SFC fines Ms Wan Xing of UBS HK$200k
SFC, 1-Mar-2016
Ms Wan told her clients they could sell the new BYD shares 2 days before the placing was due to complete, but they shouldn't have, because the placing might not have completed. In the end it did though.

• Orgs
  • BYD COMPANY LIMITED
  • UBS SECURITIES ASIA LIMITED