Lion Futures Limited 獅子期貨有限公司
SFC fines Lion Futures Ltd HK$2.8m for regulatory breaches
| Statement of Disciplinary Action
SFC, 22-Nov-2023
By our count, this is the 7th brokerage involving a "Customer-Supplied System" from Hengxin Software, which allowed a single account to trade for multiple sub-accounts of mainland customers who did not have accounts with the broker.
SFC, 22-Nov-2023
By our count, this is the 7th brokerage involving a "Customer-Supplied System" from Hengxin Software, which allowed a single account to trade for multiple sub-accounts of mainland customers who did not have accounts with the broker.
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