BANK OF CHINA LIMITED 中國銀行股份有限公司
China expels former Bank of China chairman from Communist Party
| Resignation announcement
Reuters, 7-Oct-2023
When he resigned from BoC on 18-Mar-2023, the Board expressed "high praise and sincere gratitude" "for his tremendous contributions during his tenure".
Reuters, 7-Oct-2023
When he resigned from BoC on 18-Mar-2023, the Board expressed "high praise and sincere gratitude" "for his tremendous contributions during his tenure".
Pan Sutong v Bank of China Ltd
HK Court of First Instance, 18-May-2022
The court found Pan's claims of duress and illegality to be unsubstantiated and upheld the statutory demand for CNY696m against Mr Pan and winding-up petition against Proman International Ltd.
HK Court of First Instance, 18-May-2022
The court found Pan's claims of duress and illegality to be unsubstantiated and upheld the statutory demand for CNY696m against Mr Pan and winding-up petition against Proman International Ltd.
SFC bans Chan Tan Lo, ex-BOCI Securities, for 14 months
SFC, 19-Mar-2020
For overcharging clients in bond mark-ups by failing to pass on lower-than-expected execution prices.
SFC, 19-Mar-2020
For overcharging clients in bond mark-ups by failing to pass on lower-than-expected execution prices.
SFC fines BOCI Securities Ltd HK$10m for investment products selling practices
SFC, 18-Mar-2019
The Bank of China (3988) subsidiary allowed clients to upgrade their investment risk without justification and to achieve "high asset concentration" - more than 20% of net assets in one product - in the majority of transactions in the relevant periods.
SFC, 18-Mar-2019
The Bank of China (3988) subsidiary allowed clients to upgrade their investment risk without justification and to achieve "high asset concentration" - more than 20% of net assets in one product - in the majority of transactions in the relevant periods.
Administrators complete distribution to investors affected by Tiger Asia’s insider dealing
SFC, 19-May-2016
SFC, 19-May-2016
MMT bans Tiger Asia and Bill Hwang from trading securities in HK for 4 years
| MMT report
SFC, 9-Oct-2014
SFC, 9-Oct-2014
Bank of China vice-president resigns after allegations of affairs
South China Morning Post, 19-Apr-2014
South China Morning Post, 19-Apr-2014
Tiger Asia admits insider dealing and ordered to pay some investors HK$45 million
SFC, 20-Dec-2013
If you bought BOC (3988) on 31-Dec-2008 or 13-Jan-2009, or CCB (0939) on 6-Jan-2009, and if by chance your order was matched with a sale by Tiger Asia, then you are in line for a payout for their insider dealing. This folows the same system as the Du Jun case announced on 12-Dec-2013. As we said, it is a lottery allocation, because other investors who bought at that time will not get the payout. You have about a 1 in 5 chance of a payout in each stock.
SFC, 20-Dec-2013
If you bought BOC (3988) on 31-Dec-2008 or 13-Jan-2009, or CCB (0939) on 6-Jan-2009, and if by chance your order was matched with a sale by Tiger Asia, then you are in line for a payout for their insider dealing. This folows the same system as the Du Jun case announced on 12-Dec-2013. As we said, it is a lottery allocation, because other investors who bought at that time will not get the payout. You have about a 1 in 5 chance of a payout in each stock.
Tiger Asia Management pleads guilty to wire fraud, forfeits US$16m
New Jersey District Attorney, 12-Dec-2012
New Jersey District Attorney, 12-Dec-2012
SFC v Tiger Asia Management LLC & others
HK Court of First Instance, 21-Jun-2011
The judge finds that the court does not have jurisdiction to determine whether the defendants contravened section 295(1) of the SFO. If the SFC wants to take the matter further then it must either go to the Market Misconduct Tribunal, or to criminal prosecution.
HK Court of First Instance, 21-Jun-2011
The judge finds that the court does not have jurisdiction to determine whether the defendants contravened section 295(1) of the SFO. If the SFC wants to take the matter further then it must either go to the Market Misconduct Tribunal, or to criminal prosecution.
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