Mason Securities Limited 茂宸證券有限公司

SFC fines Mason Securities Ltd HK$3.6m for breaches of anti-money laundering regulatory requirementsStatement of Disciplinary Action
SFC, 15-Dec-2021
SFC bans Mr Lau Kwo, ex-Mason Securities/Futures Ltd, for 12 monthsStatement of Disciplinary Action
SFC, 5-Jul-2021
SFC suspends Sandra Cheung Wing Yi for a yearStatement of Disciplinary Action
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
SFAT upholds SFC decision to suspend analyst Mr Eric Wong Wing Fai for 18 months for front-running research reports
SFC, 2-Aug-2004
Mr Eric Wong Wing Fai v SFC
SFAT, 2-Aug-2004
SFC revokes registration of Ms Winnie Leung Yuen Yee for misconduct
SFC, 17-Mar-2003
SFC reprimands Mazie Tsoi Siu Lan
SFC, 23-Mar-2000

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