Quam Plus International Financial Limited 華富建業國際金融有限公司
SFC bans Poon Choi Yung, ex-China Tonghai Securities, for 20 months
| Statement of Disciplinary Action
SFC, 12-Apr-2022
For unauthorised discretionary dealings.
SFC, 12-Apr-2022
For unauthorised discretionary dealings.
Chan Kwan v Everbest Water Treatment Development Co Ltd
HK Court of First Instance, 15-Aug-2014
Judge Jonathan Harris again asks IPO applicants to stop wasting the court's time on rectifications of failure to hold AGMs of HK subsidiaries on time. He says "I was told that this application had been continued largely at the instigation of the sponsor for the listing, who in this case is Qua[m] Capital Limited. I hope in future that applicants’ legal advisers will make it clear to sponsors that, for the most part, these applications are unjustified and are unnecessary." The parent, ELL Environmental (1395) begins trading on 26-Sep-2014.
HK Court of First Instance, 15-Aug-2014
Judge Jonathan Harris again asks IPO applicants to stop wasting the court's time on rectifications of failure to hold AGMs of HK subsidiaries on time. He says "I was told that this application had been continued largely at the instigation of the sponsor for the listing, who in this case is Qua[m] Capital Limited. I hope in future that applicants’ legal advisers will make it clear to sponsors that, for the most part, these applications are unjustified and are unnecessary." The parent, ELL Environmental (1395) begins trading on 26-Sep-2014.
SFC fines Quam Securities Co Ltd HK$1m and Mr Calvin Chiu Chun Kit HK$0.3m over internal controls
SFC, 19-May-2011
SFC, 19-May-2011
SFC prosecutes Mr Kenneth Lam Kin Hing under the Securities (Disclosure of Interests) Ordinance
SFC, 22-Oct-2002
SFC, 22-Oct-2002
SFC prosecutes Mr Man Chin under the Securities (Disclosure of Interests) Ordinance
SFC, 15-Jan-2002
SFC, 15-Jan-2002
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