SFC freezes broker client account linked to suspected insider dealing | Restriction Notice
SFC, 17-Aug-2022
According to the Restriction Notice, the client of Bright Smart Securities is suspected of dealing on inside information obtained from a person connected to an unnamed listed corporation.

SFC bans Mr Yuen Siu Lun, ex-Bright Smart (1428), for 7 years
SFC, 24-Mar-2016

• Orgs
  • BRIGHT SMART FOREX LIMITED
  • BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED
  • Bright Smart Global Bullion Limited
  • Bright Smart Securities & Commodities Group Limited
• People
  • Yuen, Siu Lun 阮兆倫

SFC fines Bright Smart HK$0.7m
SFC, 29-Jul-2014

• Orgs
  • Bright Smart Global Bullion Limited
  • Bright Smart Securities & Commodities Group Limited

SFC fines Bright Smart Securities Intl (HK) Ltd HK$75k & Mr Chan Pang HK$60k for aiding & abetting unlicensed dealing and other misconduct
SFC, 24-Oct-2005

• People
  • Chan, Pang 陳鵬

SFC prosecutes Mr Ng Ka Man for unlicensed dealing and Mr Chan Pang for aiding & abetting at Bright Smart Securities Intl (HK) Ltd
SFC, 5-May-2005

• People
  • Chan, Pang 陳鵬
  • Ng, Ka Man (Bright Smart) 吳嘉文

SFC fines Bright Smart & Mr Peter Yip Mow Lum for false and misleading advertisements despite repeated warnings
SFC, 25-Nov-2004

• People
  • Yip, Peter Mow Lum 葉茂林