Lai, Lap Yan 賴立人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-03-12 | 2014-02-16 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-03-12 | 2014-02-16 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-09-14 | |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-09-14 | 2021-03-12 | RO | Dealing in futures contracts | 2021-03-12 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-08 | 2011-12-21 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-08 | 2011-12-21 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-08 | 2011-12-21 |
| 8 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2011-09-05 |
| 9 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-02-03 | 2011-09-05 |
| 10 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-05-05 | 2011-09-05 |
| 11 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-26 | 2020-08-31 |
| 12 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-02-26 | 2019-02-28 | RO | Dealing in futures contracts | 2019-02-28 | 2020-08-31 |
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