SUN GROWTH SECURITIES LIMITED 志昇証券有限公司
SFC suspends Sandra Cheung Wing Yi for a year
| Statement of Disciplinary Action
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
SFC, 24-Apr-2006
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 7-May-2004
SFC, 7-May-2004
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
SFC, 18-Apr-2002
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