Wong, Emenry Pui Ling 黃佩玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2023-06-26 | |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2023-06-26 | |
3 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-10 | |
4 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2004-02-10 | |
5 | TISCO SECURITIES HONG KONG LIMITED | Rep | Asset management | 2004-02-10 | |
6 | TISCO SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-02-10 | |
7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-16 | 2009-12-11 |
8 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-16 | 2012-09-14 |
9 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2012-09-14 |
10 | ABCI Securities Company Limited | Rep | Dealing in securities | 2012-09-25 | 2013-05-14 |
11 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-06-05 | 2014-04-04 |
12 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2013-07-26 | 2014-04-04 |
13 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-07-26 | 2014-04-04 |
14 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-06-05 | 2015-11-06 |
15 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-05 | 2015-11-06 |
16 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-06-05 | 2015-11-06 |
17 | AVALOK CAPITAL LIMITED | RO | Dealing in securities | 2016-08-15 | 2017-05-02 |
18 | Quam Securities Limited | Rep | Dealing in securities | 2017-07-20 | 2017-11-14 |
19 | Quam Securities Limited | Rep | Advising on corporate finance | 2017-11-14 | 2018-11-26 |
20 | Quam Securities Limited | RO | Dealing in securities | 2017-11-14 | 2018-11-26 |
21 | Central China International Securities Co., Limited | Rep | Advising on securities | 2019-06-06 | 2020-12-16 |
22 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2019-06-06 | 2020-12-16 |
23 | Emperor Asset Management Limited | Rep | Asset management | 2022-06-27 | 2023-05-25 |
24 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-06-27 | 2023-05-25 |
25 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2022-06-27 | 2023-05-25 |
26 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2022-06-27 | 2023-05-25 |
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