HENGXIN SOFTWARE LIMITED 恒信軟件有限公司

SFC suspends Andy Wong Yeung for 10 months | Statement of Disciplinary Action
SFC, 9-Jan-2024
SFC fines Lion Futures Ltd HK$2.8m for regulatory breaches | Statement of Disciplinary Action
SFC, 22-Nov-2023
By our count, this is the 7th brokerage involving a "Customer-Supplied System" from Hengxin Software, which allowed a single account to trade for multiple sub-accounts of mainland customers who did not have accounts with the broker.
SFC fines City International Futures (HK) Ltd HK$100k for regulatory breaches | Statement of Disciplinary Action
SFC, 9-Mar-2023
3 name-changes later, it is known as VERCAP Financial Services Ltd.
SFC fines Jinrui Futures (HK) Ltd HK$4.8m and sanctions its Responsible Officers for regulatory breaches | Statement of Disciplinary Action
SFC, 7-Feb-2023
SFC suspends Mr Tang Kai Shing, RO & MD of Rifa Futures Ltd, for 8 months | Statement of Disciplinary Action
SFC, 5-Sep-2022
This follows the HK$9m fine against his firm in Jul-2022 for Anti-Money-Laundering breaches.
SFC fines Rifa Futures Ltd HK$9m for AML breaches | Statement of Disciplinary Action
SFC, 25-Jul-2022
This case is the 4th in a series relating to "Xinguanjia" client software supplied by Hengxin Software Ltd, which allowed sub-accounts in Mainland China to hide behind a main account with the relevant brokerage.
SFC fines South China Commodities Ltd HK$4.8m for regulatory breaches | Statement of Disciplinary Action
SFC, 14-Feb-2022
The firm is 100% owned by South China Financial (0619).
SFC fines Zhonghui International Futures Co Ltd HK$5m for regulatory breaches | Statement of Disciplinary Action
SFC, 20-Jan-2022
SFC fines Grand International Futures Co., Ltd HK$8m and suspends its RO Liang Benyou for regulatory breaches | Statement of Disciplinary Action
SFC, 30-Dec-2021

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