Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
2 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
3 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
4 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
5 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
6 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
7 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
8 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
9 AlpInvest Partners Limited Chang, Joseph Koon Chung 張冠中 +RO 2024-05-14
10   Sachdeva, Amit +RO 2024-05-14
11   Zhu, Wendy Wenwen 朱雯雯 +RO 2024-05-14
12 ApaH Capital Management Limited Hua, Cheng (SFC:BBZ389) -Rep 2022-08-11 2024-05-14
13 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
14   Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
15     +RO 2024-05-09
16 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
17   Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
18   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
19   Zhou, Nina +Rep 2024-05-13
20 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
21 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
22 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
23 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
24 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
25 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
26   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
27   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
28   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
29   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
30 Atlas Capital Asset Management (HK) Limited Tse, Chiu Lai 謝肖麗 -Rep 2024-03-28 2024-05-14
31     +RO 2024-05-14
32 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
33 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
34     +RO 2024-05-03
35 Avenue Family Office Limited Pong, Sau Kwok 逄守國 +RO 2024-05-08
36   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
37 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
38 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
39 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
40 Balyasny Asset Management (Hong Kong) Limited Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
41   So, Kai Chun 蘇啓進 +Rep 2024-05-13
42 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
43   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
44 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 +Rep 2024-05-13
45 BARCLAYS CAPITAL ASIA LIMITED Chan, Ka Yan (SFC:BBU615) 陳家寅 -Rep 2022-05-20 2024-05-02
46   Ding, Hanying 丁菡潁 -Rep 2021-12-17 2024-05-02
47   Fang, Xuanning 方萱宁 -Rep 2023-09-05 2024-05-02
48   Joseph, Julie Helene -Rep 2021-08-25 2024-05-02
49   Lui, Lorraine Man To 呂敏淘 -Rep 2012-11-06 2024-05-02
50   Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
51   Sillam, Jonathan Charles Marc -Rep 2023-01-16 2024-05-02
52   Tsang, Chiu Wing 曾昭泳 -Rep 2022-09-26 2024-05-02
53   Wan, Derek Yiu Chung 温耀聰 -Rep 2023-09-19 2024-05-02
54   Weng, Chenqi 翁晨琪 -Rep 2018-08-15 2024-05-02
55   Yam, Margaret 任彬 -Rep 2022-05-25 2024-05-02
56   Zhu, Yike (SFC:BRR246) 朱依珂 -Rep 2021-09-15 2024-05-02
57   Zou, Da 鄒達 -Rep 2017-08-04 2024-05-02
58 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
59   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
60 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
61   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
62 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
63 BGC SECURITIES (HONG KONG) LLC Gonzales, Desu Calvin Antonio -Rep 2021-02-08 2024-05-15
64 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
65   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
66 Blue Owl Capital HK Limited Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 -Rep 2022-03-03 2024-05-14
67 BLUESTONE SECURITIES (HK) CO., LIMITED Rong, Yujie 榮宇捷 -Rep 2023-01-09 2024-05-10
68 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
69 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Sylvia Siu Ling 張少齡 -Rep 2004-12-20 2024-05-03
70 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
71   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
72 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
73   Gao, Jieyu 高婕妤 +Rep 2024-05-10
74   Guo, Mingzhu 郭明珠 -Rep 2008-05-26 2024-05-12
75   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
76 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
77 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
78     +RO 2024-05-03
79 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
80 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
81 CAPITAL GLOBAL MANAGEMENT LIMITED Ho, Shing Sat 何成實 -Rep 2020-07-17 2024-05-15
82 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
83 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
84 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
85   Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
86 CELESTIAL COMMODITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-11-22 2024-05-07
87   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
88 CELESTIAL SECURITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-06-15 2024-05-07
89   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
90 CENTALINE WEALTH MANAGEMENT LIMITED Pang, Chung Po 彭忠寶 +Rep 2024-05-10
91 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
92 CES Commodities (HK) Limited Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
93 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
94   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
95 CHANGFENG ASSET MANAGEMENT LIMITED Zhang, Cheng (SFC:AYC302) 章程 -RO 2020-05-06 2024-05-14
96     +Rep 2024-05-14
97 Changjiang Futures (HK) Limited Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
98 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
99   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
100   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
101   Wong, Chor Ming 黃礎銘 +Rep 2024-05-14
102   Wu, Yifan (SFC:BUV596) 吳一凡 +Rep 2024-05-14
103   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
104 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
105 CHIEF SECURITIES LIMITED Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
106 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
107 China Harbour International Capital Limited Yan, Frankie Man Sing 甄文星 +Rep 2024-05-14
108 China Harbour International Securities Limited   +Rep 2024-05-14
109 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
110 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED   -Rep 2021-11-15 2024-05-08
111   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
112   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
113   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
114   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
115 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
116   Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
117   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
118   Lee, King Hung 李景鴻 +Rep 2024-05-10
119   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
120     +RO 2024-05-06
121   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
122   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
123 China PA Securities (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
124   Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
125   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
126   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
127     +RO 2024-05-14
128 China Re Asset Management (Hong Kong) Company Limited Deng, Yun (SFC:BRQ451) 鄧云 -Rep 2022-12-28 2024-05-14
129 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
130   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
131 China Securities (International) Brokerage Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
132   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
133   Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2023-08-07 2024-05-03
134   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
135 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
136 China Vered Securities Limited Zhang, Miaoyao 張淼垚 -RO 2023-06-01 2024-05-14
137 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
138 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
139   Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
140 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
141 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) +Rep 2024-05-13
142 CITIC Securities (Hong Kong) Limited Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
143   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
144   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
145   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
146   Li, Guanru 李冠儒 +Rep 2024-05-06
147   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
148   Mo, Yintong 莫因同 +Rep 2024-05-06
149   She, Tiancheng 佘天誠 +Rep 2024-05-10
150   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
151   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
152   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
153   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
154   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
155   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
156   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
157 CITIC Securities Asset Management (HK) Limited Chen, Tianxing (SFC:BMN686) 陈天行 +Rep 2024-05-14
158 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
159   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
160   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
161   Wen, Chaozhi 温朝至 +Rep 2024-05-09
162   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
163 CITIC Securities Futures (HK) Limited Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
164   Wen, Chaozhi 温朝至 +Rep 2024-05-09
165   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
166 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
167   Wang, Da Qing 王大慶 +Rep 2024-05-14
168 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
169   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
170   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
171   Shah, Kunal Deepak (SFC:BTO450) -Rep 2024-05-14 2024-05-18
172   Tam, Esmond Kong-Hung 譚廣鴻 -Rep 2008-12-31 2024-05-03
173   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
174   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
175   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
176   Zhang, Shuping (SFC:BNX787) 張舒萍 -Rep 2021-12-17 2024-05-15
177 CLSA LIMITED Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
178   Dasadia, Ruchi Rohan +Rep 2024-05-09
179   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
180   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
181   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
182   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
183   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
184   Li, Guanru 李冠儒 +Rep 2024-05-06
185   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
186   Mo, Yintong 莫因同 +Rep 2024-05-06
187   She, Tiancheng 佘天誠 +Rep 2024-05-10
188   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
189   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
190   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
191   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
192   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
193   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
194   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
195   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
196   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
197 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
198     +Rep 2024-05-08
199 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
200     +RO 2024-05-10
201 CMB INTERNATIONAL FUTURES LIMITED Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
202 CMB International Securities Limited Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
203   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
204 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
205 CMBC International Capital Limited Luo, Hao (SFC:BGK468) 羅浩 -Rep 2021-02-18 2024-05-14
206   Xiao, Qihan 肖启涵 +Rep 2024-05-13
207 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
208     +RO 2024-05-02
209 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
210   Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
211     +RO 2024-05-02
212   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
213   Xiao, Qihan 肖启涵 +Rep 2024-05-13
214 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
215     +RO 2024-05-13
216 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
217 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
218   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
219 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
220 Credit Suisse (Hong Kong) Limited Li, Mengze (SFC:BKP399) 李梦澤 -RO 2023-07-06 2024-05-08
221   Meng, Xiangxi (SFC:BSE754) 孟祥熙 -Rep 2022-02-21 2024-05-02
222 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
223 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
224   Law, I Lung 羅錡龍 +Rep 2024-05-10
225 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
226 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
227 Daiwa Capital Markets Hong Kong Limited Iokibe, Jiro -RO 2017-08-16 2024-05-03
228   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
229 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
230   Song, Xiukui 宋秀魁 +RO 2024-05-06
231 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
232 Delphinium Capital Partners Limited Yung, Dorothy Tze Mei 翁紫薇 +RO 2024-05-14
233 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
234   Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
235   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
236 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
237 Direction Capital Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -RO 2024-02-23 2024-05-15
238 DL Digital Family Office (HK) Limited Wu, Mengnan 吳梦楠 +RO 2024-05-03
239 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
240 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
241 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
242 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
243   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
244 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 +Rep 2024-05-14
245 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
246 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
247 Eclipse Options (HK) Limited Gouyez-Benallal, Elias +Rep 2024-05-14
248 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
249 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
250   Lu, Zijun 陆子俊 +Rep 2024-05-08
251 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
252     +RO 2024-05-02
253 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
254   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
255   Su, Shishi 蘇詩詩 +Rep 2024-05-06
256 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
257 EMPEROR FUTURES LIMITED Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
258   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
259 EMPEROR SECURITIES LIMITED (HK) Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
260   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
261   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
262 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
263   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
264 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
265 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
266 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
267 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
268 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
269   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
270 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
271   Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
272   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
273   Zhan, Chen 展晨 +Rep 2024-05-06
274 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
275 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
276   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
277 Far East Horizon Asset Management Limited Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
278 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
279 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
280 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
281 FIL Investment Advisors Kim, Jeewon -Rep 2017-09-28 2024-05-14
282   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
283   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
284 FIL Investment Management (Hong Kong) Limited Kim, Jeewon -Rep 2017-09-28 2024-05-14
285   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
286   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
287 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
288 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
289 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
290 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
291 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
292 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
293 Fosun International Securities Limited Liao, Honglin 廖虹琳 -Rep 2023-03-07 2024-05-15
294 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
295 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Tong, San Mong 唐新望 -Rep 2023-08-11 2024-05-14
296   Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
297 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
298 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
299 FUSION FORTUNE SECURITIES LIMITED Shen, Zheqing 沈哲清 -RO 2021-12-29 2024-05-14
300 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
301   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
302   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
303   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
304 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 -Rep 2024-05-13 2024-05-29
305   Yung, Yu Shing 容宇晟 +Rep 2024-05-07
306 GF Capital (Hong Kong) Limited Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
307   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
308     +RO 2024-05-07
309   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
310 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
311 GF Securities (Hong Kong) Brokerage Limited Chan, Chaoping 產超平 +Rep 2024-05-14
312   Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
313   Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
314   Lu, Steven Shiming 陸世銘 +Rep 2024-05-14
315   Tan, Jeffrey Wei Sing 譚偉星 -RO 2019-12-18 2024-05-10
316   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
317     +RO 2024-05-07
318   Yu, Ke Cheng 余可騁 +Rep 2024-05-14
319   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
320   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
321 Global Investment Strategy HK Limited Whitaker, Thomas Grant -Rep 2022-04-22 2024-05-13
322 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
323     +RO 2024-05-02
324 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
325 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han -Rep 2024-05-03 2024-05-13
326   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
327   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
328   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
329   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
330   Hattori, Enna (Kristina) +Rep 2024-05-02
331   Hu, Jian (SFC:BSF773) 胡鉴 -Rep 2022-03-02 2024-05-11
332   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
333   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
334   Li, Laiyin -Rep 2019-08-28 2024-05-08
335   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
336     +RO 2024-05-08
337   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
338   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
339   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
340   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
341   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
342 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Geng, Zeyu 耿泽宇 +Rep 2024-05-07
343   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
344   Hattori, Enna (Kristina) +Rep 2024-05-02
345   Li, Laiyin -Rep 2019-08-28 2024-05-08
346   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
347     +RO 2024-05-08
348   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
349   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
350   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
351 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
352 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
353     +RO 2024-05-13
354 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
355     +RO 2024-05-13
356 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
357 Grand Capital Securities Limited   +Rep 2024-05-08
358 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
359 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
360 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
361 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
362 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
363 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
364 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
365   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
366 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
367 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
368   Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
369   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
370 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
371 Guotai Junan FX Limited   -Rep 2021-08-11 2024-05-01
372 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
373   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
374   Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
375   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
376 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
377 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
378   Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
379   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
380 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
381 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
382   Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
383   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
384 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
385   Ye, Xiaoyu (SFC:BUX501) 叶晓钰 +Rep 2024-05-14
386 Hamilton Lane (Hong Kong) Limited Li, Shiyi (SFC:BTA207) 李詩逸 -Rep 2022-10-25 2024-05-13
387 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
388   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
389   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
390 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
391 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
392   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
393   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
394   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
395 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
396   Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
397 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
398   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
399 HARVEST GLOBAL INVESTMENTS LIMITED Fan, Jing (SFC:BQI395) 范靜 -Rep 2020-11-24 2024-05-14
400 HashKey Capital Limited Deng, Shujie 鄧書劼 -Rep 2023-08-14 2024-05-14
401 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
402 HERMES SECURITIES LIMITED Cheung, Louis Wing Kwan 張穎群 +RO 2024-05-14
403 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
404 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
405     +RO 2024-05-08
406 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
407 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
408 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
409   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
410   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
411   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
412   Kwan, Tsz Wing Bridget 關芷穎 -Rep 2017-05-22 2024-05-13
413   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
414   Tian, Siqi 田思琪 -Rep 2018-06-05 2024-05-13
415   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
416   Yung, See Liang 翁思亮 -Rep 2013-11-07 2024-05-13
417 HSBC Global Asset Management (Hong Kong) Limited Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
418   Radovic, Tina -Rep 2024-05-02 2024-05-09
419 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
420   Radovic, Tina -Rep 2024-05-02 2024-05-09
421 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
422 Huarong International Securities Limited Choy, Hoi Yan (SFC:APX164) 蔡凱茵 -Rep 2024-03-15 2024-05-01
423 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
424   Cheng, Yihong 程益竑 +Rep 2024-05-03
425   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
426   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
427   Jiang, Liehan 姜列晗 +Rep 2024-05-03
428   Li, Leyu 李乐予 +Rep 2024-05-03
429   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
430   Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
431   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
432   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
433     +RO 2024-05-07
434   Shi, Jinfeng 史进峰 +Rep 2024-05-02
435   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
436   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
437   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
438   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
439   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
440   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
441 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 +RO 2024-05-14
442 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
443     +RO 2024-05-08
444 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
445   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
446   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
447   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
448   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
449   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
450   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
451   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
452   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
453   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
454   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
455   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
456   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
457   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
458   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
459   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
460   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
461 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
462   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
463 Imagi Brokerage Limited Yao, Man Yi 姚敏怡 -Rep 2021-05-03 2024-05-14
464 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
465     +RO 2024-05-08
466   Liang, Yingyu +Rep 2024-05-10
467 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
468 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
469 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
470   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
471 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
472 INVESCO HONG KONG LIMITED Chen, Jiawen (SFC:BTR450) 陈佳雯 +Rep 2024-05-14
473 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
474 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
475     +RO 2024-05-14
476 J.P. MORGAN BROKING (HONG KONG) LIMITED Hwang, Il Youn +Rep 2024-05-03
477   Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
478   Mehay, Neha (SFC:BQT665) -Rep 2021-04-14 2024-05-15
479 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
480   Ma, Sai (SFC:BRJ245) 馬賽 -Rep 2021-07-19 2024-05-14
481   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
482   Xia, Yujie 夏宇杰 -Rep 2024-01-03 2024-05-14
483   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
484   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
485   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
486   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
487 Jane Street Asia Pacific Limited Khou, Victor +Rep 2024-05-13
488 JANE STREET HONG KONG LIMITED   +Rep 2024-05-13
489 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
490     +RO 2024-05-08
491 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
492   Hammersley, Sean Alan -Rep 2023-10-12 2024-05-08
493   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
494   Neo, Anthony Aik Chye +Rep 2024-05-07
495   Sussams, Luke +Rep 2024-05-08
496   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
497 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
498 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
499 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
500 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
501 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
502 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
503   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
504   Chow, Tsui Har 周翠霞 +Rep 2024-05-14
505   Sun, Wenxin 孫文欣 +Rep 2024-05-06
506 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
507   Sun, Wenxin 孫文欣 +Rep 2024-05-06
508 KKR Capital Markets Asia II Limited Egloff, Markus Peter +RO 2024-05-14
509   Malter, Hannah Rebecca +RO 2024-05-14
510   Raposio, Diane +RO 2024-05-14
511   Richdale, Kate Gaskell +RO 2024-05-14
512   Tan, Wei Yu 陳威宇 +RO 2024-05-14
513   Xin, Wei (SFC:BEK839) 忻瑋 +RO 2024-05-14
514   Yin, Haining 殷海寧 +RO 2024-05-14
515   Yuan, Chen (SFC:BHE051) 袁晨 +RO 2024-05-14
516 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
517   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
518   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
519   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
520   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
521 LCA Solutions Limited Holden, Stephen Robert James (SFC:ADC639) +Rep 2024-05-14
522 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
523   Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
524   Lai, On Kee +Rep 2024-05-02
525   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
526 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
527 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
528 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
529 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
530   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
531   Wang, Shuimiao 王水淼 +RO 2024-05-02
532 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
533   Lo, Pei-Chi 羅珮琦 -Rep 2020-08-14 2024-05-03
534   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
535   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
536 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
537 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
538 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
539   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
540 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
541   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
542 LUK FOOK SECURITIES (HK) LIMITED   -Rep 2017-09-07 2024-05-09
543   Ng, Mi Fong 伍美芳 -Rep 2023-10-12 2024-05-14
544 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
545 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 +Rep 2024-05-13
546 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
547 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
548   Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
549   Li, Honggui 李宏貴 +Rep 2024-05-06
550   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
551 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
552 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
553     +RO 2024-05-02
554 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
555 Manulife Investment Management (Hong Kong) Limited Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
556 Market Securities (Hong Kong) Limited Patel, Vinesh (SFC:BDC151) +Rep 2024-05-14
557 MAXA CAPITAL LIMITED Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
558 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
559 Merrill Lynch (Asia Pacific) Limited Bana, Aashvi -Rep 2020-12-04 2024-05-13
560   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
561   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
562   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
563   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
564   Tiron, Adrian Cesar -Rep 2024-05-14 2024-05-16
565 Merrill Lynch Far East Limited Bana, Aashvi -Rep 2020-05-04 2024-05-13
566   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
567   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
568 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
569 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
570 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
571 Meyer Capital Group Limited Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
572 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
573   Kok, Sen Kan 郭慎勤 -Rep 2024-05-08 2024-05-20
574 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
575 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
576 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
577     +RO 2024-05-06
578 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
579   Nayyar, Varun +Rep 2024-05-13
580   Song, Wenzhi 宋文陟 +Rep 2024-05-06
581   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
582 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
583 MIZUHO SECURITIES ASIA LIMITED Docherty, Paul David -Rep 2022-03-14 2024-05-02
584   Iwami, Eugene Satoshi +Rep 2024-05-03
585   Kohtani, Motoya +Rep 2024-05-14
586 Mont Avenir Capital Limited Chan, Chun Kit (SFC:ABF037) 陳俊傑 -RO 2022-02-24 2024-05-03
587   Choi, Ka Ming 蔡嘉銘 -RO 2022-07-26 2024-05-03
588   Huang, Shi 黃詩 -Rep 2019-12-23 2024-05-03
589 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
590   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
591     +RO 2024-05-03
592   Fan, Jingyi 樊婧懿 -RO 2021-08-19 2024-05-03
593   Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
594   Grambling, Stephen White -Rep 2024-05-14 2024-05-17
595   Howard, Laura Kimberley -Rep 2013-05-20 2024-05-10
596   Huang, Yuxin (SFC:BQC410) 黃雨芯 -Rep 2020-10-06 2024-05-03
597   Lee, Su Jin (SFC:BUA271) -Rep 2023-08-10 2024-05-03
598   Lim, Daegyu +Rep 2024-05-10
599   Liu, Keli 劉柯里 -Rep 2022-09-16 2024-05-08
600   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
601   Liu, Lufei 劉露菲 -Rep 2023-03-10 2024-05-09
602   Liu, Tianrui 劉天睿 -Rep 2022-09-30 2024-05-10
603   Lokur, Vikram Madhav +Rep 2024-05-09
604   Ma, Yumeng 麻雨萌 -Rep 2023-03-16 2024-05-09
605   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
606   Palmisano, Alessandro +Rep 2024-05-14
607   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
608   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
609   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
610   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
611   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
612   Wu, Tianyu (SFC:BUC348) 乌天宇 -Rep 2023-09-06 2024-05-13
613   Xu, Qixiang 徐其翔 -Rep 2024-01-18 2024-05-09
614   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
615   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
616 Morgan Stanley Hong Kong Securities Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
617   Palmisano, Alessandro +Rep 2024-05-14
618   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
619   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
620   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
621   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
622 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
623 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
624     +RO 2024-05-09
625 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
626   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
627 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
628 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
629   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
630 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
631   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
632 Nomura Asset Management Hong Kong Limited Kobayashi, Masanori (SFC:BOG617) -RO 2020-05-13 2024-05-01
633 NOMURA INTERNATIONAL (HONG KONG) LIMITED Kamiya, Takashi -Rep 2018-04-24 2024-05-03
634   Matsuo, Hideyuki +Rep 2024-05-14
635   Yeung, Chun To Christo 楊鎮濤 +Rep 2024-05-14
636 North Rock Capital Management (HK) Limited Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
637 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
638 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
639 One Heritage Capital Management Limited Choi, Jimmy Ka Yin 蔡家賢 -Rep 2024-02-14 2024-05-01
640 OnePlatform Asset Management Limited Chan, Yuen Lam (SFC:BSH324) 陳琬琳 -Rep 2022-05-06 2024-05-15
641   Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
642   Hsu, Yung Yung 許蓉蓉 -Rep 2017-05-23 2024-05-15
643   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
644   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
645   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
646   Lo, Nelson Tai Yue 盧泰瑜 -Rep 2020-09-16 2024-05-15
647   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
648   Ng, Kam Kwan 吳錦坤 -RO 2023-02-22 2024-05-14
649   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
650   Tsui, Sui Lun 徐瑞麟 -Rep 2020-11-09 2024-05-14
651   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
652   Wong, Wai Yi (SFC:AOA561) 黃惠儀 -Rep 2006-11-16 2024-05-14
653   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
654   Yu, Hui (SFC:BNW047) 于輝 -Rep 2018-12-27 2024-05-09
655   Zhang, Long (SFC:BAK384) 張龍 -Rep 2012-12-03 2024-05-15
656 OnePlatform Securities Limited Kwan, Man Leung 關文亮 -Rep 2009-10-08 2024-05-07
657 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
658 Opus Capital Management Limited Zhou, Wenlan 周文蘭 -Rep 2022-08-08 2024-05-03
659 ORIENT SECURITIES LIMITED Si, Bao Ling 施寶玲 +Rep 2024-05-02
660 OSL Digital Securities Limited Eades, Benjamin Richard -Rep 2023-01-06 2024-05-03
661 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
662   Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
663 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
664 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
665 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2014-02-27 2024-05-03
666   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
667   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
668 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2010-07-12 2024-05-03
669   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
670   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
671 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
672   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
673   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
674 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
675   Shu, Karie Hoi Li 舒凱莉 -Rep 2019-10-16 2024-05-15
676   Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
677 Ping An of China Capital (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
678   Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
679     +RO 2024-05-13
680   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
681   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
682     +RO 2024-05-14
683 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
684 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
685 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
686     +Rep 2024-05-07
687 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
688 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lo, Sin Sin 羅倩倩 -RO 2023-01-27 2024-05-04
689 Principal Investment & Retirement Services Limited   -Rep 2020-12-28 2024-05-04
690 PrincipleOne Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
691 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
692 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
693     +RO 2024-05-03
694 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 -Rep 2024-05-03 2024-05-27
695   Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
696 PYRMONT WEALTH MANAGEMENT LIMITED Li, Kan Wan 李錦文 -Rep 2019-11-04 2024-05-03
697 Quam Asset Management Limited (b1983-06-28) Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
698 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
699 Quam Securities Limited Cheung, Denise Pui Yee 張佩儀 -RO 2020-10-23 2024-05-03
700   Wong, Chun Sing (SFC:AQR069) 王晋聲 -Rep 2015-04-22 2024-05-11
701 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
702 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
703 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
704 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
705   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
706 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
707 Rising Securities Limited Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
708 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
709 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
710 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
711   Tay, Eileen +Rep 2024-05-07
712   Teh, Kim Yuan +Rep 2024-05-07
713 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2024-05-13 2024-05-17
714   Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
715   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
716   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
717 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
718 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
719 Schonfeld Strategic Advisors (Hong Kong) Limited Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
720   To, Eric Wun-hse -RO 2019-05-03 2024-05-07
721 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
722 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
723 Sensible Asset Management Limited   +Rep 2024-05-06
724 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
725     +RO 2024-05-07
726   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
727 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
728 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
729 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
730 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
731 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
732 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
733 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
734 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
735 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
736 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chen, Pei Wen (SFC:AOE209) 陳培文 -RO 2019-12-05 2024-05-11
737   Ng, Chui Wah 吳翠華 -Rep 2023-11-01 2024-05-15
738 SINOPAC SECURITIES (ASIA) LIMITED Fung, Kwai Lun 馮桂麟 -Rep 2017-02-13 2024-05-15
739   Jiang, Yuxin (SFC:BUY095) 姜玉欣 +Rep 2024-05-14
740 SLTM (HK) LIMITED Xiao, Hantong Tony 肖瀚同 -Rep 2021-12-28 2024-05-15
741 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
742 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
743 Solomon JFZ (Asia) Holdings Limited Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
744 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
745 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
746   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
747 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
748 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
749   Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
750   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
751   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
752 SPDB International Capital Limited Wang, Binzhou 王彬舟 -Rep 2024-05-03 2024-05-22
753 SPDB International Investment Management Limited Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
754     +RO 2024-05-13
755   Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
756 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
757 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
758 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
759 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
760 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
761     +RO 2024-05-06
762 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
763   Deng, Lu (SFC:BSM515) 鄧璐 -Rep 2022-08-19 2024-05-15
764   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
765   Shen, Sicong 申思聰 +Rep 2024-05-08
766 T.F.S. Derivatives HK Limited Zerrudo, Oliver Duante +Rep 2024-05-14
767 TAI SHING STOCK INVESTMENT CO. LIMITED Yung, Shun Kit 容舜傑 -Rep 2024-05-01
768 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
769 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
770 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
771 TFI Capital Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
772 TFI Securities and Futures Limited   -Rep 2023-02-06 2024-05-10
773 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
774 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
775   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
776     +RO 2024-05-02
777 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
778 Tiger Securities Asset Management Company Limited Sio, Devin Chan In 蕭震然 -Rep 2019-06-20 2024-05-14
779 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
780 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
781   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
782 Tora Trading Services Limited (HK) Tan, James Ye-Hui -Rep 2022-11-15 2024-05-15
783 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
784 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
785 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
786 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
787 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
788   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
789   Chong, Sue Ching 張素菁 -Rep 2021-11-09 2024-05-14
790   Jiang, Yuan (SFC:BSE901) 姜遠 -Rep 2022-02-25 2024-05-13
791   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2024-03-28 2024-05-08
792   Yang, Puxi 杨谱熙 -Rep 2024-03-28 2024-05-07
793 UBS SECURITIES ASIA LIMITED Bapat, Rahul Rajendra -Rep 2024-05-14 2024-05-18
794   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
795   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
796   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
797   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
798 UBS SECURITIES HONG KONG LIMITED Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
799   Luo, Yinzi (SFC:BUE075) 罗殷子 -Rep 2023-10-03 2024-05-10
800   Wang, Yinuo (SFC:BRQ634) 王译诺 -Rep 2021-11-11 2024-05-15
801 UNITED ZONE INVESTMENT LIMITED Ng, Ting Cheong 吳定昌 -RO 2022-03-01 2024-05-03
802 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
803   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
804   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
805     +RO 2024-05-03
806 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
807 uSmart Securities Limited Li, Dengge 李登閣 +Rep 2024-05-14
808 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
809 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
810     +RO 2024-05-07
811 VALUE PARTNERS HONG KONG LIMITED Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
812     +RO 2024-05-13
813   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
814 VALUE PARTNERS LIMITED Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
815     +RO 2024-05-13
816   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
817 Value Partners Private Equity Limited   +Rep 2024-05-06
818 VANTAGE ASSET MANAGEMENT LIMITED (HK) Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
819 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
820 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
821 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
822   Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
823 VP Wealth Management (Hong Kong) Limited Marx, Reto -RO 2022-04-01 2024-05-01
824   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
825   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
826   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
827 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
828 Wealth Link Securities Limited Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
829     +RO 2024-05-02
830 WEBULL SECURITIES LIMITED Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
831   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
832 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
833 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William -Rep 2024-05-08 2024-05-10
834 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
835   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
836 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
837 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
838   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-14
839   Wong, Rex Chun 黃俊 +Rep 2024-05-07
840 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
841   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
842   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
843   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
844   Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
845   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
846   Wong, Rex Chun 黃俊 +Rep 2024-05-07
847 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
848   Fong, Sin Shing 方善城 +Rep 2024-05-06
849 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Lee, Chak Ming 李澤銘 +Rep 2024-05-14
850 Xtreme Asset Management Limited Hsu, Kuang-Yao 徐光耀 -RO 2023-11-06 2024-05-15
851 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
852 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
853 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
854 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
855 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
856   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
857 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
858   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
859 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
860 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
861 Yunfeng Asset Management Limited Ku, Sanqi 庫三七 -RO 2022-02-23 2024-05-10
862 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
863   Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
864   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
865 Yunfeng Securities Limited Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
866   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
867 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
868 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
869 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
870 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
871 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
872 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Lee, Man Chun (SFC:AFD148) 李文駿 -Rep 2023-03-30 2024-05-15

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