1353 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1354 Pictet Asset Management (Hong Kong) Limited 7 10 17 58.82 2006-10-26
1355 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1356 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33 2007-05-02
1357 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 17 21 80.95 2007-03-08
1358 PineBridge Investments Asia Limited 6 21 27 77.78 2009-04-02
1359 PineBridge Investments Hong Kong Limited 5 6 11 54.55
1360 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1361 PINESTONE SECURITIES LIMITED 2 1 3 33.33 2012-09-13
1362 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2007-03-01
1363 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1364 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 24 26 92.31 2012-03-30
1365 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 4 41 45 91.11 2009-07-30
1366 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
1367 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1368 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1369 Planetree Futures Limited 4 6 10 60.00
1370 Planetree Securities Limited 4 16 20 80.00
1371 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1372 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
1373 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1374 PO LEE SECURITIES LIMITED 2 6 8 75.00
1375 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1376 Point72 Hong Kong Limited 4 34 38 89.47 2006-11-14
1377 Polen Capital HK Limited 4 18 22 81.82 2012-09-28
1378 POLYMATHY CAPITAL LIMITED 2 0 2 0.00 2013-12-17
1379 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1380 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1381 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1382 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 18 26 69.23 2007-06-20
1383 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 14 20 70.00
1384 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1385 Prime Cdex Securities Limited 4 17 21 80.95
1386 PRIME COURAGE SECURITIES COMPANY LIMITED 2 5 7 71.43 2011-09-19
1387 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1388 Prince Capital Management Limited 2 0 2 0.00 2008-04-28
1389 PRINCE FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-10-11
1390 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1391 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
1392 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
1393 Principal Investment & Retirement Services Limited 2 5 7 71.43 2011-08-17
1394 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1395 Prive Financial Limited 3 0 3 0.00 2012-12-06
1396 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1397 PROMISING SECURITIES COMPANY LIMITED 2 11 13 84.62 2004-01-02
1398 Proprium Capital Partners (Hong Kong) Limited 3 0 3 0.00 2013-12-23
1399 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1400 Proton Capital Limited 5 5 10 50.00 2007-10-16
1401 Providence Equity Asia Limited 2 4 6 66.67 2007-08-23
1402 Prudence Investment Management (Hong Kong) Limited 3 6 9 66.67 2009-06-08
1403 PRUDENTIAL BROKERAGE LIMITED 3 157 160 98.13
1404 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
1405 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1406 Public Financial Securities Limited 2 8 10 80.00
1407 Public Securities Limited 2 10 12 83.33
1408 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1409 PUREHEART CAPITAL ASIA LIMITED 2 6 8 75.00 2007-03-08
1410 PV Capital (HK) Limited 2 1 3 33.33 2013-04-18
1411 Pyramis Global Advisors (Hong Kong) Limited 4 8 12 66.67 2008-07-29
1412 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
1413 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
1414 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1415 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1416 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1417 QMIS Securities Limited 2 8 10 80.00 2009-07-24
1418 Quam Asset Management Limited (b1983-06-28) 3 8 11 72.73
1419 Quam Capital Limited (b1994-08-04) 7 15 22 68.18
1420 Quam Securities Limited 11 252 263 95.82 2004-10-15
1421 QUANTSMILE (HK) LIMITED 4 2 6 33.33 2007-04-02
1422 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
1423 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
1424 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1425 Rabo Brokerage HK Limited 1 0 1 0.00 2007-09-12
1426 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1427 RaffAello Securities (HK) Limited 2 5 7 71.43 2005-03-30
1428 Rakuten Securities Hong Kong Limited 3 33 36 91.67
1429 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1430 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1431 RAYS Capital Partners Limited 2 8 10 80.00 2011-05-19
1432 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 43 46 93.48
1433 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 66 73 90.41 2004-10-14
1434 RBS Asia Corporate Finance Limited 2 17 19 89.47
1435 RBS Asia Futures Limited 2 1 3 33.33
1436 RC Futures Advisory Limited 2 1 3 33.33 2010-05-19
1437 REALCHAMP ASSET MANAGEMENT LIMITED 3 1 4 25.00
1438 REALINK FINANCIAL TRADE LIMITED 4 4 8 50.00 2003-09-25
1439 Realord Asia Pacific Securities Limited 3 2 5 40.00 2010-11-24
1440 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1441 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1442 Redford Asset Management Limited 3 4 7 57.14 2010-03-09
1443 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1444 REDFORD SECURITIES LIMITED 3 7 10 70.00 2005-03-31
1445 Redwood Investment Management (Asia) Limited 3 0 3 0.00 2008-12-05
1446 Redwood Peak Limited 3 1 4 25.00 2007-10-05
1447 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1448 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1449 Religare Capital Markets (Hong Kong) Limited 7 18 25 72.00 2008-07-24
1450 Rencent International Asset Management Company Limited 2 1 3 33.33 2013-10-10
1451 RESIDENTS SECURITIES LIMITED 1 0 1 0.00
1452 RHB ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-05-08
1453 RHB CAPITAL HONG KONG LIMITED 4 5 9 55.56
1454 RHB FUTURES HONG KONG LIMITED 6 51 57 89.47 2005-09-28
1455 RHB SECURITIES HONG KONG LIMITED 10 81 91 89.01 2006-11-17
1456 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1457 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1458 Rich Union Securities (H.K.) Limited 7 37 44 84.09
1459 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1460 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1461 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1462 Rifa Futures Limited 2 16 18 88.89 2008-12-01
1463 Rifa Securities Limited 4 22 26 84.62
1464 Riverwest Advisors Limited 3 1 4 25.00 2009-07-02
1465 Robeco Hong Kong Limited 3 19 22 86.36 2007-12-18
1466 ROCIM Limited 2 0 2 0.00 2007-06-29
1467 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1468 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1469 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1470 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1471 RONGTONG GLOBAL INVESTMENT LIMITED 2 0 2 0.00 2013-12-30
1472 ROOFER SECURITIES LIMITED 2 8 10 80.00
1473 ROSA SECURITIES LIMITED 3 3 6 50.00
1474 ROTH Capital Partners (Hong Kong) Limited 1 0 1 0.00 2010-11-30
1475 Rothschild & Co Hong Kong Limited 4 33 37 89.19 2005-04-27
1476 Rothschild & Co Wealth Management Hong Kong Limited 2 5 7 71.43 2010-08-16
1477 RPS INVESTMENT LIMITED 1 0 1 0.00
1478 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1479 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
1480 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
1481 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1482 Rui Da International Finance Holding Limited 3 3 6 50.00 2012-03-30
1483 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1484 S&P Global Ratings Hong Kong Limited 4 39 43 90.70 2011-06-01
1485 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1486 Safari Asia Limited 3 0 3 0.00 2010-04-30
1487 SAIL ADVISORS LIMITED 4 8 12 66.67 2004-05-17
1488 Samena Capital Hong Kong Limited 3 4 7 57.14 2009-09-01
1489 Samsung Asset Management (Hong Kong) Limited 3 15 18 83.33 2008-04-23
1490 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1491 Sanford C. Bernstein (Hong Kong) Limited 7 41 48 85.42 2011-09-28
1492 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
1493 SANFULL SECURITIES LIMITED 6 72 78 92.31
1494 SanJohn Capital Limited 3 0 3 0.00 2007-12-10
1495 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1496 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1497 Saxo Capital Markets HK Limited 4 4 8 50.00 2011-01-19
1498 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1499 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1500 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1501 SC Lowy Financial (HK) Limited 2 12 14 85.71 2009-09-21
1502 Schroder & Co. (Hong Kong) Limited 2 1 3 33.33 2013-04-05
1503 Schroder Adveq Management (Hong Kong) Limited 2 1 3 33.33 2013-01-02
1504 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 72 80 90.00
1505 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1506 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1507 Scottrade (Hong Kong) Limited 1 0 1 0.00 2012-10-11
1508 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 31 33 93.94 2007-03-09
1509 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1510 SDHG International Securities Limited 3 8 11 72.73
1511 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1512 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1513 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1514 Seazen Resources Futures Limited 2 0 2 0.00 2013-08-21
1515 Sectoral Asset Management Limited 2 1 3 33.33 2013-08-08
1516 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1517 SEEKERS ADVISORS H.K. LIMITED 3 4 7 57.14 2012-03-23
1518 SEEKERS MARKETS LIMITED 4 12 16 75.00 2013-08-09
1519 Segantii Capital Management Limited 5 13 18 72.22 2007-11-22
1520 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1521 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1522 SELINA & CO. LIMITED (HK) 3 3 6 50.00
1523 SENRIGAN CAPITAL GROUP LIMITED 2 9 11 81.82 2009-08-27
1524 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 7 9 77.78 2008-11-07
1525 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
1526 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1527 SERICA PARTNERS LIMITED 2 3 5 60.00 2008-12-04
1528 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1529 SG Asset Finance (Hong Kong) Limited 6 50 56 89.29 2003-10-02
1530 SG SECURITIES (HK) LIMITED 29 191 220 86.82 2003-12-16
1531 SHACOM FUTURES LIMITED 2 5 7 71.43
1532 Shacom Securities Limited 3 11 14 78.57
1533 Shang International Finance Limited 10 17 27 62.96
1534 Shangding International Asset Management Company Limited 2 3 5 60.00 2010-09-08
1535 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
1536 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1537 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1538 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2011-12-05
1539 SHENG YUAN SECURITIES LIMITED 2 7 9 77.78 2010-10-27
1540 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1541 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 10 16 62.50
1542 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 14 21 66.67
1543 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 160 166 96.39
1544 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 27 30 90.00
1545 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 223 230 96.96
1546 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1547 Shinhan Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-01-27
1548 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1549 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 5 8 62.50 2011-01-18
1550 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1551 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1552 SIFT CAPITAL PARTNERS LIMITED 3 0 3 0.00 2013-10-28
1553 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1554 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1555 Silk Road International Capital Limited 2 0 2 0.00
1556 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1557 SILVERHORN INVESTMENT ADVISORS LIMITED 4 9 13 69.23 2011-02-28
1558 SILVERSTONE INVESTMENTS LIMITED (HK) 3 3 6 50.00
1559 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1560 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1561 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1562 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1563 SINO WEALTH SECURITIES LIMITED 1 0 1 0.00 2012-03-05
1564 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1565 Sino-Rich Securities & Futures Limited 4 17 21 80.95 2010-11-17
1566 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1567 Sinofortune Financial Capital Limited 2 1 3 33.33
1568 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
1569 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 11 20 55.00 2008-02-21
1570 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1571 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 20 24 83.33 2009-06-02
1572 SINOPAC FUTURES (ASIA) LIMITED 6 30 36 83.33
1573 SINOPAC SECURITIES (ASIA) LIMITED 14 71 85 83.53 2012-04-23
1574 Sinostar Asset Management Limited 3 2 5 40.00 2013-08-16
1575 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1576 SIU ON SECURITIES LIMITED 3 4 7 57.14
1577 SJS Markets Limited 2 2 4 50.00 2005-03-02
1578 SK Securities Hong Kong Limited 4 3 7 42.86 2012-01-20
1579 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1580 SMBC Nikko Securities (Hong Kong) Limited 8 20 28 71.43 2012-07-20
1581 Snow Lake Capital (HK) Limited 3 1 4 25.00 2011-07-21
1582 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1583 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1584 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1585 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1586 Somerley Capital Limited 7 12 19 63.16 2013-10-02
1587 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1588 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1589 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1590 Soochow Securities International Brokerage Limited 4 26 30 86.67 2012-01-12
1591 Soochow Securities International Capital Limited 2 4 6 66.67 2013-07-19
1592 Soochow Securities International Futures Limited 2 19 21 90.48 2012-08-27
1593 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1594 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1595 SOUTH CHINA CAPITAL LIMITED 2 9 11 81.82
1596 SOUTH CHINA COMMODITIES LIMITED 7 93 100 93.00
1597 South China Forex Limited 4 20 24 83.33 2010-06-21
1598 SOUTH CHINA RESEARCH LIMITED 3 3 6 50.00
1599 SOUTH CHINA SECURITIES LIMITED 7 127 134 94.78
1600 SOUTH OCEAN MANAGEMENT LIMITED 2 1 3 33.33
1601 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 7 12 58.33 2008-12-18
1602 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 67 71 94.37 2010-02-23
1603 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 57.14
1604 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 29 33 87.88
1605 SPARX Asia Investment Advisors Limited 5 7 12 58.33 2004-04-20
1606 SPDB International Holdings Limited 3 0 3 0.00
1607 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1608 SPQ Asia Capital Limited 2 1 3 33.33 2013-04-02
1609 Spring Asset Management Limited (HK) 3 0 3 0.00 2013-11-21
1610 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1611 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1612 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1613 SPS COMMODITIES LIMITED 2 6 8 75.00
1614 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1615 SPS SECURITIES LIMITED 4 17 21 80.95
1616 St. James's Place (Hong Kong) Limited 2 20 22 90.91 2012-02-14
1617 Standard & Poor's Investment Advisory Services (HK) Limited 3 9 12 75.00 2010-09-21
1618 Standard Chartered Securities (Hong Kong) Limited 17 100 117 85.47 2012-12-17
1619 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 5 9 14 64.29 2005-07-07
1620 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1621 STATE STREET GLOBAL ADVISORS ASIA LIMITED 7 35 42 83.33
1622 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 6 2 8 25.00 2005-06-20
1623 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
1624 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1625 Stellar Securities Limited 2 2 4 50.00
1626 STI Asset Management Limited 2 5 7 71.43 2008-10-22
1627 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1628 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1629 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1630 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1631 STOCKWELL SECURITIES LIMITED 3 59 62 95.16
1632 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1633 SUCCESS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-08-29
1634 Success Futures and Foreign Exchange Limited 4 48 52 92.31 2005-12-06
1635 Success Securities Limited 4 80 84 95.24
1636 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
1637 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1638 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 9 12 75.00 2007-05-08
1639 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
1640 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1641 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1642 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1643 SUN SECURITIES LIMITED 5 8 13 61.54 2011-04-01
1644 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
1645 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1646 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1647 Sunrise Brokers (Hong Kong) Limited 2 23 25 92.00 2009-12-09
1648 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1649 Superfund Financial (Hong Kong) Limited 3 1 4 25.00
1650 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1651 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1652 Swiss International Asset Management Limited 2 0 2 0.00 2013-12-16
1653 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1654 Swissquote Asia Limited 2 5 7 71.43 2013-02-25
1655 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1656 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
1657 SynerWealth Financial Limited 3 16 19 84.21 2009-02-04
1658 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1659 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1660 T & F Equities Limited 2 1 3 33.33 2012-12-11
1661 T G SECURITIES LIMITED 4 4 8 50.00 2005-12-19
1662 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1663 T. Rowe Price Hong Kong Limited 4 39 43 90.70 2010-12-21
1664 T.F.S. Derivatives HK Limited 9 40 49 81.63 2009-04-03
1665 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1666 Taconic Capital Advisors (Hong Kong) Limited 2 3 5 60.00 2012-06-18
1667 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2013-07-05
1668 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1669 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1670 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1671 TAI SHING STOCK INVESTMENT CO. LIMITED 2 17 19 89.47
1672 TAI TAK SECURITIES (ASIA) LIMITED 4 14 18 77.78
1673 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1674 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1675 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1676 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 17 24 70.83 2008-08-07
1677 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 13 16 81.25 2010-04-27
1678 TAIPING CAPITAL LIMITED 2 3 5 60.00 2013-04-12
1679 Taiping Securities (HK) Co Limited 6 49 55 89.09
1680 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1681 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1682 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1683 TANG PING KONG LIMITED 3 8 11 72.73
1684 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1685 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 57 63 90.48 2007-04-26
1686 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1687 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1688 TBP Investment Advisory (HK) Limited 2 2 4 50.00 2013-06-19
1689 TC Capital International Limited 3 6 9 66.67 2010-08-11
1690 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1691 TCW ASIA LIMITED 4 1 5 20.00 2012-10-25
1692 Telecom King Securities Limited 4 20 24 83.33 2007-10-17
1693 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1694 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1695 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1696 Templewater Hong Kong Limited 7 12 19 63.16
1697 Tempo Asset Management (Hong Kong) Co., Limited 2 2 4 50.00 2011-08-12
1698 Tenacity Partners Limited 4 1 5 20.00 2010-08-13
1699 TENGARD FUND MANAGEMENT LIMITED 4 10 14 71.43 2012-04-03
1700 Tensant Securities Limited 3 5 8 62.50 2004-08-25
1701 TFI Asset Management Limited 3 4 7 57.14 2009-06-18
1702 TFI Securities and Futures Limited 2 4 6 66.67 2013-05-14
1703 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1704 THING ON SECURITIES LIMITED 3 6 9 66.67
1705 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1706 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1707 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1708 TIANDA ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-24
1709 TIANDA SECURITIES LIMITED 2 13 15 86.67 2011-01-18
1710 Tianhe Quant Asset Management Limited 2 1 3 33.33 2013-06-11
1711 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1712 Tiger Securities Asset Management Company Limited 3 10 13 76.92 2006-12-29
1713 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1714 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1715 Tokio Marine Investment Services, Limited 1 0 1 0.00
1716 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1717 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1718 TOPMORE COMMODITIES LIMITED 1 0 1 0.00
1719 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1720 Tora Trading Services Limited (HK) 5 2 7 28.57 2008-11-14
1721 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-11-29
1722 Towers Watson Investment Services Hong Kong Limited 3 9 12 75.00 2007-05-14
1723 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1724 TPG Capital, Limited 2 5 7 71.43 2012-03-07
1725 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1726 TR Advisors Limited 3 3 6 50.00 2008-12-02
1727 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1728 TRADING CENTRAL ASIA LIMITED 2 1 3 33.33 2011-03-08
1729 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1730 TRANSASIA PRIVATE CAPITAL LIMITED 2 2 4 50.00 2013-03-19
1731 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1732 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1733 TREE LINE ADVISORS (HONG KONG) LIMITED 2 9 11 81.82 2006-06-30
1734 TRG MANAGEMENT HONG KONG LIMITED 2 7 9 77.78 2008-01-07
1735 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1736 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 0 2 0.00
1737 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1738 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1739 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1740 True Partner Advisor Hong Kong Limited 3 3 6 50.00 2010-09-30
1741 TRUTH SECURITIES LIMITED 4 4 8 50.00
1742 TSE'S SECURITIES LIMITED 3 35 38 92.11
1743 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1744 TT INTERNATIONAL (HONG KONG) LIMITED 6 10 16 62.50 2004-06-04
1745 TT INTERNATIONAL (LONDON) LIMITED 6 8 14 57.14 2008-12-12
1746 TULLETT PREBON (HONG KONG) LIMITED 4 25 29 86.21 2010-08-26
1747 Tung Shing Futures (Brokers) Limited 5 81 86 94.19
1748 Tung Shing Securities (Brokers) Limited 9 198 207 95.65 2012-03-15
1749 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1750 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1751 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1752 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1753 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1754 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
1755 TVC MANAGEMENT LIMITED 3 0 3 0.00
1756 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1757 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1758 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1759 Tyche Group Limited 2 2 4 50.00
1760 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
1761 UBS Asset Management (Hong Kong) Limited 6 46 52 88.46 2012-09-12
1762 UBS DERIVATIVES HONG KONG LIMITED 6 73 79 92.41
1763 UBS SDIC Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2011-10-11
1764 UBS SECURITIES ASIA LIMITED 13 539 552 97.64
1765 UBS SECURITIES HONG KONG LIMITED 15 347 362 95.86 2011-07-06
1766 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1767 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1768 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1769 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1770 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1771 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1772 United Securities Limited (HK) 2 2 4 50.00
1773 UNITED SIMSEN FOREX DEALERS LIMITED 3 12 15 80.00
1774 UNITED WORLD ONLINE LIMITED 1 0 1 0.00 2004-11-02
1775 UOB KAY HIAN (HONG KONG) LIMITED 4 250 254 98.43
1776 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 132 136 97.06
1777 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1778 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1779 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1780 UPBEST SECURITIES COMPANY LIMITED 6 23 29 79.31
1781 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1782 VALUE PARTNERS HONG KONG LIMITED 3 51 54 94.44 2007-11-19
1783 VALUE PARTNERS LIMITED 3 51 54 94.44
1784 Value Partners Private Equity Limited 2 4 6 66.67
1785 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1786 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1787 Vanguard Investments Hong Kong Limited 3 13 16 81.25 2012-02-07
1788 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1789 Vantage Capital Markets HK Limited 6 33 39 84.62 2008-10-02
1790 Vantage New Generation Securities Limited 2 6 8 75.00 2012-08-03
1791 Vantum Futures Limited 2 4 6 66.67
1792 VBG Capital Limited 5 6 11 54.55 2009-04-20
1793 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1794 VC BROKERAGE LIMITED 3 57 60 95.00
1795 VC CAPITAL LIMITED 4 5 9 55.56
1796 VC FUTURES LIMITED 4 34 38 89.47
1797 VC International Asset Management Limited 4 1 5 20.00
1798 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1799 VEDA CAPITAL LIMITED (HK) 3 5 8 62.50 2005-12-28
1800 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1801 VENHOUSE WEALTH MANAGEMENT LIMITED 3 16 19 84.21 2004-05-19
1802 VERCAP Financial Services Limited 2 0 2 0.00
1803 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1804 Vestmore Capital Management Limited 2 0 2 0.00 2010-01-12
1805 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1806 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1807 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1808 VICTORY SECURITIES COMPANY LIMITED 4 39 43 90.70 2007-02-16
1809 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1810 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1811 Virtu ITG Hong Kong Limited 4 19 23 82.61
1812 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1813 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
1814 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
1815 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1816 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
1817 VisionGain Capital Limited 2 3 5 60.00 2007-11-14
1818 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1819 VMS Securities Limited 5 15 20 75.00
1820 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1821 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
1822 Vontobel Wealth Management (Hong Kong) Limited 2 3 5 60.00 2013-01-14
1823 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1824 VTB Capital Hong Kong Limited 5 8 13 61.54 2011-06-30
1825 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1826 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1827 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1828 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1829 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1830 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1831 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1832 Wanhai Securities (HK) Limited 4 10 14 71.43
1833 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1834 WARD FERRY MANAGEMENT LIMITED 2 11 13 84.62
1835 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1836 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1837 Waton Securities International Limited 2 5 7 71.43
1838 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1839 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
1840 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1841 Well Link Securities Limited 4 11 15 73.33 2005-11-11
1842 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
1843 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1844 Wellington Management Hong Kong Limited (b2003-01-02) 6 30 36 83.33 2003-09-18
1845 Wells Fargo Securities Asia Limited 5 13 18 72.22 2008-04-25
1846 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1847 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1848 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1849 WILBY SECURITIES LIMITED 2 3 5 60.00
1850 WILSON SECURITIES LIMITED 2 8 10 80.00 2010-02-25
1851 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1852 Win Securities Limited 3 7 10 70.00
1853 WIN WONG SECURITIES LIMITED 3 29 32 90.63
1854 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1855 WINFULL SECURITIES LIMITED 3 14 17 82.35
1856 WING FAT SECURITIES LIMITED 3 9 12 75.00
1857 WING FUNG FOREX LIMITED 3 14 17 82.35 2009-01-08
1858 WING FUNG FUTURES LIMITED 2 31 33 93.94 2006-04-21
1859 WING FUNG SECURITIES LIMITED 3 30 33 90.91
1860 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1861 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1862 WING ON SECURITIES LIMITED 2 6 8 75.00
1863 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1864 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1865 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
1866 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1867 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1868 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1869 WINTECH SECURITIES LIMITED 4 9 13 69.23
1870 WINTON CAPITAL ASIA LIMITED 2 9 11 81.82 2009-06-19
1871 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1872 Wisetrade Securities Limited 2 9 11 81.82
1873 WMG Asia Limited 2 0 2 0.00 2007-02-28
1874 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1875 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1876 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1877 WOCOM LIMITED (HK) 5 20 25 80.00
1878 WOCOM SECURITIES LIMITED 5 25 30 83.33
1879 Wolver Hill Asset Management Asia Limited 2 0 2 0.00 2009-03-10
1880 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2003-05-23
1881 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1882 Xin Tian Fund Management Company Limited 2 4 6 66.67 2013-05-30
1883 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
1884 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
1885 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1886 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1887 YF ASSET MANAGEMENT LIMITED 4 3 7 42.86 2013-04-16
1888 YF FUTURES COMPANY LIMITED 2 7 9 77.78
1889 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
1890 YICKO SECURITIES LIMITED 5 15 20 75.00
1891 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1892 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1893 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-05-03
1894 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1895 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
1896 Yuanta Asia Investment (Hong Kong) Limited 5 44 49 89.80 2003-08-13
1897 YUANTA FUTURES (HK) CO., LIMITED 2 2 4 50.00 2012-02-24
1898 Yuanta Securities (Hong Kong) Company Limited 12 139 151 92.05 2006-07-08
1899 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1900 YUE XIU ASSET MANAGEMENT LIMITED 3 2 5 40.00 2011-04-12
1901 YUE XIU FUTURES COMPANY LIMITED 2 6 8 75.00
1902 YUE XIU SECURITIES COMPANY LIMITED 6 39 45 86.67 2013-12-02
1903 YUEXING SECURITIES COMPANY LIMITED 4 14 18 77.78
1904 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1905 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1906 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1907 Yunfeng Financial Markets Limited 10 29 39 74.36
1908 Yunfeng Securities Limited 3 3 6 50.00 2013-08-27
1909 ZEAL ASSET MANAGEMENT LIMITED 5 12 17 70.59 2009-10-09
1910 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1911 ZHONGCAI ASSET MANAGEMENT LIMITED 4 0 4 0.00 2013-08-13
1912 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1913 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1914 Zhongrong International Futures Co., Limited 2 7 9 77.78 2012-02-22
1915 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
1916 ZHONGRONG PT SECURITIES LIMITED 4 45 49 91.84 2010-07-30
1917 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-12-19
1918 ZHONGTAI INTERNATIONAL FUTURES LIMITED 4 15 19 78.95 2012-12-07
1919 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 24 29 82.76 2012-11-13
1920 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1921 ZMF Asset Management Limited 3 16 19 84.21 2011-01-21
1921 Average 3.44 19.07 22.51 84.71

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