CHINA PACIFIC SECURITIES LIMITED 中華太平洋證券有限公司
SFC bans Mo Shau Wah for life
SFC, 23-Mar-2020
She plundered HK$110.2m worth of shares from China Pacific Securities over a 7-year period, aided by a settlement clerk who tampered with the records. Both were jailed. It cost the brokerage HK$156m to buy the shares back and make the clients whole.
SFC, 23-Mar-2020
She plundered HK$110.2m worth of shares from China Pacific Securities over a 7-year period, aided by a settlement clerk who tampered with the records. Both were jailed. It cost the brokerage HK$156m to buy the shares back and make the clients whole.
SFC reprimands China Pacific Securities Ltd and Dealing Director Sze Suk Ling
SFC, 9-Dec-1999
For late settlement of sales during the Government intervention blitz on 27-28 Aug-1998.
SFC, 9-Dec-1999
For late settlement of sales during the Government intervention blitz on 27-28 Aug-1998.
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