BNP PARIBAS WEALTH MANAGEMENT
Kim Bum Suk, ex-BNP Paribas, banned for 27 months
| Statement of Disciplinary Action
SFC, 29-Mar-2022
For unauthorised discretionary dealings using pre-signed blank instruction forms.
SFC, 29-Mar-2022
For unauthorised discretionary dealings using pre-signed blank instruction forms.
SFC fines BNP Paribas Wealth Management HK$4m for stiffing clients
SFC, 31-Aug-2016
The stiffees will now get a refund of HK$9.5m in excess charges.
SFC, 31-Aug-2016
The stiffees will now get a refund of HK$9.5m in excess charges.
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