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SFC fines Mr Chia Wei Chen, ex-Goldman Sachs, HK$50k, for failing to tag short sales
SFC, 26-Feb-2008
Organisations
- GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
- GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
- GOLDMAN SACHS FUTURES (ASIA) LIMITED 高盛期貨(亞洲)有限公司
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