SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 62 801 863 92.82 2009-02-19
2 Morgan Stanley Asia Limited 36 897 933 96.14 2006-04-07
3 Merrill Lynch (Asia Pacific) Limited 34 498 532 93.61
4 Merrill Lynch Far East Limited 33 403 436 92.43 2010-08-20
5 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 288 318 90.57 2008-08-20
6 SG SECURITIES (HK) LIMITED 29 191 220 86.82 2003-12-16
7 Credit Suisse (Hong Kong) Limited 28 399 427 93.44 2008-11-04
8 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 24 163 187 87.17 2005-02-15
9 DEUTSCHE SECURITIES ASIA LIMITED 24 242 266 90.98 2004-01-08
10 BARCLAYS CAPITAL ASIA LIMITED 22 358 380 94.21 2005-01-12
11 Citigroup Global Markets Asia Limited 22 624 646 96.59 2008-03-31
12 GOLDMAN SACHS FUTURES (ASIA) LIMITED 22 352 374 94.12
13 Manulife Investment Management (Hong Kong) Limited 22 297 319 93.10
14 BOCI SECURITIES LIMITED 19 399 418 95.45 2004-03-01
15 ICBC INTERNATIONAL SECURITIES LIMITED 19 26 45 57.78 2008-11-14
16 Jefferies Hong Kong Limited 19 140 159 88.05 2010-01-04
17 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 18 108 126 85.71
18 CITIC Securities Brokerage (HK) Limited 18 222 240 92.50
19 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 141 159 88.68 2003-12-02
20 MACQUARIE CAPITAL LIMITED 18 215 233 92.27 2013-07-09
21 OnePlatform Asset Management Limited 18 1126 1144 98.43 2007-07-04
22 CCB INTERNATIONAL SECURITIES LIMITED 17 56 73 76.71 2005-08-19
23 MIZUHO SECURITIES ASIA LIMITED 17 108 125 86.40 2007-02-26
24 Standard Chartered Securities (Hong Kong) Limited 17 100 117 85.47 2012-12-17
25 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 16 52 68 76.47 2005-11-29
26 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 51 67 76.12 2004-05-31
27 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 428 444 96.40
28 CGS International Securities Hong Kong Limited 15 93 108 86.11
29 Daiwa Capital Markets Hong Kong Limited 15 153 168 91.07 2007-10-05
30 KGI ASIA LIMITED 15 595 610 97.54
31 Morgan Stanley Hong Kong Securities Limited 15 328 343 95.63 2010-11-30
32 UBS SECURITIES HONG KONG LIMITED 15 347 362 95.86 2011-07-06
33 BOCI ASIA LIMITED 14 91 105 86.67
34 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 143 157 91.08
35 MIB SECURITIES (HONG KONG) LIMITED 14 94 108 87.04 2012-05-21
36 SINOPAC SECURITIES (ASIA) LIMITED 14 71 85 83.53 2012-04-23
37 Everbright Securities Investment Services (HK) Limited 13 465 478 97.28
38 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 13 371 384 96.61 2003-09-30
39 HSBC Global Asset Management (Hong Kong) Limited 13 98 111 88.29 2006-03-29
40 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 68 81 83.95 2005-06-06
41 UBS SECURITIES ASIA LIMITED 13 539 552 97.64
42 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 77 89 86.52 2013-07-11
43 Nerico Brothers Limited (HK) 12 99 111 89.19 2004-11-30
44 Yuanta Securities (Hong Kong) Company Limited 12 139 151 92.05 2006-07-08
45 BNP PARIBAS SECURITIES (ASIA) LIMITED 11 226 237 95.36 2009-10-15
46 BOCOM International Securities Limited 11 256 267 95.88 2007-09-10
47 CCB INTERNATIONAL CAPITAL LIMITED 11 58 69 84.06 2004-05-27
48 FIL Investment Management (Hong Kong) Limited 11 178 189 94.18
49 JPMorgan Asset Management (Asia Pacific) Limited 11 107 118 90.68 2006-02-16
50 KGI SECURITIES (HONG KONG) LIMITED 11 38 49 77.55
51 Quam Securities Limited 11 252 263 95.82 2004-10-15
52 ABCI Securities Company Limited 10 54 64 84.38 2005-11-15
53 AMPLE CAPITAL LIMITED 10 15 25 60.00 2007-01-02
54 China Galaxy International Securities (Hong Kong) Co., Limited 10 106 116 91.38 2011-09-12
55 CSI Corporate Finance (HK) Limited 10 44 54 81.48 2007-08-01
56 EMPEROR SECURITIES LIMITED (HK) 10 167 177 94.35
57 KGI FUTURES (HONG KONG) LIMITED 10 402 412 97.57
58 Macquarie Corporate (Hong Kong) Limited 10 70 80 87.50
59 RHB SECURITIES HONG KONG LIMITED 10 81 91 89.01 2006-11-17
60 Shang International Finance Limited 10 17 27 62.96
61 Yunfeng Financial Markets Limited 10 29 39 74.36
62 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 24 33 72.73 2003-08-29
63 BlackRock Asset Management North Asia Limited 9 142 151 94.04 2003-12-16
64 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
65 CITIC Securities Futures (HK) Limited 9 106 115 92.17
66 GF Securities (Hong Kong) Brokerage Limited 9 90 99 90.91 2007-01-31
67 HSBC Corporate Finance (Hong Kong) Limited 9 143 152 94.08 2012-03-09
68 HSBC Global Asset Management Holdings (Bahamas) Limited 9 12 21 57.14
69 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
70 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 45 54 83.33 2007-04-04
71 ICBC INTERNATIONAL CAPITAL LIMITED 9 47 56 83.93 2008-05-27
72 Lion Global Financial Limited 9 36 45 80.00 2008-10-10
73 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 11 20 55.00 2008-02-21
74 T.F.S. Derivatives HK Limited 9 40 49 81.63 2009-04-03
75 Tung Shing Securities (Brokers) Limited 9 198 207 95.65 2012-03-15
76 BlackRock (Hong Kong) Limited (d2017-01-20) 8 143 151 94.70
77 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
78 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 117 125 93.60 2007-07-04
79 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 199 207 96.14
80 Credit Suisse Securities (Hong Kong) Limited 8 88 96 91.67 2013-07-30
81 Fosun International Securities Limited 8 21 29 72.41 2008-06-23
82 FULBRIGHT SECURITIES LIMITED 8 234 242 96.69 2010-05-18
83 Funderstone Securities Limited 8 27 35 77.14
84 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 149 157 94.90
85 HAITONG INTERNATIONAL FUTURES LIMITED 8 293 301 97.34
86 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 53 61 86.89
87 LUK FOOK SECURITIES (HK) LIMITED 8 84 92 91.30 2012-06-25
88 MFG Limited (HK) 8 10 18 55.56 2006-07-17
89 MUFG Securities Asia Limited 8 51 59 86.44 2010-12-31
90 Northern Trust Company of Hong Kong Limited (The) 8 29 37 78.38 2011-09-05
91 Nuada Limited 8 0 8 0.00 2004-01-15
92 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 18 26 69.23 2007-06-20
93 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 72 80 90.00
94 SMBC Nikko Securities (Hong Kong) Limited 8 20 28 71.43 2012-07-20
95 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
96 BOCOM International (Asia) Limited 7 22 29 75.86 2007-09-21
97 CES Capital International (Hong Kong) Co., Limited 7 11 18 61.11 2008-03-20
98 CHIEF SECURITIES LIMITED 7 150 157 95.54 2006-04-20
99 CIS SECURITIES ASSET MANAGEMENT LIMITED 7 59 66 89.39 2007-12-07
100 CMBC SECURITIES COMPANY LIMITED 7 29 36 80.56 2008-01-24
101 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 195 202 96.53
102 Crosby Securities Limited 7 7 14 50.00 2013-03-06
103 FIRST SECURITIES (HK) LIMITED 7 24 31 77.42 2009-08-03
104 FIRST SHANGHAI SECURITIES LIMITED 7 58 65 89.23
105 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 7 33 40 82.50
106 Funderstone Futures Limited 7 26 33 78.79
107 GAM HONG KONG LIMITED 7 14 21 66.67
108 GUOTAI JUNAN CAPITAL LIMITED 7 31 38 81.58
109 HAITONG INTERNATIONAL CAPITAL LIMITED 7 22 29 75.86
110 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 38 45 84.44
111 HPEF Capital Partners Limited 7 18 25 72.00
112 INVESCO HONG KONG LIMITED 7 72 79 91.14
113 JPMorgan Funds (Asia) Limited 7 109 116 93.97
114 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
115 Pictet Asset Management (Hong Kong) Limited 7 10 17 58.82 2006-10-26
116 Quam Capital Limited (b1994-08-04) 7 15 22 68.18
117 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 66 73 90.41 2004-10-14
118 Religare Capital Markets (Hong Kong) Limited 7 18 25 72.00 2008-07-24
119 Rich Union Securities (H.K.) Limited 7 37 44 84.09
120 Sanford C. Bernstein (Hong Kong) Limited 7 41 48 85.42 2011-09-28
121 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 14 21 66.67
122 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 223 230 96.96
123 Somerley Capital Limited 7 12 19 63.16 2013-10-02
124 SOUTH CHINA COMMODITIES LIMITED 7 93 100 93.00
125 SOUTH CHINA SECURITIES LIMITED 7 127 134 94.78
126 STATE STREET GLOBAL ADVISORS ASIA LIMITED 7 35 42 83.33
127 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 17 24 70.83 2008-08-07
128 Templewater Hong Kong Limited 7 12 19 63.16
129 ABCI CAPITAL LIMITED 6 15 21 71.43 2011-03-17
130 AIF Securities Limited 6 7 13 53.85 2004-11-02
131 Amundi Hong Kong Limited 6 29 35 82.86
132 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
133 ASIA INVESTMENT MANAGEMENT LIMITED 6 1 7 14.29
134 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 47 53 88.68
135 BOCOM International Asset Management Limited 6 10 16 62.50 2007-09-13
136 BREVAN HOWARD (HONG KONG) LIMITED 6 14 20 70.00 2004-07-12
137 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 13 19 68.42 2011-01-04
138 CES Commodities (HK) Limited 6 321 327 98.17
139 CHINA EVERBRIGHT CAPITAL LIMITED 6 16 22 72.73 2005-05-09
140 DAEWOO SECURITIES (HONG KONG) LIMITED 6 21 27 77.78 2012-02-17
141 DBS ASIA CAPITAL LIMITED 6 10 16 62.50
142 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 6 18 24 75.00 2009-01-02
143 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 202 208 97.12
144 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
145 Fidelity Management & Research (Hong Kong) Limited 6 33 39 84.62 2008-09-04
146 HANG SENG SECURITIES LIMITED 6 21 27 77.78
147 HGNH International Futures Co., Limited 6 29 35 82.86 2007-06-26
148 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 76 82 92.68 2011-03-04
149 I-ACCESS INVESTORS LIMITED 6 20 26 76.92 2005-07-13
150 KINGSWAY CAPITAL LIMITED 6 14 20 70.00 2008-08-14
151 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 63 69 91.30
152 LUEN FAT SECURITIES COMPANY LIMITED 6 49 55 89.09
153 LUK FOOK FUTURES (HK) LIMITED 6 40 46 86.96 2011-12-05
154 MAN INVESTMENTS (HONG KONG) LIMITED 6 8 14 57.14 2005-07-28
155 Mason Securities Limited 6 40 46 86.96
156 Newedge Broker Hong Kong Limited 6 47 53 88.68
157 Nittan Securities Asia Limited 6 2 8 25.00 2013-09-11
158 Oppenheimer Investments Asia Limited 6 5 11 45.45 2010-02-12
159 orientiert XYZ Securities Limited 6 111 117 94.87 2004-12-03
160 Penjing Asset Management (HK) Limited 6 8 14 57.14 2005-03-24
161 PHILLIP SECURITIES (HONG KONG) LIMITED 6 580 586 98.98
162 PineBridge Investments Asia Limited 6 21 27 77.78 2009-04-02
163 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 14 20 70.00
164 RHB FUTURES HONG KONG LIMITED 6 51 57 89.47 2005-09-28
165 SANFULL SECURITIES LIMITED 6 72 78 92.31
166 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
167 SG Asset Finance (Hong Kong) Limited 6 50 56 89.29 2003-10-02
168 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 10 16 62.50
169 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 160 166 96.39
170 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
171 SINOPAC FUTURES (ASIA) LIMITED 6 30 36 83.33
172 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 6 2 8 25.00 2005-06-20
173 Taiping Securities (HK) Co Limited 6 49 55 89.09
174 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 57 63 90.48 2007-04-26
175 TT INTERNATIONAL (HONG KONG) LIMITED 6 10 16 62.50 2004-06-04
176 TT INTERNATIONAL (LONDON) LIMITED 6 8 14 57.14 2008-12-12
177 UBS Asset Management (Hong Kong) Limited 6 46 52 88.46 2012-09-12
178 UBS DERIVATIVES HONG KONG LIMITED 6 73 79 92.41
179 UPBEST SECURITIES COMPANY LIMITED 6 23 29 79.31
180 Vantage Capital Markets HK Limited 6 33 39 84.62 2008-10-02
181 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
182 Wellington Management Hong Kong Limited (b2003-01-02) 6 30 36 83.33 2003-09-18
183 YUE XIU SECURITIES COMPANY LIMITED 6 39 45 86.67 2013-12-02
184 AllianceBernstein Hong Kong Limited 5 35 40 87.50 2006-10-05
185 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 53 58 91.38 2007-01-12
186 Apollo Asset Management Limited (HK) 5 5 10 50.00 2010-09-16
187 Astrum Capital Management Limited (HK) 5 8 13 61.54 2005-07-08
188 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 15 20 75.00 2006-01-25
189 Azentus Capital Management Limited 5 10 15 66.67 2011-02-21
190 Barings Investment Advisers (Hong Kong) Limited 5 0 5 0.00 2009-05-08
191 BEA Union Investment Management Limited 5 18 23 78.26
192 BLACKSTONE GROUP (HK) LIMITED (THE) 5 61 66 92.42 2008-10-14
193 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 2 7 28.57 2010-11-03
194 BNY Mellon Investment Management Hong Kong Limited 5 17 22 77.27 2008-06-06
195 BOCI RESEARCH LIMITED 5 38 43 88.37
196 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
197 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 8 13 61.54 2012-08-01
198 Canaccord Genuity (Hong Kong) Limited 5 10 15 66.67 2011-05-04
199 CAPITAL GLOBAL MANAGEMENT LIMITED 5 33 38 86.84 2005-09-17
200 CELESTIAL COMMODITIES LIMITED 5 124 129 96.12
201 CES Forex (HK) Limited 5 159 164 96.95
202 CHIEF COMMODITIES LIMITED 5 87 92 94.57 2006-05-17
203 China Asset Management (Hong Kong) Limited 5 21 26 80.77 2008-12-10
204 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 5 3 8 37.50 2012-06-22
205 China Securities (International) Corporate Finance Company Limited 5 8 13 61.54 2013-04-08
206 CINDA INTERNATIONAL CAPITAL LIMITED 5 10 15 66.67
207 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
208 CITIC Securities Asset Management (HK) Limited 5 13 18 72.22 2008-08-01
209 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
210 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
211 CSC FUTURES (HK) LIMITED 5 20 25 80.00
212 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 8 13 61.54 2007-10-10
213 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 21 26 80.77
214 DELTA ASIA SECURITIES LIMITED 5 28 33 84.85 2011-12-23
215 EMPEROR FUTURES LIMITED 5 103 108 95.37
216 F.T.M.F. DISTRIBUTION LIMITED 5 2 7 28.57 2008-08-15
217 FIL Investment Advisors 5 91 96 94.79
218 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
219 FITCH (HONG KONG) LIMITED 5 68 73 93.15 2011-06-01
220 Fortune Origin Securities Limited 5 8 13 61.54 2009-07-09
221 GAOYU SECURITIES LIMITED 5 15 20 75.00
222 GF Capital (Hong Kong) Limited 5 14 19 73.68 2007-01-31
223 Glory Sun Securities Limited 5 24 29 82.76 2012-09-18
224 Guosen Securities (HK) Brokerage Company, Limited 5 41 46 89.13 2010-02-26
225 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 12 17 70.59 2010-06-30
226 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 16 21 76.19
227 HARVEST GLOBAL INVESTMENTS LIMITED 5 27 32 84.38 2009-02-16
228 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
229 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 5 25 30 83.33 2009-11-16
230 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
231 Income Partners Asset Management (HK) Limited 5 18 23 78.26
232 Janus Henderson Investors Hong Kong Limited 5 12 17 70.59
233 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
234 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
235 KINGSTON SECURITIES LIMITED 5 65 70 92.86
236 LIM ADVISORS LIMITED 5 20 25 80.00
237 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
238 LOMBARD ODIER (HONG KONG) LIMITED 5 30 35 85.71
239 Mason Futures Limited (HK) 5 31 36 86.11
240 MEAG Hong Kong Limited 5 2 7 28.57
241 MESSIS CAPITAL LIMITED 5 7 12 58.33 2012-12-11
242 MIB FUTURES (HONG KONG) LIMITED 5 51 56 91.07 2011-03-25
243 Neutral Financial Holding Company Limited 5 11 16 68.75
244 Nomura Asset Management Hong Kong Limited 5 11 16 68.75 2013-05-20
245 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
246 Octal Capital Limited 5 5 10 50.00 2011-06-01
247 Ontario Teachers' Pension Plan (Asia) Limited 5 1 6 16.67 2013-05-20
248 Open Asset Management Limited 5 3 8 37.50 2011-03-08
249 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
250 ORIENTAL PATRON ASIA LIMITED 5 13 18 72.22
251 PHOENIX CAPITAL SECURITIES LIMITED 5 5 10 50.00 2006-07-03
252 PineBridge Investments Hong Kong Limited 5 6 11 54.55
253 Proton Capital Limited 5 5 10 50.00 2007-10-16
254 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
255 Segantii Capital Management Limited 5 13 18 72.22 2007-11-22
256 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 7 12 58.33 2008-12-18
257 SPARX Asia Investment Advisors Limited 5 7 12 58.33 2004-04-20
258 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 5 9 14 64.29 2005-07-07
259 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
260 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
261 SUN SECURITIES LIMITED 5 8 13 61.54 2011-04-01
262 Tora Trading Services Limited (HK) 5 2 7 28.57 2008-11-14
263 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
264 Tung Shing Futures (Brokers) Limited 5 81 86 94.19
265 VBG Capital Limited 5 6 11 54.55 2009-04-20
266 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
267 VMS Securities Limited 5 15 20 75.00
268 VTB Capital Hong Kong Limited 5 8 13 61.54 2011-06-30
269 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
270 Wells Fargo Securities Asia Limited 5 13 18 72.22 2008-04-25
271 WOCOM LIMITED (HK) 5 20 25 80.00
272 WOCOM SECURITIES LIMITED 5 25 30 83.33
273 YICKO SECURITIES LIMITED 5 15 20 75.00
274 Yuanta Asia Investment (Hong Kong) Limited 5 44 49 89.80 2003-08-13
275 ZEAL ASSET MANAGEMENT LIMITED 5 12 17 70.59 2009-10-09
276 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 24 29 82.76 2012-11-13
277 ABN AMRO Clearing Hong Kong Limited 4 7 11 63.64
278 abrdn Hong Kong Limited 4 12 16 75.00
279 ADMIS Hong Kong Limited 4 22 26 84.62 2010-03-10
280 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 50.00 2004-09-07
281 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
282 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
283 Argonaut Securities (Asia) Limited 4 5 9 55.56 2011-09-08
284 ARGYLE STREET MANAGEMENT LIMITED 4 7 11 63.64
285 Arta Asset Management Limited 4 5 9 55.56 2008-07-10
286 Artephius Partners Limited 4 0 4 0.00 2013-08-01
287 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
288 Asiya Investments Hong Kong Limited 4 16 20 80.00 2012-07-06
289 ASPEN CREST PARTNERS (HK) LIMITED 4 0 4 0.00 2013-01-03
290 BALI SECURITIES CO. LIMITED 4 2 6 33.33
291 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
292 Beijing Securities Limited 4 8 12 66.67 2008-11-07
293 Bentley Capital Limited (HK) 4 0 4 0.00
294 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
295 BERICH BROKERAGE LIMITED 4 13 17 76.47
296 BFAM Partners (Hong Kong) Limited 4 6 10 60.00 2012-03-30
297 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 41 45 91.11
298 BOA INTERNATIONAL SECURITIES LIMITED 4 3 7 42.86 2009-03-30
299 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
300 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 27 31 87.10 2004-07-15
301 CARDINALASIA CONSULTING LIMITED 4 2 6 33.33 2003-06-27
302 CASH Wealth Management Limited 4 15 19 78.95 2011-01-17
303 CBH Asia Limited 4 24 28 85.71 2010-09-24
304 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
305 CENTALINE WEALTH MANAGEMENT LIMITED 4 89 93 95.70 2004-04-02
306 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
307 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
308 China Angel Fund Management (HK) Company Limited 4 1 5 20.00 2011-10-24
309 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 10 14 71.43
310 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
311 CHINA GLORY SECURITIES COMPANY LIMITED 4 9 13 69.23 2013-07-09
312 China Hong Kong Capital Asset Management Company Limited 4 4 8 50.00
313 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 11 15 73.33 2012-01-06
314 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2013-01-09
315 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 8 12 66.67 2012-07-13
316 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
317 China Renaissance Securities (Hong Kong) Limited 4 10 14 71.43 2012-10-24
318 China Reserve Securities Limited 4 5 9 55.56
319 China Securities (International) Brokerage Company Limited 4 21 25 84.00 2013-04-24
320 CHINA SYSTEM SECURITIES LIMITED 4 8 12 66.67 2005-07-07
321 China Universal Asset Management (Hong Kong) Company Limited 4 10 14 71.43 2010-02-19
322 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 11 15 73.33 2007-04-20
323 CHONG HING COMMODITIES AND FUTURES LIMITED 4 23 27 85.19
324 CHONG HING SECURITIES LIMITED 4 91 95 95.79
325 CIFM Asset Management (Hong Kong) Limited 4 12 16 75.00 2011-07-20
326 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
327 Citadel Asia Limited 4 13 17 76.47 2005-10-21
328 CITIC Securities CLSA Capital Partners (HK) Limited 4 15 19 78.95
329 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00 2007-02-16
330 CLC International Limited 4 7 11 63.64 2012-12-07
331 CLSA LIMITED 4 267 271 98.52 2013-07-09
332 CLSA Premium International (HK) Limited 4 10 14 71.43 2004-10-20
333 CMB International Capital Limited 4 15 19 78.95 2010-09-07
334 CMB INTERNATIONAL FUTURES LIMITED 4 15 19 78.95
335 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 21 25 84.00 2010-08-20
336 CMS CAPITAL (HK) CO., LIMITED 4 5 9 55.56 2004-05-06
337 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
338 Cornucopiae Asset Management Limited 4 3 7 42.86 2011-08-02
339 CORPORATE BROKERS LIMITED 4 59 63 93.65
340 Credit Agricole Securities (Asia) Limited 4 7 11 63.64
341 CS Wealth Securities Limited 4 3 7 42.86
342 CSC SECURITIES (HK) LIMITED 4 32 36 88.89 2003-12-29
343 CTBC Asia Limited 4 12 16 75.00 2004-01-14
344 CUPOLA CAPITAL LIMITED 4 0 4 0.00
345 CVC Asia Pacific Limited 4 16 20 80.00 2009-11-16
346 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
347 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 4 6 10 60.00
348 DigitalBridge Management Asia Limited 4 12 16 75.00 2010-07-20
349 EAST ASIA SECURITIES COMPANY LIMITED 4 141 145 97.24
350 Eastspring Investments (Hong Kong) Limited 4 24 28 85.71 2006-08-08
351 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
352 ENHANCED INVESTMENT PRODUCTS LIMITED 4 6 10 60.00 2012-01-06
353 Essence Corporate Finance (Hong Kong) Limited 4 4 8 50.00 2010-09-01
354 Essence International Securities (Hong Kong) Limited 4 58 62 93.55 2010-05-18
355 Evercore Asia Limited 4 10 14 71.43 2011-03-04
356 Evergrande Futures (Hong Kong) Limited 4 31 35 88.57 2003-11-21
357 Evergrande Securities (Hong Kong) Limited 4 51 55 92.73
358 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
359 EWARTON SECURITIES LIMITED 4 16 20 80.00
360 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
361 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
362 FLAG Squadron Asia Limited 4 5 9 55.56 2006-10-24
363 FUBON SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2012-05-18
364 FULBRIGHT FUTURES LIMITED 4 80 84 95.24 2005-12-05
365 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2012-09-24
366 Future Growth Financial Services Limited 4 5 9 55.56 2010-04-08
367 GET NICE SECURITIES LIMITED 4 83 87 95.40
368 GF International Investment Management Limited 4 6 10 60.00 2011-09-08
369 GREATER CHINA STRATEGIC CAPITAL LIMITED 4 3 7 42.86
370 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 4 1 5 20.00 2005-08-12
371 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
372 GUOYUAN FUTURES (HONG KONG) LIMITED 4 29 33 87.88 2007-11-29
373 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 48 52 92.31 2007-01-30
374 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 15 19 78.95 2008-07-03
375 HALCYON CAPITAL LIMITED (HK) 4 4 8 50.00 2012-12-06
376 HANG SENG INVESTMENT SERVICES LIMITED 4 13 17 76.47
377 HANG TAI SECURITIES LIMITED 4 3 7 42.86
378 Hao Tian International Securities Limited 4 6 10 60.00
379 HARBOURVEST PARTNERS (ASIA) LIMITED 4 5 9 55.56 2013-10-11
380 HARMONY ASSET MANAGEMENT LIMITED 4 4 8 50.00
381 HARRIS FRASER (INTERNATIONAL) LIMITED 4 27 31 87.10
382 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2012-05-21
383 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
384 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
385 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
386 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
387 Hong Kong Securities (International) Company Limited 4 6 10 60.00 2009-07-23
388 HUA NAN SECURITIES (HK) LIMITED 4 4 8 50.00
389 HuaAn Asset Management (Hong Kong) Limited 4 4 8 50.00 2010-12-01
390 Huajin Corporate Finance (International) Limited 4 5 9 55.56
391 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
392 HUNG SING SECURITIES LIMITED 4 15 19 78.95
393 iBest Consultants Limited 4 78 82 95.12 2008-04-15
394 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 26 30 86.67 2010-10-06
395 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
396 INSTINET PACIFIC LIMITED 4 28 32 87.50
397 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
398 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 68 72 94.44
399 Japaninvest (Hong Kong) Limited 4 8 12 66.67 2010-10-26
400 JF INTERNATIONAL MANAGEMENT INC. 4 39 43 90.70
401 JK Capital Management Limited 4 6 10 60.00
402 JS CRESVALE CAPITAL LIMITED 4 3 7 42.86 2010-09-06
403 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 12 16 75.00 2006-09-12
404 JVSakk Asia Limited 4 8 12 66.67
405 JW Capital Limited (HK) 4 1 5 20.00 2011-12-19
406 KAISER FUTURES LIMITED 4 17 21 80.95
407 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
408 KARL-THOMSON SECURITIES COMPANY LIMITED 4 37 41 90.24
409 KCG SECURITIES ASIA LIMITED 4 7 11 63.64 2004-11-25
410 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
411 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-02
412 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
413 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
414 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78 2005-10-31
415 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 14 18 77.78 2003-06-06
416 M&F Asset Management Limited 4 21 25 84.00
417 Mackenzie Investments Asia Limited 4 5 9 55.56
418 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 30 34 88.24 2010-06-29
419 MANGO FINANCIAL LIMITED 4 10 14 71.43
420 Matrix Securities Limited 4 2 6 33.33
421 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
422 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
423 METRO CAPITAL FUTURES LIMITED 4 12 16 75.00
424 METRO CAPITAL SECURITIES LIMITED 4 10 14 71.43
425 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
426 Mirae Asset Capital (China) Limited 4 4 8 50.00 2012-11-29
427 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
428 NATIXIS ASIA LIMITED 4 58 62 93.55 2004-10-19
429 Neuberger Berman Asia Limited 4 26 30 86.67 2008-03-13
430 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
431 NEW SPRING CAPITAL LIMITED 4 3 7 42.86 2011-06-17
432 NH INVESTMENT & SECURITIES (H.K.) LIMITED 4 7 11 63.64 2013-09-17
433 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
434 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
435 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
436 OP INVESTMENT MANAGEMENT LIMITED 4 7 11 63.64 2004-02-18
437 Open Securities Limited 4 32 36 88.89 2010-07-16
438 ORIENT SECURITIES (HONG KONG) LIMITED 4 32 36 88.89 2010-07-21
439 ORIENTAL PATRON SECURITIES LIMITED 4 15 19 78.95
440 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
441 PHILIPPA HUCKLE GROUP LIMITED (THE) 4 0 4 0.00 2006-01-13
442 PHILLIP COMMODITIES (H.K.) LIMITED 4 381 385 98.96 2003-12-09
443 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 17 21 80.95 2007-03-08
444 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2007-03-01
445 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 4 41 45 91.11 2009-07-30
446 Planetree Futures Limited 4 6 10 60.00
447 Planetree Securities Limited 4 16 20 80.00
448 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
449 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
450 Point72 Hong Kong Limited 4 34 38 89.47 2006-11-14
451 Polen Capital HK Limited 4 18 22 81.82 2012-09-28
452 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
453 Prime Cdex Securities Limited 4 17 21 80.95
454 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
455 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
456 Pyramis Global Advisors (Hong Kong) Limited 4 8 12 66.67 2008-07-29
457 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
458 QUANTSMILE (HK) LIMITED 4 2 6 33.33 2007-04-02
459 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
460 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
461 REALINK FINANCIAL TRADE LIMITED 4 4 8 50.00 2003-09-25
462 RHB CAPITAL HONG KONG LIMITED 4 5 9 55.56
463 Rifa Securities Limited 4 22 26 84.62
464 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
465 Rothschild & Co Hong Kong Limited 4 33 37 89.19 2005-04-27
466 S&P Global Ratings Hong Kong Limited 4 39 43 90.70 2011-06-01
467 SAIL ADVISORS LIMITED 4 8 12 66.67 2004-05-17
468 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
469 Saxo Capital Markets HK Limited 4 4 8 50.00 2011-01-19
470 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
471 SEEKERS MARKETS LIMITED 4 12 16 75.00 2013-08-09
472 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
473 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
474 SILVERHORN INVESTMENT ADVISORS LIMITED 4 9 13 69.23 2011-02-28
475 Sino-Rich Securities & Futures Limited 4 17 21 80.95 2010-11-17
476 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 20 24 83.33 2009-06-02
477 SK Securities Hong Kong Limited 4 3 7 42.86 2012-01-20
478 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
479 Soochow Securities International Brokerage Limited 4 26 30 86.67 2012-01-12
480 South China Forex Limited 4 20 24 83.33 2010-06-21
481 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 67 71 94.37 2010-02-23
482 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 29 33 87.88
483 SPS SECURITIES LIMITED 4 17 21 80.95
484 Success Futures and Foreign Exchange Limited 4 48 52 92.31 2005-12-06
485 Success Securities Limited 4 80 84 95.24
486 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
487 T G SECURITIES LIMITED 4 4 8 50.00 2005-12-19
488 T. Rowe Price Hong Kong Limited 4 39 43 90.70 2010-12-21
489 TAI TAK SECURITIES (ASIA) LIMITED 4 14 18 77.78
490 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
491 TCW ASIA LIMITED 4 1 5 20.00 2012-10-25
492 Telecom King Securities Limited 4 20 24 83.33 2007-10-17
493 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
494 Tenacity Partners Limited 4 1 5 20.00 2010-08-13
495 TENGARD FUND MANAGEMENT LIMITED 4 10 14 71.43 2012-04-03
496 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
497 TIANDA ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-24
498 TRUTH SECURITIES LIMITED 4 4 8 50.00
499 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
500 TULLETT PREBON (HONG KONG) LIMITED 4 25 29 86.21 2010-08-26
501 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
502 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
503 UBS SDIC Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2011-10-11
504 UOB KAY HIAN (HONG KONG) LIMITED 4 250 254 98.43
505 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 132 136 97.06
506 VC CAPITAL LIMITED 4 5 9 55.56
507 VC FUTURES LIMITED 4 34 38 89.47
508 VC International Asset Management Limited 4 1 5 20.00
509 VICTORY SECURITIES COMPANY LIMITED 4 39 43 90.70 2007-02-16
510 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
511 Virtu ITG Hong Kong Limited 4 19 23 82.61
512 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
513 Wanhai Securities (HK) Limited 4 10 14 71.43
514 Well Link Securities Limited 4 11 15 73.33 2005-11-11
515 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
516 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
517 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
518 WINTECH SECURITIES LIMITED 4 9 13 69.23
519 YF ASSET MANAGEMENT LIMITED 4 3 7 42.86 2013-04-16
520 YUEXING SECURITIES COMPANY LIMITED 4 14 18 77.78
521 ZHONGCAI ASSET MANAGEMENT LIMITED 4 0 4 0.00 2013-08-13
522 ZHONGRONG PT SECURITIES LIMITED 4 45 49 91.84 2010-07-30
523 ZHONGTAI INTERNATIONAL FUTURES LIMITED 4 15 19 78.95 2012-12-07
524 313 Capital Management Limited 3 31 34 91.18 2010-04-19
525 3W Fund Management Limited 3 0 3 0.00 2012-11-16
526 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
527 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 7 10 70.00
528 Absolute Investment Management (HK) Limited 3 0 3 0.00
529 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2013-12-11
530 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
531 Adamas Asset Management (HK) Limited 3 13 16 81.25 2013-02-20
532 AIF CAPITAL LIMITED 3 4 7 57.14
533 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
534 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
535 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
536 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
537 Allard Partners Limited 3 4 7 57.14
538 Allianz Global Investors Hong Kong Limited 3 12 15 80.00
539 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
540 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
541 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
542 Alphamax Asset Management (HK) Limited 3 2 5 40.00 2012-08-06
543 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
544 ALTRUIST FINANCIAL GROUP LIMITED 3 47 50 94.00 2004-01-20
545 ALTUS CAPITAL LIMITED 3 8 11 72.73
546 Amasse Capital Limited 3 2 5 40.00 2012-07-13
547 Amital Asset Management Limited 3 0 3 0.00 2013-01-23
548 Anbang Asset Management (Hong Kong) Co. Limited 3 9 12 75.00 2012-05-15
549 Anbang Capital (Hong Kong) Co. Limited 3 1 4 25.00 2013-12-06
550 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
551 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
552 Anli Securities Limited 3 1 4 25.00
553 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
554 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
555 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
556 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
557 Asia Frontier Investments Limited 3 3 6 50.00 2009-04-28
558 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
559 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
560 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
561 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 12 15 80.00 2008-08-08
562 ASSET MANAGEMENT GROUP LIMITED 3 26 29 89.66 2006-01-17
563 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
564 Atherton Asset Management Limited 3 4 7 57.14 2008-09-10
565 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
566 Avantua Capital Management Limited 3 0 3 0.00 2013-06-20
567 Averest Capital Limited 3 3 6 50.00
568 Avia Asset Management Limited 3 0 3 0.00
569 AXA Investment Managers Asia Limited 3 16 19 84.21 2005-07-21
570 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 17 20 85.00
571 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
572 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
573 Beevest Securities Limited 3 7 10 70.00 2005-03-07
574 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
575 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
576 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
577 BMI FUNDS MANAGEMENT LIMITED 3 17 20 85.00 2010-09-10
578 BNY Mellon Managed Investments Limited 3 2 5 40.00 2013-06-11
579 BOCHK Asset Management Limited 3 10 13 76.92 2010-12-15
580 BOCI COMMODITIES & FUTURES LIMITED 3 6 9 66.67 2004-11-17
581 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
582 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
583 Bosera Asset Management (International) Co., Limited 3 13 16 81.25 2010-11-05
584 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2010-10-06
585 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
586 Bright Fund Management Limited 3 40 43 93.02
587 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 137 140 97.86 2009-10-05
588 BROOKE CAPITAL LIMITED 3 1 4 25.00
589 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
590 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
591 BUSINESS FUTURES LIMITED 3 6 9 66.67
592 BUSINESS SECURITIES LIMITED 3 16 19 84.21
593 CAIIS Limited 3 17 20 85.00 2006-05-23
594 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
595 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
596 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
597 CAPITAL RESEARCH COMPANY 3 26 29 89.66 2004-11-10
598 Capstone Financial (HK) Limited 3 1 4 25.00 2010-03-12
599 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
600 CC Finance Limited 3 10 13 76.92 2006-04-20
601 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
602 CCTIC International Limited 3 1 4 25.00 2010-06-28
603 Celera Markets Limited 3 0 3 0.00 2008-08-12
604 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
605 CELESTIAL SECURITIES LIMITED 3 207 210 98.57
606 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
607 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
608 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
609 CF GLOBAL (HK) LIMITED 3 5 8 62.50 2006-11-22
610 Chanceton Capital Partners Limited 3 6 9 66.67
611 Changjiang Securities Brokerage (HK) Limited 3 25 28 89.29 2011-12-13
612 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
613 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
614 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
615 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
616 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
617 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
618 China Everbright Investment Management Limited 3 2 5 40.00 2007-07-03
619 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
620 China Finance KAB Limited 3 9 12 75.00 2004-12-23
621 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 2 5 40.00 2013-02-25
622 China Galaxy International Futures (Hong Kong) Co., Limited 3 63 66 95.45 2011-12-14
623 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
624 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2012-04-27
625 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
626 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 26 29 89.66 2011-04-26
627 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 11 14 78.57 2005-09-21
628 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 14 17 82.35 2006-12-08
629 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 62 65 95.38
630 China Silver Asset Management (Hong Kong) Limited 3 3 6 50.00 2009-12-02
631 CHINA TIMES SECURITIES LIMITED 3 6 9 66.67 2011-02-21
632 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
633 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
634 CHOW SANG SANG SECURITIES LIMITED 3 42 45 93.33
635 CHRISTFUND SECURITIES LIMITED 3 23 26 88.46
636 CHUANGS & CO. LIMITED 3 1 4 25.00
637 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
638 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
639 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
640 CINDA INTERNATIONAL FUTURES LIMITED 3 38 41 92.68
641 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
642 CITY CREDIT CAPITAL (HK) LIMITED 3 11 14 78.57 2012-10-16
643 CLC SECURITIES LIMITED 3 8 11 72.73 2008-06-16
644 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
645 CLSA FUTURES LIMITED 3 19 22 86.36
646 CMB International Global Markets Limited 3 8 11 72.73
647 CMB International Securities Limited 3 19 22 86.36 2010-06-15
648 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-02-22
649 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 14 17 82.35 2009-03-31
650 CNI Securities Group Limited 3 25 28 89.29 2009-12-15
651 COL Securities (HK) Limited 3 1 4 25.00
652 COMGEST FAR EAST LIMITED 3 4 7 57.14
653 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
654 Core Pacific - Yamaichi Asset Management Limited 3 0 3 0.00 2013-12-17
655 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
656 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 126 129 97.67
657 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
658 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
659 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
660 CSOP Asset Management Limited 3 25 28 89.29 2008-09-29
661 CTW SECURITIES LIMITED 3 2 5 40.00
662 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
663 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
664 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 10 13 76.92 2009-10-14
665 DAH SING SECURITIES LIMITED 3 8 11 72.73
666 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
667 Davidson Kempner Asia Limited 3 7 10 70.00 2010-05-04
668 DBS VICKERS (HONG KONG) LIMITED 3 140 143 97.90 2003-10-14
669 Direxion Asia Limited 3 1 4 25.00 2013-06-13
670 DL BROKERAGE LIMITED 3 16 19 84.21
671 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
672 DNB Asset Management (Asia) Limited 3 3 6 50.00
673 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
674 DST Investment Management Limited 3 1 4 25.00 2012-04-23
675 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
676 Dymon Asia Capital (HK) Limited 3 3 6 50.00 2011-08-31
677 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
678 EAM Investment Advisors Limited 3 0 3 0.00 2009-11-16
679 EAST ASIA FUTURES LIMITED 3 10 13 76.92
680 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
681 Eclipse Options (HK) Limited 3 17 20 85.00 2007-05-31
682 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
683 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
684 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
685 EIG Global Energy (Asia) Limited 3 0 3 0.00 2012-02-08
686 ELITE FINANCIAL SERVICES LIMITED (HK) 3 0 3 0.00 2013-05-23
687 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
688 Emerald Hill Capital Partners Limited 3 4 7 57.14 2011-10-26
689 Emperor Asset Management Limited 3 3 6 50.00 2009-11-03
690 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
691 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
692 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
693 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
694 ENLIGHTEN SECURITIES LIMITED 3 29 32 90.63
695 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
696 Essence Futures (Hong Kong) Limited 3 31 34 91.18 2010-10-25
697 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
698 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
699 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
700 EVERHOT SECURITIES LIMITED 3 5 8 62.50
701 ExaByte Capital Management (HK) Limited 3 0 3 0.00 2012-09-25
702 EXS Capital Asia Limited 3 3 6 50.00 2008-06-12
703 F&C Asset Management Asia Limited 3 1 4 25.00 2008-10-15
704 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
705 FAIR CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2007-06-27
706 FAIRWIN BROKING LIMITED 3 5 8 62.50
707 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
708 FDB Financial Group Limited 3 6 9 66.67
709 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
710 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
711 FORTUNE (HK) SECURITIES LIMITED 3 23 26 88.46
712 FORTUNE FINANCIAL CAPITAL LIMITED 3 5 8 62.50 2009-03-12
713 FTN Financial Asia Limited 3 3 6 50.00 2008-06-02
714 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-02-27
715 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
716 Funderstone Asset Management (HK) Limited 3 2 5 40.00
717 FWD Financial Planning Limited (HK) 3 54 57 94.74 2011-01-25
718 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
719 Gain Capital - Forex.com Hong Kong Limited 3 12 15 80.00 2009-07-22
720 GAINWELL SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-08-21
721 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
722 GENERALI INVESTMENTS ASIA LIMITED 3 5 8 62.50 2006-02-08
723 GEO Securities Limited 3 22 25 88.00 2013-05-03
724 GEOMATRIX (H.K.) LIMITED 3 4 7 57.14
725 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
726 GF Asset Management (Hong Kong) Limited 3 10 13 76.92 2007-11-08
727 GF FUTURES (HONG KONG) CO., LIMITED 3 35 38 92.11 2007-02-16
728 GIGA (HONG KONG) LIMITED 3 3 6 50.00
729 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
730 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
731 GLS SECURITIES LIMITED 3 3 6 50.00
732 GMO-Z.com Forex HK Limited 3 13 16 81.25 2012-06-22
733 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
734 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
735 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 4 7 57.14 2012-03-30
736 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
737 Goldin Equities Limited 3 5 8 62.50 2008-12-17
738 Goldin Financial Limited 3 3 6 50.00 2009-06-01
739 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
740 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
741 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
742 GRANSING SECURITIES CO., LIMITED 3 11 14 78.57
743 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
744 Greater China Securities Limited (b1999-04-26) 3 5 8 62.50
745 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
746 GT Asset & Portfolio Management Limited 3 7 10 70.00 2004-11-04
747 Guo Tong Capital Management Company Limited 3 2 5 40.00 2010-05-24
748 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 56 59 94.92 2010-11-26
749 Guotai Junan FX Limited 3 31 34 91.18 2010-10-21
750 Guoxin International Asset Management Limited 3 0 3 0.00 2012-07-31
751 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-11-28
752 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
753 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 25 28 89.29 2005-11-15
754 HALCYON SECURITIES LIMITED 3 4 7 57.14 2013-01-28
755 HAMON ASIAN ADVISORS LIMITED 3 11 14 78.57
756 HAMON ASSET MANAGEMENT LIMITED 3 12 15 80.00
757 HAMON INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
758 Hana Asia Limited 3 0 3 0.00 2010-03-25
759 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
760 HEAD & SHOULDERS SECURITIES LIMITED 3 6 9 66.67 2008-03-27
761 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
762 HENYEP SECURITIES LIMITED 3 16 19 84.21
763 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
764 Hillhouse Investment Management Limited 3 6 9 66.67 2011-01-24
765 HING WONG SECURITIES LIMITED 3 11 14 78.57
766 HO FUNG SHARES INVESTMENT LIMITED 3 11 14 78.57 2005-03-24
767 Hongkong Bay Securities Limited 3 2 5 40.00
768 HongShan Capital Advisors (Hong Kong) Limited 3 1 4 25.00 2008-01-02
769 Horizon Asset International (HK) Limited 3 6 9 66.67 2008-09-03
770 HPEF Venture Partners Limited 3 3 6 50.00
771 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 26 29 89.66
772 HSBC BROKING SECURITIES (ASIA) LIMITED 3 114 117 97.44
773 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 15 18 83.33
774 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
775 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
776 Huarong International Asset Management Limited 3 4 7 57.14 2011-03-14
777 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
778 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 3 0 3 0.00 2012-11-20
779 Hywin Asset Management (Hong Kong) Limited 3 12 15 80.00 2013-07-05
780 IBTS ASIA (HK) LIMITED 3 8 11 72.73 2005-11-17
781 ICAP Equities Asia Limited 3 15 18 83.33 2008-12-22
782 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
783 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
784 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
785 ICBC Credit Suisse Asset Management (International) Company Limited 3 6 9 66.67 2011-11-18
786 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2009-12-14
787 iFAST Global Markets (HK) Limited 3 5 8 62.50 2008-02-12
788 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
789 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
790 Imagi Brokerage Limited 3 4 7 57.14
791 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
792 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
793 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
794 Interactive Brokers LLC 3 27 30 90.00 2007-03-19
795 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
796 INV Partners Limited 3 2 5 40.00 2009-11-24
797 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67 2004-08-30
798 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
799 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
800 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
801 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
802 JS SECURITIES LIMITED (HK) 3 3 6 50.00 2011-01-20
803 Jupiter Asset Management (Asia Pacific) Limited 3 4 7 57.14
804 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
805 JVSakk Asset Management Limited 3 15 18 83.33 2008-08-28
806 Kaiser KT Capital Limited 3 2 5 40.00
807 KAISER SECURITIES LIMITED 3 19 22 86.36
808 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
809 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 18 21 85.71
810 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
811 KB Securities Hong Kong Limited 3 5 8 62.50
812 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
813 KGI Asset Management Limited 3 28 31 90.32 2013-05-31
814 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
815 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
816 KINGSTON FUTURES LIMITED 3 19 22 86.36
817 Kirin Asset Management Limited 3 0 3 0.00 2007-06-12
818 KKR CAPITAL MARKETS ASIA LIMITED 3 2 5 40.00 2009-10-22
819 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
820 Kriya Capital Limited 3 4 7 57.14 2010-01-08
821 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
822 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
823 LAMTEX SECURITIES LIMITED 3 6 9 66.67
824 LAZARD ASIA (HONG KONG) LIMITED 3 2 5 40.00 2007-03-20
825 LBN Advisers Limited 3 4 7 57.14 2007-09-13
826 Leading Securities Company Limited 3 2 5 40.00 2013-02-21
827 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
828 Legal & General Investment Management Asia Limited 3 2 5 40.00 2013-07-22
829 LEHIN SECURITIES LIMITED 3 21 24 87.50
830 LT Finance Management Limited 3 3 6 50.00 2012-12-10
831 LT Securities Limited 3 4 7 57.14 2011-04-01
832 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
833 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
834 MAGIC COMPASS SECURITIES LIMITED 3 4 7 57.14 2011-10-12
835 MALAHON SECURITIES LIMITED 3 10 13 76.92
836 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
837 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
838 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
839 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
840 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
841 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 13 16 81.25 2008-06-30
842 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 5 8 62.50 2004-09-22
843 MCM Asia Limited 3 10 13 76.92 2013-03-28
844 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
845 MERCER INVESTMENTS (HK) LIMITED 3 9 12 75.00 2005-08-04
846 Merdeka Securities Limited 3 3 6 50.00
847 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
848 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
849 MIDLAND WEALTH MANAGEMENT LIMITED 3 27 30 90.00 2008-02-18
850 MING HON SECURITIES LIMITED 3 1 4 25.00
851 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
852 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
853 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
854 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
855 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
856 Moody's Investors Service Hong Kong Limited 3 79 82 96.34 2011-06-01
857 MORTON SECURITIES LIMITED 3 2 5 40.00
858 Mount Kellett Capital (Hong Kong) Limited 3 20 23 86.96 2008-09-25
859 NAN FUNG INVESTMENT ADVISER LIMITED 3 2 5 40.00 2011-10-19
860 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
861 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
862 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
863 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
864 Nezu Asia Capital Management Limited 3 8 11 72.73 2004-10-29
865 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
866 NIVALIS PARTNERS LIMITED 3 0 3 0.00 2013-09-04
867 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
868 Oaktree Capital (Hong Kong) Limited 3 12 15 80.00 2006-07-12
869 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
870 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
871 Odysseus Capital Asia Limited 3 2 5 40.00 2009-10-29
872 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
873 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
874 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
875 ONE CHINA SECURITIES LIMITED 3 32 35 91.43 2004-03-01
876 ONSHINE SECURITIES LIMITED 3 6 9 66.67
877 Optima Capital Limited 3 13 16 81.25 2007-10-25
878 Ord Minnett Hong Kong Limited 3 3 6 50.00 2013-01-15
879 Oreana Financial Services Limited 3 7 10 70.00 2011-07-12
880 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
881 ORIENT SECURITIES LIMITED 3 21 24 87.50
882 Orion Partners Advisors Limited 3 0 3 0.00 2013-12-17
883 ORTUS CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2003-08-29
884 Oshidori Securities Limited 3 5 8 62.50
885 Owl Creek Hong Kong Limited 3 3 6 50.00 2011-05-20
886 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 30 33 90.91 2007-01-09
887 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
888 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
889 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
890 Parry International Trading Limited 3 2 5 40.00 2010-08-26
891 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 4 7 57.14
892 PDT Partners (HK) Limited 3 2 5 40.00 2013-01-02
893 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
894 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
895 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
896 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
897 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
898 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
899 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
900 Prive Financial Limited 3 0 3 0.00 2012-12-06
901 Proprium Capital Partners (Hong Kong) Limited 3 0 3 0.00 2013-12-23
902 Prudence Investment Management (Hong Kong) Limited 3 6 9 66.67 2009-06-08
903 PRUDENTIAL BROKERAGE LIMITED 3 157 160 98.13
904 Quam Asset Management Limited (b1983-06-28) 3 8 11 72.73
905 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
906 Rakuten Securities Hong Kong Limited 3 33 36 91.67
907 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
908 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 43 46 93.48
909 REALCHAMP ASSET MANAGEMENT LIMITED 3 1 4 25.00
910 Realord Asia Pacific Securities Limited 3 2 5 40.00 2010-11-24
911 Redford Asset Management Limited 3 4 7 57.14 2010-03-09
912 REDFORD SECURITIES LIMITED 3 7 10 70.00 2005-03-31
913 Redwood Investment Management (Asia) Limited 3 0 3 0.00 2008-12-05
914 Redwood Peak Limited 3 1 4 25.00 2007-10-05
915 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
916 RHB ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-05-08
917 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
918 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
919 Riverwest Advisors Limited 3 1 4 25.00 2009-07-02
920 Robeco Hong Kong Limited 3 19 22 86.36 2007-12-18
921 ROSA SECURITIES LIMITED 3 3 6 50.00
922 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
923 Rui Da International Finance Holding Limited 3 3 6 50.00 2012-03-30
924 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
925 Safari Asia Limited 3 0 3 0.00 2010-04-30
926 Samena Capital Hong Kong Limited 3 4 7 57.14 2009-09-01
927 Samsung Asset Management (Hong Kong) Limited 3 15 18 83.33 2008-04-23
928 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
929 SanJohn Capital Limited 3 0 3 0.00 2007-12-10
930 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
931 SDHG International Securities Limited 3 8 11 72.73
932 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
933 SEEKERS ADVISORS H.K. LIMITED 3 4 7 57.14 2012-03-23
934 SELINA & CO. LIMITED (HK) 3 3 6 50.00
935 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
936 Shacom Securities Limited 3 11 14 78.57
937 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 27 30 90.00
938 Shinhan Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-01-27
939 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
940 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 5 8 62.50 2011-01-18
941 SIFT CAPITAL PARTNERS LIMITED 3 0 3 0.00 2013-10-28
942 SILVERSTONE INVESTMENTS LIMITED (HK) 3 3 6 50.00
943 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
944 SINOMAX SECURITIES LIMITED 3 9 12 75.00
945 Sinostar Asset Management Limited 3 2 5 40.00 2013-08-16
946 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
947 SIU ON SECURITIES LIMITED 3 4 7 57.14
948 Snow Lake Capital (HK) Limited 3 1 4 25.00 2011-07-21
949 SOLID KING SECURITIES LIMITED 3 9 12 75.00
950 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
951 SOUTH CHINA RESEARCH LIMITED 3 3 6 50.00
952 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 57.14
953 SPDB International Holdings Limited 3 0 3 0.00
954 Spring Asset Management Limited (HK) 3 0 3 0.00 2013-11-21
955 Springboard Capital Limited 3 4 7 57.14 2010-07-02
956 Standard & Poor's Investment Advisory Services (HK) Limited 3 9 12 75.00 2010-09-21
957 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
958 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
959 STOCKWELL SECURITIES LIMITED 3 59 62 95.16
960 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
961 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 9 12 75.00 2007-05-08
962 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
963 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
964 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
965 Superfund Financial (Hong Kong) Limited 3 1 4 25.00
966 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
967 SynerWealth Financial Limited 3 16 19 84.21 2009-02-04
968 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
969 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
970 TAIFAIR FUTURES LIMITED 3 1 4 25.00
971 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 13 16 81.25 2010-04-27
972 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
973 TANG KEE SECURITIES LIMITED 3 3 6 50.00
974 TANG PING KONG LIMITED 3 8 11 72.73
975 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
976 TC Capital International Limited 3 6 9 66.67 2010-08-11
977 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
978 Tensant Securities Limited 3 5 8 62.50 2004-08-25
979 TFI Asset Management Limited 3 4 7 57.14 2009-06-18
980 THING ON SECURITIES LIMITED 3 6 9 66.67
981 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
982 Tiger Securities Asset Management Company Limited 3 10 13 76.92 2006-12-29
983 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
984 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
985 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
986 Towers Watson Investment Services Hong Kong Limited 3 9 12 75.00 2007-05-14
987 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
988 TR Advisors Limited 3 3 6 50.00 2008-12-02
989 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
990 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
991 True Partner Advisor Hong Kong Limited 3 3 6 50.00 2010-09-30
992 TSE'S SECURITIES LIMITED 3 35 38 92.11
993 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
994 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
995 TVC MANAGEMENT LIMITED 3 0 3 0.00
996 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
997 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
998 UNITED SIMSEN FOREX DEALERS LIMITED 3 12 15 80.00
999 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1000 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1001 VALUE PARTNERS HONG KONG LIMITED 3 51 54 94.44 2007-11-19
1002 VALUE PARTNERS LIMITED 3 51 54 94.44
1003 Vanguard Investments Hong Kong Limited 3 13 16 81.25 2012-02-07
1004 VC BROKERAGE LIMITED 3 57 60 95.00
1005 VEDA CAPITAL LIMITED (HK) 3 5 8 62.50 2005-12-28
1006 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1007 VENHOUSE WEALTH MANAGEMENT LIMITED 3 16 19 84.21 2004-05-19
1008 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1009 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
1010 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1011 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1012 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1013 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1014 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1015 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1016 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1017 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1018 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1019 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1020 Win Securities Limited 3 7 10 70.00
1021 WIN WONG SECURITIES LIMITED 3 29 32 90.63
1022 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1023 WINFULL SECURITIES LIMITED 3 14 17 82.35
1024 WING FAT SECURITIES LIMITED 3 9 12 75.00
1025 WING FUNG FOREX LIMITED 3 14 17 82.35 2009-01-08
1026 WING FUNG SECURITIES LIMITED 3 30 33 90.91
1027 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1028 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
1029 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1030 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2003-05-23
1031 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
1032 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1033 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1034 YUE XIU ASSET MANAGEMENT LIMITED 3 2 5 40.00 2011-04-12
1035 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1036 Yunfeng Securities Limited 3 3 6 50.00 2013-08-27
1037 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1038 ZMF Asset Management Limited 3 16 19 84.21 2011-01-21
1039 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1040 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
1041 AASTOCKS.COM LIMITED 2 0 2 0.00
1042 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
1043 ABCI ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-10-18
1044 About Capital Management (HK) Co., Limited 2 1 3 33.33 2013-09-24
1045 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1046 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1047 ACM ASIA LIMITED 2 0 2 0.00
1048 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1049 ADMIRAL INVESTMENT LIMITED 2 1 3 33.33 2013-11-08
1050 ADS Securities Hong Kong Limited 2 0 2 0.00 2011-08-09
1051 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1052 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1053 Aevitas Securities Limited 2 4 6 66.67
1054 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1055 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
1056 Agamemnon Capital Limited 2 0 2 0.00 2013-12-02
1057 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1058 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1059 AJ Securities Limited 2 4 6 66.67
1060 Akron Corporate Finance Limited 2 0 2 0.00 2013-10-03
1061 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1062 ALCEDA ASIA LIMITED 2 0 2 0.00 2013-03-19
1063 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
1064 All-Stars Investment Limited 2 0 2 0.00 2013-12-02
1065 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1066 Alpha Nova Capital Management Limited 2 0 2 0.00
1067 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1068 Altis Partners (Asia) Limited 2 0 2 0.00 2010-10-22
1069 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1070 ALTUS INVESTMENTS LIMITED (HK) 2 8 10 80.00 2005-12-14
1071 AM Squared Limited 2 4 6 66.67 2005-06-30
1072 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
1073 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1074 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1075 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1076 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1077 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1078 Anuenue Securities Limited 2 10 12 83.33
1079 ANZ Securities (HK) Limited 2 0 2 0.00 2012-11-19
1080 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1081 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1082 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
1083 Areion Asset Management Company Limited 2 5 7 71.43 2010-08-24
1084 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1085 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
1086 ARISAIG PARTNERS (HK) LIMITED 2 3 5 60.00 2006-01-20
1087 ARKKAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-12-16
1088 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1089 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1090 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
1091 Arta Global Futures Limited 2 1 3 33.33
1092 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
1093 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1094 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1095 Ascent Capital Advisors Limited 2 0 2 0.00 2013-11-08
1096 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1097 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1098 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1099 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1100 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
1101 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1102 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1103 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1104 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1105 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1106 ATHENA WEALTH MANAGEMENT LIMITED 2 42 44 95.45 2008-04-25
1107 Athos Capital Limited 2 3 5 60.00 2012-03-20
1108 Atlantic Asset Management Limited 2 0 2 0.00 2013-11-06
1109 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1110 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 14 16 87.50
1111 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1112 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
1113 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1114 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1115 Avista Capital Limited 2 0 2 0.00 2013-08-09
1116 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1117 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1118 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1119 Axis Capital Management Limited 2 0 2 0.00
1120 Ayers Alliance Securities (HK) Limited 2 3 5 60.00 2013-10-07
1121 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1122 Bach Option Limited 2 1 3 33.33 2013-06-10
1123 Balyasny Asset Management (Hong Kong) Limited 2 13 15 86.67 2008-03-03
1124 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1125 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
1126 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1127 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1128 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1129 BCT Financial Limited 2 62 64 96.88 2010-11-24
1130 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
1131 Beevest Fortune Asset Management Limited 2 2 4 50.00 2012-08-15
1132 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1133 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1134 Belvest Investment Services Limited 2 4 6 66.67
1135 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1136 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1137 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
1138 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1139 BGC SECURITIES (HONG KONG) LLC 2 40 42 95.24 2008-06-25
1140 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1141 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1142 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1143 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1144 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1145 Black Marble Securities Limited 2 2 4 50.00
1146 BLOOMYEARS LIMITED 2 1 3 33.33
1147 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1148 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1149 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1150 BMI Securities Limited 2 5 7 71.43 2011-03-14
1151 BOCOM Schroder Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2013-11-29
1152 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1153 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1154 BOWEN ASIA LIMITED 2 1 3 33.33
1155 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1156 Bradbury Securities Limited 2 9 11 81.82
1157 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1158 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1159 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1160 BRIGHT SMART FOREX LIMITED 2 3 5 60.00 2013-03-11
1161 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
1162 Brilliant Norton Securities Company Limited 2 6 8 75.00 2011-12-01
1163 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
1164 BULLISH SECURITIES LIMITED 2 10 12 83.33
1165 C.P. FINANCIAL MANAGEMENT LIMITED 2 4 6 66.67 2008-05-09
1166 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1167 Caitong International Asset Management Co., Limited 2 2 4 50.00 2013-05-20
1168 Calibration Partners (Hong Kong) Limited 2 2 4 50.00 2013-12-09
1169 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1170 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1171 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 2 0 2 0.00 2013-01-31
1172 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1173 Capital International, Inc. 2 11 13 84.62 2007-07-03
1174 Capula Investment Management Asia Limited 2 11 13 84.62 2012-05-11
1175 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 1 3 33.33 2012-04-30
1176 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1177 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1178 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
1179 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1180 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
1181 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1182 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1183 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
1184 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1185 CCB Securities Limited 2 3 5 60.00
1186 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2007-08-23
1187 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
1188 Central Universe Futures Limited 2 1 3 33.33 2013-10-28
1189 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1190 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1191 Cephei Capital Management (Hong Kong) Limited 2 3 5 60.00 2007-07-19
1192 CERES CAPITAL LIMITED 2 0 2 0.00
1193 CES International Commodities (HK) Limited 2 1 3 33.33
1194 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1195 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1196 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1197 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
1198 Changjiang Corporate Finance (HK) Limited 2 4 6 66.67 2012-06-29
1199 Changjiang Futures (HK) Limited 2 13 15 86.67 2012-02-13
1200 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2013-09-16
1201 Channel 8 Wealth Management Limited 2 13 15 86.67 2010-01-27
1202 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 1 3 33.33
1203 ChapmanCraig Limited 2 0 2 0.00
1204 CHARLES-LIM CAPITAL LIMITED 2 1 3 33.33 2010-03-31
1205 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1206 CHARTWELL CAPITAL LIMITED (HK) 2 4 6 66.67 2008-02-05
1207 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1208 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1209 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
1210 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1211 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
1212 CHIEF FINANCIAL CAPITAL LIMITED 2 3 5 60.00 2013-03-14
1213 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
1214 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1215 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
1216 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
1217 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
1218 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1219 China Finance Holdings Limited 2 0 2 0.00
1220 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1221 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1222 CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1223 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
1224 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 2 4 50.00 2013-08-08
1225 China Orient International Asset Management Limited 2 7 9 77.78 2012-05-15
1226 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1227 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1228 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1229 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2009-08-28
1230 China Securities (International) Asset Management Company Limited 2 3 5 60.00 2013-02-22
1231 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1232 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
1233 China Vered Securities Limited 2 0 2 0.00 2013-12-03
1234 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1235 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1236 CHN International Group Limited 2 1 3 33.33 2010-02-22
1237 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
1238 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1239 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
1240 City Financial Investment Company (Hong Kong) Limited 2 2 4 50.00 2013-12-03
1241 Claren Road Asia Limited 2 2 4 50.00 2009-03-30
1242 CLSA RESEARCH LIMITED 2 0 2 0.00
1243 CMB International Asset Management Limited 2 4 6 66.67 2010-05-26
1244 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1245 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1246 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1247 COFCO Asset Management (International) Company Limited 2 0 2 0.00 2013-02-05
1248 COMMENCE COMPANY LIMITED 2 0 2 0.00
1249 Complus Asset Management Limited 2 5 7 71.43 2011-05-25
1250 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 26 28 92.86 2008-12-17
1251 Conning Asia Pacific Limited 2 11 13 84.62 2012-02-24
1252 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1253 Convergence Capital Asia Limited 2 1 3 33.33 2013-06-28
1254 CONVOY CAPITAL HONG KONG LIMITED 2 2 4 50.00 2012-08-23
1255 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
1256 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1257 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1258 Cowen and Company (Asia) Limited 2 0 2 0.00 2003-12-19
1259 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1260 CreditEase Wealth Management (HK) Limited 2 0 2 0.00 2013-11-06
1261 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1262 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
1263 CTI Capital Management Limited (HK) 2 0 2 0.00 2013-03-19
1264 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
1265 CVP Securities Limited 2 33 35 94.29 2004-07-09
1266 Cypress Capital Hong Kong Limited 2 6 8 75.00 2013-06-19
1267 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1268 D.J. SECURITIES LIMITED 2 0 2 0.00
1269 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
1270 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1271 De Riva Asia Limited 2 7 9 77.78 2010-07-29
1272 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
1273 Delta Asia Wealth Management Limited 2 5 7 71.43
1274 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
1275 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
1276 DL SECURITIES (HK) LIMITED 2 3 5 60.00 2012-09-04
1277 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1278 Dongxing Securities (Hong Kong) Company Limited 2 0 2 0.00 2013-12-23
1279 DORIC CAPITAL CORPORATION 2 2 4 50.00 2003-11-13
1280 Double Haven Capital (Hong Kong) Limited 2 9 11 81.82 2007-02-16
1281 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1282 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1283 DWS Investments Hong Kong Limited 2 15 17 88.24
1284 EAA SECURITIES LIMITED 2 1 3 33.33
1285 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1286 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
1287 EICHER CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-10-28
1288 Elements Advisors Limited 2 1 3 33.33 2010-06-08
1289 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1290 ELLIOTT ADVISORS (HK) LIMITED 2 14 16 87.50 2005-03-08
1291 ELSTONE SECURITIES LIMITED 2 4 6 66.67
1292 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1293 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
1294 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1295 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1296 Essence Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-08-19
1297 Essence International Financial Holdings Limited 2 10 12 83.33
1298 ETF Securities (HK) Limited 2 1 3 33.33 2012-08-02
1299 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1300 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1301 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1302 Everbright Capital Management Limited 2 9 11 81.82 2007-09-24
1303 Everbright Securities Digital Finance (HK) Limited 2 12 14 85.71
1304 Everbright Securities Global (HK) Limited 2 8 10 80.00
1305 Evergain Funds Limited 2 0 2 0.00 2013-12-17
1306 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1307 Evo Capital Management Asia Limited 2 9 11 81.82 2007-08-22
1308 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1309 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
1310 F. R. ZIMMERN LIMITED 2 3 5 60.00
1311 F.E. Corporate Finance Advisory Limited 2 4 6 66.67 2012-08-03
1312 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1313 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1314 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1315 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
1316 FE SECURITIES LIMITED 2 4 6 66.67
1317 Finet Securities Limited 2 1 3 33.33
1318 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1319 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1320 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
1321 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1322 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1323 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
1324 Fortune Asset Management Limited 2 5 7 71.43 2009-12-16
1325 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1326 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1327 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1328 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1329 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1330 FRONTIER CAPITAL INVESTMENT LIMITED 2 0 2 0.00 2013-01-29
1331 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 2 6 8 75.00 2011-11-15
1332 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1333 FT Securities Limited 2 7 9 77.78
1334 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1335 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1336 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
1337 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 7 9 77.78
1338 FULBRIGHT ASSET MANAGEMENT LIMITED 2 6 8 75.00 2012-03-22
1339 FULBRIGHT CAPITAL LIMITED 2 3 5 60.00 2011-06-14
1340 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1341 FULLJET SECURITIES LIMITED 2 0 2 0.00
1342 Futu Securities International (HONG KONG) Limited 2 2 4 50.00 2012-10-04
1343 Future Growth Asset Management Limited 2 1 3 33.33 2010-05-11
1344 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
1345 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 11 13 84.62 2005-02-16
1346 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1347 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
1348 GAVEKAL CAPITAL LIMITED 2 12 14 85.71 2003-06-09
1349 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1350 GCAM Limited 2 1 3 33.33 2004-10-19
1351 GCIS LIMITED 2 0 2 0.00 2007-05-16
1352 Ge Shang Investment (Hong Kong) Limited 2 0 2 0.00
1353 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1354 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1355 Genting Securities Limited 2 1 3 33.33 2012-05-18
1356 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1357 GET NICE CAPITAL LIMITED 2 0 2 0.00
1358 GFI (HK) SECURITIES L.L.C. 2 23 25 92.00 2007-06-18
1359 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1360 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
1361 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1362 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1363 Gold Mountains Asset Management Limited 2 3 5 60.00 2013-08-28
1364 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-12-02
1365 Golden Hen Securities and Futures Limited 2 9 11 81.82 2010-05-13
1366 Golden Jade Asset Management Limited 2 2 4 50.00 2012-04-26
1367 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1368 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1369 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
1370 Goldyard Capital Limited 2 1 3 33.33
1371 Gong Ping Futures Limited 2 28 30 93.33 2011-11-22
1372 Gong Ping Securities Limited 2 28 30 93.33 2010-12-08
1373 Gradient Trading Hong Kong Limited 2 1 3 33.33 2013-12-13
1374 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1375 Grand Cartel Securities Company Limited 2 3 5 60.00
1376 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
1377 Grand China Securities Limited 2 4 6 66.67 2012-05-03
1378 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
1379 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1380 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1381 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1382 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1383 Grey Investment Limited 2 2 4 50.00 2012-02-21
1384 Grit Securities Limited 2 1 3 33.33
1385 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
1386 GSI FINANCE GROUP LIMITED 2 3 5 60.00 2011-03-18
1387 GT CAPITAL LIMITED 2 5 7 71.43
1388 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1389 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
1390 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
1391 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
1392 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1393 Hafoo Securities Limited 2 10 12 83.33 2009-12-09
1394 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
1395 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1396 HANG SENG FUTURES LIMITED 2 7 9 77.78
1397 HANTEC SECURITIES CO., LIMITED 2 18 20 90.00
1398 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1399 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
1400 Heitman HK Limited 2 0 2 0.00 2012-12-05
1401 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1402 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1403 HENIK SECURITIES LIMITED 2 10 12 83.33
1404 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1405 HERMES SECURITIES LIMITED 2 8 10 80.00
1406 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1407 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1408 HGNH International Asset Management Co., Limited 2 5 7 71.43 2011-10-24
1409 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1410 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
1411 HIP HING SECURITIES LIMITED 2 2 4 50.00
1412 HK NOBLE SKY TREASURE SECURITIES LIMITED 2 2 4 50.00 2013-02-28
1413 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1414 Hodes Weill Asia Limited 2 1 3 33.33 2012-08-31
1415 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1416 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
1417 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1418 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1419 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-09-21
1420 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1421 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1422 Hongkong Bay Asset Management Limited 2 2 4 50.00 2012-03-08
1423 HOORAY CAPITAL LIMITED 2 1 3 33.33
1424 HOORAY SECURITIES LIMITED 2 2 4 50.00
1425 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1426 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1427 Houlihan Lokey (China) Limited 2 13 15 86.67 2008-10-09
1428 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1429 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1430 HSBC BROKING FOREX (ASIA) LIMITED 2 66 68 97.06
1431 HSBC BROKING FUTURES (ASIA) LIMITED 2 84 86 97.67
1432 HSZ (HONG KONG) LIMITED 2 3 5 60.00
1433 HT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00
1434 Huayu Securities Limited 2 6 8 75.00
1435 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1436 HUNG SING FUTURES LIMITED 2 4 6 66.67
1437 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
1438 IAM LEGACY LIMITED 2 13 15 86.67 2007-08-21
1439 iBest Securities Company Limited 2 2 4 50.00
1440 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
1441 ICBC INTERNATIONAL FUTURES LIMITED 2 18 20 90.00 2009-05-06
1442 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
1443 iFAST Securities (HK) Limited 2 3 5 60.00
1444 IMARKETS LIMITED 2 0 2 0.00
1445 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1446 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1447 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1448 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1449 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
1450 INCU CORPORATE FINANCE LIMITED 2 4 6 66.67
1451 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1452 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1453 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1454 Integrity Capital Management (HK) Limited 2 2 4 50.00 2013-03-05
1455 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1456 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1457 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1458 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
1459 IPP Financial Advisers Limited 2 29 31 93.55 2006-12-21
1460 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1461 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
1462 ITAU ASIA LIMITED 2 3 5 60.00 2006-10-31
1463 iVenture Investment Management Limited 2 1 3 33.33
1464 J Capital Research Limited 2 1 3 33.33 2012-03-01
1465 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1466 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1467 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
1468 JANE STREET HONG KONG LIMITED 2 15 17 88.24 2013-07-26
1469 JINRUI FUTURES (HONG KONG) LIMITED 2 12 14 85.71 2007-07-27
1470 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
1471 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1472 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
1473 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1474 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1475 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1476 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1477 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1478 KALIS INVESTMENTS LIMITED 2 1 3 33.33 2011-11-07
1479 Kam Wah Investments Limited 2 3 5 60.00
1480 KARFORD SECURITIES LIMITED 2 0 2 0.00
1481 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1482 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1483 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1484 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1485 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1486 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1487 Keptain Securities and Asset Management Limited 2 3 5 60.00 2013-01-24
1488 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1489 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1490 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1491 KINGKEY SECURITIES GROUP LIMITED 2 3 5 60.00 2011-07-27
1492 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1493 KINGSTON CORPORATE FINANCE LIMITED 2 5 7 71.43
1494 KMT SECURITIES LIMITED 2 6 8 75.00
1495 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1496 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1497 KOG FOREX LIMITED 2 10 12 83.33 2013-01-08
1498 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1499 Korea Investment Management Asia Limited 2 1 3 33.33 2009-08-21
1500 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1501 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1502 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1503 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1504 LAU & COMPANY LIMITED 2 0 2 0.00
1505 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1506 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1507 Legg Mason International Equities (Hong Kong) Limited 2 4 6 66.67
1508 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1509 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
1510 Leonteq Securities (Hong Kong) Limited 2 5 7 71.43 2011-04-07
1511 Lexington Partners Asia Limited 2 1 3 33.33 2013-08-16
1512 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1513 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1514 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1515 Liquid Capital Markets Hong Kong Limited 2 4 6 66.67 2009-10-29
1516 Liquidnet Asia Limited 2 5 7 71.43 2007-08-15
1517 LIS Investment Services Limited 2 1 3 33.33 2008-01-09
1518 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1519 LMR Partners Limited 2 2 4 50.00 2012-07-17
1520 Longitude Asia Limited 2 4 6 66.67
1521 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1522 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1523 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 18 20 90.00 2007-02-14
1524 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1525 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1526 LUEN SING SECURITIES LIMITED 2 7 9 77.78
1527 LUNAR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-02-17
1528 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1529 LY CAPITAL LIMITED 2 0 2 0.00 2013-12-11
1530 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1531 M3 Capital Partners (HK) Limited 2 6 8 75.00 2008-10-17
1532 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1533 MacroValue Investors Limited 2 7 9 77.78 2008-03-17
1534 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1535 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1536 MARC FABER LIMITED 2 0 2 0.00
1537 Marex HK Asia Limited 2 3 5 60.00 2013-08-23
1538 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1539 MARSHALL WACE ASIA LIMITED 2 15 17 88.24 2006-10-27
1540 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1541 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1542 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1543 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
1544 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1545 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1546 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1547 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1548 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1549 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1550 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1551 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2008-09-03
1552 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1553 Minerva Holding Financial Securities Limited 2 8 10 80.00
1554 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
1555 Mitsubishi UFJ Investment Services (HK) Limited 2 8 10 80.00 2007-12-21
1556 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1557 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 0 2 0.00 2011-04-14
1558 Moore Capital Asia Limited 2 4 6 66.67 2010-06-11
1559 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1560 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1561 MTF SECURITIES LIMITED 2 11 13 84.62
1562 Murasaki Capital Limited 2 0 2 0.00 2013-09-18
1563 MVision Private Equity Advisers Asia Limited 2 3 5 60.00 2012-03-29
1564 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1565 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 13 15 86.67 2011-11-25
1566 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1567 Natixis Investment Managers Hong Kong Limited 2 2 4 50.00 2012-10-16
1568 New China Asset Management (Hong Kong) Limited 2 0 2 0.00 2013-11-06
1569 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1570 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1571 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1572 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1573 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1574 NOAH HOLDINGS (HONG KONG) LIMITED 2 7 9 77.78 2012-01-04
1575 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1576 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1577 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1578 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1579 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1580 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1581 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1582 OnePlatform Securities Limited 2 23 25 92.00
1583 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1584 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1585 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1586 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1587 ORIENT FUTURES (HONG KONG) LIMITED 2 27 29 93.10 2011-02-28
1588 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
1589 ORIENTAL WEALTH SECURITIES LIMITED 2 11 13 84.62 2008-09-05
1590 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1591 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1592 Oshidori Corporate Finance Limited 2 2 4 50.00
1593 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1594 Otkcab Limited 2 0 2 0.00 2011-10-07
1595 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1596 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1597 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1598 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1599 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1600 Pacific Sun Advisors Limited 2 0 2 0.00
1601 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1602 PANGU CAPITAL LIMITED 2 1 3 33.33 2009-07-09
1603 PANTHEON VENTURES (HK) LLP 2 6 8 75.00 2010-06-30
1604 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1605 Partners Asset Management (HK) Limited 2 9 11 81.82 2007-04-03
1606 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1607 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1608 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1609 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1610 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1611 Paulson Asia Limited 2 1 3 33.33 2011-02-21
1612 PCA Investments Hong Kong, Limited 2 6 8 75.00 2011-06-16
1613 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1614 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1615 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1616 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1617 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1618 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1619 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1620 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1621 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1622 PFC INTERNATIONAL COMPANY LIMITED 2 10 12 83.33 2008-07-29
1623 PGIM (Hong Kong) Limited 2 3 5 60.00
1624 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1625 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1626 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 29 31 93.55
1627 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1628 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1629 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1630 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33 2007-05-02
1631 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1632 PINESTONE SECURITIES LIMITED 2 1 3 33.33 2012-09-13
1633 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1634 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 24 26 92.31 2012-03-30
1635 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1636 PO LEE SECURITIES LIMITED 2 6 8 75.00
1637 POLYMATHY CAPITAL LIMITED 2 0 2 0.00 2013-12-17
1638 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1639 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1640 PRIME COURAGE SECURITIES COMPANY LIMITED 2 5 7 71.43 2011-09-19
1641 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1642 Prince Capital Management Limited 2 0 2 0.00 2008-04-28
1643 PRINCE FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-10-11
1644 Principal Investment & Retirement Services Limited 2 5 7 71.43 2011-08-17
1645 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1646 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1647 PROMISING SECURITIES COMPANY LIMITED 2 11 13 84.62 2004-01-02
1648 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1649 Providence Equity Asia Limited 2 4 6 66.67 2007-08-23
1650 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
1651 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1652 Public Financial Securities Limited 2 8 10 80.00
1653 Public Securities Limited 2 10 12 83.33
1654 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1655 PUREHEART CAPITAL ASIA LIMITED 2 6 8 75.00 2007-03-08
1656 PV Capital (HK) Limited 2 1 3 33.33 2013-04-18
1657 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
1658 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1659 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1660 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1661 QMIS Securities Limited 2 8 10 80.00 2009-07-24
1662 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1663 RaffAello Securities (HK) Limited 2 5 7 71.43 2005-03-30
1664 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1665 RAYS Capital Partners Limited 2 8 10 80.00 2011-05-19
1666 RBS Asia Corporate Finance Limited 2 17 19 89.47
1667 RBS Asia Futures Limited 2 1 3 33.33
1668 RC Futures Advisory Limited 2 1 3 33.33 2010-05-19
1669 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1670 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1671 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1672 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1673 Rencent International Asset Management Company Limited 2 1 3 33.33 2013-10-10
1674 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1675 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1676 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1677 Rifa Futures Limited 2 16 18 88.89 2008-12-01
1678 ROCIM Limited 2 0 2 0.00 2007-06-29
1679 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1680 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1681 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1682 RONGTONG GLOBAL INVESTMENT LIMITED 2 0 2 0.00 2013-12-30
1683 ROOFER SECURITIES LIMITED 2 8 10 80.00
1684 Rothschild & Co Wealth Management Hong Kong Limited 2 5 7 71.43 2010-08-16
1685 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1686 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
1687 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1688 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1689 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1690 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1691 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1692 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1693 SC Lowy Financial (HK) Limited 2 12 14 85.71 2009-09-21
1694 Schroder & Co. (Hong Kong) Limited 2 1 3 33.33 2013-04-05
1695 Schroder Adveq Management (Hong Kong) Limited 2 1 3 33.33 2013-01-02
1696 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1697 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 31 33 93.94 2007-03-09
1698 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1699 Seazen Resources Futures Limited 2 0 2 0.00 2013-08-21
1700 Sectoral Asset Management Limited 2 1 3 33.33 2013-08-08
1701 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1702 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1703 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1704 SENRIGAN CAPITAL GROUP LIMITED 2 9 11 81.82 2009-08-27
1705 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 7 9 77.78 2008-11-07
1706 SERICA PARTNERS LIMITED 2 3 5 60.00 2008-12-04
1707 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1708 SHACOM FUTURES LIMITED 2 5 7 71.43
1709 Shangding International Asset Management Company Limited 2 3 5 60.00 2010-09-08
1710 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1711 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1712 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2011-12-05
1713 SHENG YUAN SECURITIES LIMITED 2 7 9 77.78 2010-10-27
1714 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1715 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1716 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1717 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1718 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1719 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1720 Silk Road International Capital Limited 2 0 2 0.00
1721 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1722 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1723 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1724 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1725 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1726 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1727 Sinofortune Financial Capital Limited 2 1 3 33.33
1728 SJS Markets Limited 2 2 4 50.00 2005-03-02
1729 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1730 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1731 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1732 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1733 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1734 Soochow Securities International Capital Limited 2 4 6 66.67 2013-07-19
1735 Soochow Securities International Futures Limited 2 19 21 90.48 2012-08-27
1736 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1737 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1738 SOUTH CHINA CAPITAL LIMITED 2 9 11 81.82
1739 SOUTH OCEAN MANAGEMENT LIMITED 2 1 3 33.33
1740 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1741 SPQ Asia Capital Limited 2 1 3 33.33 2013-04-02
1742 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1743 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1744 SPS COMMODITIES LIMITED 2 6 8 75.00
1745 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1746 St. James's Place (Hong Kong) Limited 2 20 22 90.91 2012-02-14
1747 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1748 Stellar Securities Limited 2 2 4 50.00
1749 STI Asset Management Limited 2 5 7 71.43 2008-10-22
1750 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1751 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1752 SUCCESS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-08-29
1753 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1754 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1755 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1756 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
1757 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1758 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1759 Sunrise Brokers (Hong Kong) Limited 2 23 25 92.00 2009-12-09
1760 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1761 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1762 Swiss International Asset Management Limited 2 0 2 0.00 2013-12-16
1763 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1764 Swissquote Asia Limited 2 5 7 71.43 2013-02-25
1765 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1766 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1767 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1768 T & F Equities Limited 2 1 3 33.33 2012-12-11
1769 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1770 Taconic Capital Advisors (Hong Kong) Limited 2 3 5 60.00 2012-06-18
1771 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2013-07-05
1772 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1773 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1774 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1775 TAI SHING STOCK INVESTMENT CO. LIMITED 2 17 19 89.47
1776 TAIPING CAPITAL LIMITED 2 3 5 60.00 2013-04-12
1777 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1778 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1779 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1780 TBP Investment Advisory (HK) Limited 2 2 4 50.00 2013-06-19
1781 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1782 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1783 Tempo Asset Management (Hong Kong) Co., Limited 2 2 4 50.00 2011-08-12
1784 TFI Securities and Futures Limited 2 4 6 66.67 2013-05-14
1785 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1786 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1787 TIANDA SECURITIES LIMITED 2 13 15 86.67 2011-01-18
1788 Tianhe Quant Asset Management Limited 2 1 3 33.33 2013-06-11
1789 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1790 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1791 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1792 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-11-29
1793 TPG Capital, Limited 2 5 7 71.43 2012-03-07
1794 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1795 TRADING CENTRAL ASIA LIMITED 2 1 3 33.33 2011-03-08
1796 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1797 TRANSASIA PRIVATE CAPITAL LIMITED 2 2 4 50.00 2013-03-19
1798 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1799 TREE LINE ADVISORS (HONG KONG) LIMITED 2 9 11 81.82 2006-06-30
1800 TRG MANAGEMENT HONG KONG LIMITED 2 7 9 77.78 2008-01-07
1801 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1802 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 0 2 0.00
1803 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1804 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1805 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1806 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1807 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1808 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
1809 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1810 Tyche Group Limited 2 2 4 50.00
1811 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1812 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1813 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1814 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1815 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1816 United Securities Limited (HK) 2 2 4 50.00
1817 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1818 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1819 Value Partners Private Equity Limited 2 4 6 66.67
1820 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1821 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1822 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1823 Vantage New Generation Securities Limited 2 6 8 75.00 2012-08-03
1824 Vantum Futures Limited 2 4 6 66.67
1825 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1826 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1827 VERCAP Financial Services Limited 2 0 2 0.00
1828 Vestmore Capital Management Limited 2 0 2 0.00 2010-01-12
1829 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1830 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1831 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1832 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1833 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1834 VisionGain Capital Limited 2 3 5 60.00 2007-11-14
1835 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
1836 Vontobel Wealth Management (Hong Kong) Limited 2 3 5 60.00 2013-01-14
1837 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1838 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1839 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1840 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1841 WARD FERRY MANAGEMENT LIMITED 2 11 13 84.62
1842 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1843 Waton Securities International Limited 2 5 7 71.43
1844 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1845 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
1846 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1847 WILBY SECURITIES LIMITED 2 3 5 60.00
1848 WILSON SECURITIES LIMITED 2 8 10 80.00 2010-02-25
1849 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1850 WING FUNG FUTURES LIMITED 2 31 33 93.94 2006-04-21
1851 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1852 WING ON SECURITIES LIMITED 2 6 8 75.00
1853 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1854 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1855 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1856 WINTON CAPITAL ASIA LIMITED 2 9 11 81.82 2009-06-19
1857 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1858 Wisetrade Securities Limited 2 9 11 81.82
1859 WMG Asia Limited 2 0 2 0.00 2007-02-28
1860 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1861 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1862 Wolver Hill Asset Management Asia Limited 2 0 2 0.00 2009-03-10
1863 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1864 Xin Tian Fund Management Company Limited 2 4 6 66.67 2013-05-30
1865 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
1866 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
1867 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1868 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1869 YF FUTURES COMPANY LIMITED 2 7 9 77.78
1870 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1871 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-05-03
1872 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
1873 YUANTA FUTURES (HK) CO., LIMITED 2 2 4 50.00 2012-02-24
1874 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1875 YUE XIU FUTURES COMPANY LIMITED 2 6 8 75.00
1876 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1877 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1878 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1879 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1880 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1881 Zhongrong International Futures Co., Limited 2 7 9 77.78 2012-02-22
1882 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
1883 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-12-19
1884 Asia Alpha Capital Management Limited 1 0 1 0.00 2013-01-02
1885 Austin Asia Securities Limited 1 0 1 0.00 2012-11-14
1886 CAIDAO CAPITAL LIMITED 1 1 2 50.00 2008-07-15
1887 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67 2010-09-13
1888 China Integrity Investment Limited 1 0 1 0.00 2009-09-18
1889 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1890 China Tonghai (IA) Limited 1 0 1 0.00
1891 Expedition Advisors Limited 1 0 1 0.00 2012-04-17
1892 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1893 Goldbridge Securities Limited 1 0 1 0.00
1894 Gottex Fund Management (Hong Kong) Limited 1 0 1 0.00 2005-11-04
1895 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1896 HSBC BROKING (CHINA) LIMITED 1 0 1 0.00
1897 Innoform-Ashfield Capital Limited 1 0 1 0.00 2007-08-07
1898 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1899 Joy Silver Limited 1 0 1 0.00
1900 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1901 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1902 Kingsbridge Limited (d2014-08-15) 1 0 1 0.00 2010-07-28
1903 KOREA INVESTMENT & SECURITIES ASIA LIMITED 1 2 3 66.67
1904 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1905 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00 2008-11-20
1906 LFM Global Investment (Hong Kong) Company, Limited 1 1 2 50.00 2012-12-06
1907 Myo Capital Advisers Limited 1 1 2 50.00 2007-11-16
1908 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1909 PAOCHU INVESTMENT ADVISORY LIMITED 1 3 4 75.00 2009-10-09
1910 Rabo Brokerage HK Limited 1 0 1 0.00 2007-09-12
1911 RESIDENTS SECURITIES LIMITED 1 0 1 0.00
1912 ROTH Capital Partners (Hong Kong) Limited 1 0 1 0.00 2010-11-30
1913 RPS INVESTMENT LIMITED 1 0 1 0.00
1914 Scottrade (Hong Kong) Limited 1 0 1 0.00 2012-10-11
1915 SINO WEALTH SECURITIES LIMITED 1 0 1 0.00 2012-03-05
1916 Tokio Marine Investment Services, Limited 1 0 1 0.00
1917 TOPMORE COMMODITIES LIMITED 1 0 1 0.00
1918 UNITED WORLD ONLINE LIMITED 1 0 1 0.00 2004-11-02
1919 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1920 BSI Investment Advisors (Hong Kong) Limited 0 35 35 100.00 2010-08-27
1921 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 0 2 2 100.00 2003-10-15
1921 Average 3.44 19.07 22.51 84.71

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