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High Court rules SFC disciplinary process fairJudgment
SFC, 23-Aug-2010
Note: from the facts in the judgment (paragraphs 4 and 7) and a subsequent SFC release, "A" is almost certainly Mr Chan Hon Man, ex-Phillip Securities. The SFC announced a settlement on 31-Aug-2010 in which Mr Chan was fined $134,580 and prohibited from re-entering the industry for 18 months, as originally proposed.



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