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SFC bans Ma Yu Lung, ex-SHK & Co, for 8 years
SFC, 26-Jan-2017
In a devious scheme, Mr Ma got two account holders to place orders that were really coming from third parties, whose names Mr Ma says he cannot recall. Reading between the lines, the SFC was probably investigating suspected market manipulation. The events in question took place almost 7 years ago, but he was licensed to SHK until June 2013.
Organisations
- CES Commodities (HK) Limited 光證期貨（香港）有限公司
- CES Forex (HK) Limited 光證外匯（香港）有限公司
- Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司
- SUN HUNG KAI & CO. LIMITED 新鴻基有限公司
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