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SFC fines UBS HK$400m for overcharging 5,000 wealth management clients HK$200m over 10 years
SFC, 11-Nov-2019
Shocking dishonest behaviour in which they pocketed the difference between a limit order price and a better price obtained in the market for bonds and structured notes. UBS was also fined HK$375m in March for its duff IPO sponsorships.


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