SFC freezes broker client account linked to suspected insider dealingRestriction Notice
SFC, 17-Aug-2022
According to the Restriction Notice, the client of Bright Smart Securities is suspected of dealing on inside information obtained from a person connected to an unnamed listed corporation.
SFC bans Mr Yuen Siu Lun, ex-Bright Smart (1428), for 7 years
SFC, 24-Mar-2016
SFC fines Bright Smart HK$0.7m
SFC, 29-Jul-2014
SFC fines Bright Smart Securities Intl (HK) Ltd HK$75k & Mr Chan Pang HK$60k for aiding & abetting unlicensed dealing and other misconduct
SFC, 24-Oct-2005
SFC prosecutes Mr Ng Ka Man for unlicensed dealing and Mr Chan Pang for aiding & abetting at Bright Smart Securities Intl (HK) Ltd
SFC, 5-May-2005
SFC fines Bright Smart & Mr Peter Yip Mow Lum for false and misleading advertisements despite repeated warnings
SFC, 25-Nov-2004

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