SFC suspends Mr Cheng Wai Shan for 6 months for deceiving employer in account opening and facilitating unauthorised trades
SFC, 24-Dec-2004

• Orgs
  • CES Commodities (HK) Limited
  • SUN HUNG KAI & CO. LIMITED

Mr Cheng Wai Shan v SFC
SFAT, 23-Dec-2004
Suspension reduced from 9 to 6 months due to over-egging of pudding by SFC.

• Orgs
  • CES Commodities (HK) Limited
  • SUN HUNG KAI & CO. LIMITED