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SFC bans Lam Yuk Wai, ex-HSBC, for life
SFC, 29-Dec-2016
His unauthorised trading and deception over 4 years cost HSBC HK$70m in compensation to 7 clients. HSBC has reported him to the police.
Organisations
- HSBC BROKING FOREX (ASIA) LIMITED 滙豐金融外匯(亞洲)有限公司
- HSBC BROKING FUTURES (ASIA) LIMITED 滙豐金融期貨(亞洲)有限公司
- HSBC BROKING FUTURES (HONG KONG) LIMITED 滙豐金融期貨(香港)有限公司
- HSBC BROKING SECURITIES (ASIA) LIMITED 滙豐金融證券(亞洲)有限公司
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