Mason Securities Limited 茂宸證券有限公司
SFC fines Mason Securities Ltd HK$3.6m for breaches of anti-money laundering regulatory requirements
| Statement of Disciplinary Action
SFC, 15-Dec-2021
SFC, 15-Dec-2021
SFC bans Mr Lau Kwo, ex-Mason Securities/Futures Ltd, for 12 months
| Statement of Disciplinary Action
SFC, 5-Jul-2021
SFC, 5-Jul-2021
SFC suspends Sandra Cheung Wing Yi for a year
| Statement of Disciplinary Action
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
SFAT upholds SFC decision to suspend analyst Mr Eric Wong Wing Fai for 18 months for front-running research reports
SFC, 2-Aug-2004
SFC, 2-Aug-2004
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