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SFC bans Liu Hsiang Wen for 8 months
SFC, 25-Jan-2016
She failed to disclose a Taiwan criminal conviction to the SFC and to Bank of East Asia when applying for a new job. She was convicted on 10-Aug-2010 but carried on working for CITIC Securities in HK until 1-Jun-2012, then BEA until 8-Sep-2014.
Organisations
- BANK OF EAST ASIA, LIMITED (THE) 東亞銀行有限公司
- CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
- CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
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