SFC fines Sincere Securities Ltd HK$5m for internal control failings
SFC, 15-Aug-2019
SFC bans Shum Kam Ming forever
SFC, 25-Sep-2017
The matter has been reported to the police.
SFC suspends Tony Fung King Tong for 6 months
SFC, 1-Sep-2010
SFC revokes Ms Lee Mei Mei
SFC, 6-Nov-2007
SFAT upholds SFC decision to suspend Mr Hung Hing Chuen for 6 weeks
SFC, 1-Sep-2006
Mr Hung Hing Chuen v SFC
SFAT, 31-Aug-2006
SFC suspends Mr Tam Po Kwok, ex-Sincere Securities Ltd, for 6 months
SFC, 11-Jun-2002
SFC takes action against Tse's Forex Investment Co Ltd & Tse's Securities Ltd & reprimands Tse Shiu Hoi, Kan Cheuk Wah & Leung Ting Wai
SFC, 28-Sep-1999
Action against CAF Securities Ltd & directors
SFC & SEHK, 24-Jun-1998
SFC reprimands Mr Mak Wing Tak and Ms Peggy Kuo Wai Lan for short-selling
SFC, 12-Mar-1998

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