Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ABCI Securities Company Limited Ng, John Wah 伍華安 -RO 2020-09-25 2024-07-11
2 abrdn Hong Kong Limited Lau, Vincent 劉理健 +Rep 2024-07-09
3 Aden Financial Group Limited Ko, Hong Yu 柯虹妤 +Rep 2024-07-04
4   Liu, Yue (SFC:BVA971) 劉悅 +Rep 2024-07-03
5 Advent Securities (Hong Kong) Limited Lai, Kenneth Kin Chung 黎健聰 -RO 2024-02-02 2024-07-08
6 Ahead Asset Management Limited Williams, Christine (SFC:BOS157) 衛何宇慧 -Rep 2023-12-05 2024-06-30
7 AIA Investment Management HK Limited Cheung, Chun Tsung 張振棕 +Rep 2024-07-09
8 Alliance Capital Partners Limited (HK) Lam, Yin Man 藍燕雯 -RO 2018-12-07 2024-06-30
9 AllianceBernstein Hong Kong Limited Gibson, Bradley John -RO 2016-02-16 2024-06-30
10   Pang, Jason Richard 彭建鋒 +Rep 2024-07-03
11 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Addagatla, Praveen Shreenivas -Rep 2023-09-29 2024-07-05
12 Alpha Sherpa Capital Management Limited Tang, Aaron Jian Ye 湯建燁 -Rep 2024-02-26 2024-07-12
13 ALPHALT COMPANY LIMITED Chan, Edward Kwok Chu 陳國柱 -RO 2023-08-01 2024-06-30
14 AlpInvest Partners Limited Leung, Chi Ho (SFC:BVB822) 梁智皓 +Rep 2024-07-03
15   Ma, Yu Xiang +Rep 2024-07-03
16   Zhang, Hongyi (SFC:BOR370) 張泓頤 +Rep 2024-07-03
17 ALPS CAPITAL MANAGEMENT LIMITED Lee, Yee Nam 李怡南 -Rep 2009-11-10 2024-06-30
18 Amundi Hong Kong Limited Chen, Yixi (SFC:BTW341) 陳奕希 -Rep 2023-06-29 2024-07-08
19 Annum Asset Management (Hong Kong) Limited Fang, Chih To 方志鐸 -Rep 2021-01-11 2024-06-30
20 Antects Asset Management Limited Hu, Bin (SFC:AWJ017) 胡滨 -RO 2023-05-25 2024-07-02
21 AP Capital Limited Chan, Ka Suen 陳嘉璇 +Rep 2024-07-03
22 ApaH Capital Management Limited Xu, Chenbin 許宸彬 +Rep 2024-07-02
23 APG Investments Asia Limited Basu, Debanik +Rep 2024-07-02
24 Apollo Asset Management Limited (HK) Lee, Yee Nam 李怡南 +RO 2024-07-08
25 Apollo Management Asia Pacific Limited Zhang, Ke (SFC:AZU818) 張可 -Rep 2020-07-02 2024-07-11
26     +RO 2024-07-11
27 ARGYLE STREET MANAGEMENT LIMITED Thesman, Daniel 鄭富升 +Rep 2024-07-09
28 Ark Group Holdings (Hong Kong) Limited Fan, Wenlin 范文琳 -Rep 2024-01-29 2024-07-03
29   Zuo, Jinyang 左金泱 +Rep 2024-07-05
30 Arrowpoint Investment Partners (Hong Kong) Limited Hirose, Wataru +Rep 2024-07-11
31   Sun, Siwei 孫思偉 +Rep 2024-07-03
32 AS CAPITAL LIMITED Cheung, Pui Pui 張佩佩 -Rep 2023-02-09 2024-06-30
33 ASA SECURITIES LIMITED Wong, Gilbert Kin Chun 黃健俊 -Rep 2022-06-09 2024-07-02
34     +RO 2024-07-02
35 ASIA DEBT MANAGEMENT HONG KONG LIMITED Topping, Hannah Katie -Rep 2024-03-25 2024-07-03
36 Aspenwood Capital Limited Chang, Moon Sung 張文誠 +Rep 2024-07-12
37 ASSET MANAGEMENT GROUP LIMITED Lam, Ally Ngar Lee 林雅莉 +Rep 2024-07-12
38   Lo, King Ting 盧勁婷 +Rep 2024-07-12
39   Wong, Kong Wa (SFC:BDI876) 王江華 +Rep 2024-07-12
40   Wong, Tat Wah 黃達華 +Rep 2024-07-12
41 Astrum Capital Management Limited (HK) Chak, Wai Wing 翟偉榮 +Rep 2024-07-04
42 Atta Capital Limited Zhao, Limei 赵丽梅 +Rep 2024-07-04
43 Avenue Family Office Limited Gan, Yuqi 甘鈺琪 +Rep 2024-07-08
44   Zhang, Shuo (SFC:BUS745) 張朔 -Rep 2024-04-05 2024-07-12
45 AVENUE INVESTMENT MANAGEMENT LIMITED   -Rep 2024-04-05 2024-07-12
46 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 -Rep 2024-05-03 2024-07-04
47     +RO 2024-07-04
48   Wang, Shuai (SFC:BNB844) 王帥 -Rep 2024-06-06 2024-07-08
49     +RO 2024-07-08
50 AXA Investment Managers Asia Limited Stephenson, Jack Charles -Rep 2024-07-05 2024-07-10
51 Axial Partners Limited Chan, Lap Yin (SFC:AFV376) 陳立言 -RO 2023-11-29 2024-06-30
52   So, Paul Ho Ching 蘇浩程 +RO 2024-07-11
53 Balyasny Asset Management (Hong Kong) Limited Farrell, Shaun Michael -Rep 2020-12-07 2024-07-12
54   Huang, Zuli 黃祖理 -Rep 2023-01-30 2024-07-12
55   Ma, Keren 马可仁 +Rep 2024-07-02
56   Smith, Nicole Jia Zhong 史佳中 -Rep 2020-12-07 2024-07-12
57 BARCLAYS CAPITAL ASIA LIMITED Aagaard, Lars Erik -RO 2019-11-07 2024-07-05
58   Hao, Wei (SFC:BVC505) +Rep 2024-07-12
59   Wang, He Shiuan 王鶴璇 -RO 2021-12-20 2024-07-12
60 BCT Financial Limited Chan, Yin Ching 陳彥澂 +Rep 2024-07-08
61   Lam, Ka Yee (SFC:BSD242) 林嘉怡 -Rep 2022-11-01 2024-07-04
62   Lo, Tik Nga 羅狄雅 -Rep 2015-08-03 2024-07-06
63 BGC SECURITIES (HONG KONG) LLC Joseph, Mani Parekattu +Rep 2024-07-05
64 Blackhorn Wealth Management Limited Lam, Doris Yuen Yee 林婉儀 +Rep 2024-07-08
65 BlackRock Asset Management North Asia Limited Williams, Joseph Graham -Rep 2024-07-09 2024-07-13
66   Wong, Graham Alex 黃煦瑜 +Rep 2024-07-09
67 Blue Owl Capital HK Limited Lai, Pak Seng 賴柏盛 -Rep 2022-01-28 2024-06-30
68 BMI FUNDS MANAGEMENT LIMITED Ng, Kin Wai (SFC:BIM923) 吳建威 +Rep 2024-07-08
69 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Wang, Xiao (SFC:BGV484) 王笑 -Rep 2019-01-01 2024-07-02
70 BNP PARIBAS SECURITIES (ASIA) LIMITED Chai, Jibang 柴濟邦 +Rep 2024-07-02
71   Kwok, Kei Pik 郭紀碧 -Rep 2024-01-15 2024-06-30
72   O'Dea, Thomas John +Rep 2024-07-02
73   Shi, Martin Yun-Jia 石運嘉 -Rep 2022-09-15 2024-07-12
74   Wang, Shaoyi (SFC:BVD237) 王韶毅 +Rep 2024-07-11
75 BNY Mellon Investment Management Hong Kong Limited Li, Xuan (SFC:BVE252) +Rep 2024-07-09
76   Yu, Sandra Ka Yee 余嘉儀 -Rep 2011-01-12 2024-07-01
77 BOCI ASIA LIMITED Mak, Michael Sin Yue 麥善宇 -RO 2023-05-18 2024-07-12
78 BOCI RESEARCH LIMITED Wang, Ziai 王子璦 -Rep 2021-09-08 2024-07-03
79   Zhang, Jia (SFC:BTF017) 張嘉 +Rep 2024-07-05
80 BOCI SECURITIES LIMITED Chan, Kai Chung (SFC:BEJ622) 陳啟聰 +Rep 2024-07-09
81   Hsu, Michael Ton Min 徐東明 -RO 2023-02-24 2024-07-05
82   Mak, Michael Sin Yue 麥善宇 -RO 2023-05-18 2024-07-12
83   Yu, Zoe Sze Wing 余思穎 -Rep 2011-07-22 2024-07-02
84 BOCOM International (Asia) Limited Chen, Wei (SFC:AHC346) 陳蔚 +Rep 2024-07-08
85   Wu, Jingsu 吳敬苏 +Rep 2024-07-08
86 BOCOM International Securities Limited Li, Yi (SFC:BRS381) 李易 -Rep 2021-10-11 2024-07-13
87   Lui, Edward Ho Kong 呂浩江 -Rep 2019-07-03 2024-07-01
88   Zhang, Jiaer 张家尔 +Rep 2024-07-02
89   Zhou, Mali 周瑪利 -Rep 2022-08-11 2024-07-08
90 Boill Fund Management (HK) Co., Limited Chan, Cheuk Wai (SFC:BLJ862) 陳綽慧 -Rep 2024-07-04 2024-07-24
91 Bosera Asset Management (International) Co., Limited Chan, Ho Yau 陳可柔 -Rep 2021-01-27 2024-07-01
92 BREVAN HOWARD (HONG KONG) LIMITED Saxton, Andrew Keith +Rep 2024-07-08
93 BridgeWood Alternatives Limited Xie, Yi (SFC:BDN986) 謝怡 -Rep 2024-06-27 2024-07-11
94     +RO 2024-07-11
95 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Ho, Kai Yuen 何啟源 -Rep 2018-06-29 2024-07-05
96 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED   -Rep 2018-01-22 2024-07-05
97 BTIG Hong Kong Limited McKechnie, David Jonathan Daniel +Rep 2024-07-12
98 Canfield Securities Company Limited Dong, Xue (SFC:BMZ452) 董雪 +Rep 2024-07-09
99 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Chan, Evelyn (SFC:BVB076) 陳睿澄 +Rep 2024-07-02
100 Capital International, Inc. Lualdi, Maurizio -Rep 2024-01-19 2024-07-10
101 Capstone Capital Management Limited Cheng, Bowei 程博為 -Rep 2024-04-08 2024-07-10
102   Tang, Yichun 湯逸純 -Rep 2024-06-12 2024-07-08
103     +RO 2024-07-08
104 Capstone Investment Advisors (HK) Limited Bordoni, Alain Cesare -RO 2022-05-24 2024-06-30
105   Xie, Melody Raine +Rep 2024-07-04
106   Yu, Tak Hei 余德熙 -Rep 2022-08-01 2024-07-05
107 Capula Investment Management Asia Limited Wang, Shuai (SFC:BHV648) 王帥 -Rep 2024-07-02 2024-07-19
108 Carnegie Hill Capital Partners Limited He, Tingting (SFC:BOZ736) 何婷婷 +Rep 2024-07-08
109 CASH Wealth Management Limited Mok, Yuen Tung 莫沅潼 -Rep 2024-02-09 2024-07-04
110 CCB INTERNATIONAL SECURITIES LIMITED Cheung, Tsz Lam 張梓琳 -Rep 2018-08-27 2024-07-08
111   Lau, Hon Wei 劉豐輝 +Rep 2024-07-09
112 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Ji, Jason Wei 姬偉 +Rep 2024-07-09
113 CDIB Capital International (Hong Kong) Corporation Limited de Saint Exupery, Lionel Alain Odon -RO 2021-11-11 2024-07-01
114   Tang, Hamilton Ty 唐維鐘 -RO 2022-05-24 2024-07-01
115 CEB International Asset Management Corporation Limited Hu, Yifang (SFC:BVE164) 胡奕芳 +Rep 2024-07-11
116 CEB International Capital Corporation Limited Lau, Hon Wei 劉豐輝 -RO 2018-12-07 2024-07-02
117   Su, Shenjie 苏圣杰 -Rep 2016-08-05 2024-07-11
118   Sun, Yu-Huei 孫毓徽 +Rep 2024-07-08
119   Sun, Zihui 孫子惠 +Rep 2024-07-11
120   Zhang, Jingyu (SFC:BUT005) 張景喻 -Rep 2024-03-12 2024-07-03
121     +RO 2024-07-03
122 Celadon Partners (Asia Pacific) Limited So, Monique Ellie Mo Shun 蘇慕舜 -Rep 2021-09-16 2024-07-12
123 CELESTIAL COMMODITIES LIMITED Tang, Fu Chung 鄧富中 +Rep 2024-07-03
124 CELESTIAL SECURITIES LIMITED Mok, Yuen Tung 莫沅潼 -Rep 2024-02-09 2024-07-04
125   Tang, Fu Chung 鄧富中 +Rep 2024-07-03
126 Cephei Capital Management (Hong Kong) Limited Ning, Jing (SFC:APB398) 宁靜 -Rep 2024-04-22 2024-07-10
127     +RO 2024-07-10
128 CGS International Securities Hong Kong Limited Lim, Siew Khee -Rep 2024-07-08 2024-07-09
129   Lock, Mun Yee -Rep 2024-07-08 2024-07-09
130 Changjiang Securities Brokerage (HK) Limited Peng, Yingqi 彭英騏 +Rep 2024-07-02
131   Ren, Nan 任楠 +Rep 2024-07-02
132   Yi, Hong (SFC:BUZ394) 易轟 +Rep 2024-07-02
133 CHIEF SECURITIES LIMITED Chan, Yuen Ching (SFC:AOX338) 陳婉貞 +Rep 2024-07-09
134   Pan, Cunyi 潘存圯 +Rep 2024-07-03
135   Wong, Hon Tin 黃瀚天 +Rep 2024-07-02
136 China Alpha Fund Management (HK) Limited Lai, Kin San 黎建新 +Rep 2024-07-03
137   Wong, Kin Sun (SFC:BHS010) 黃鍵燊 -Rep 2019-01-11 2024-06-30
138 China Asset Management (Hong Kong) Limited Tang, Ruoqi 唐若琪 -Rep 2023-01-03 2024-07-05
139 CHINA EAGLE ASSET MANAGEMENT LIMITED Kailibinuer, Abudurexiti 凱麗比努爾 +Rep 2024-07-11
140 CHINA EVERBRIGHT RESEARCH LIMITED Zhao, Xianghuai 趙湘怀 -Rep 2019-03-27 2024-06-30
141 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Zhao, Dingwei 趙定緯 +Rep 2024-07-05
142 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED   +Rep 2024-07-05
143 China Harbour International Asset Management Limited Liu, Han (SFC:AXC845) 劉涵 -Rep 2023-06-01 2024-07-05
144     +RO 2024-07-05
145 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Chen, Xu (SFC:BUQ239) 陈旭 -Rep 2024-03-20 2024-07-03
146   Leung, Sheung 梁湘 -Rep 2016-07-19 2024-07-12
147 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Ao, Chuanlong 敖傳龍 -Rep 2024-01-29 2024-07-05
148   Bu, Yunzhi 布雲志 -Rep 2019-08-15 2024-07-11
149   Chen, Feng (SFC:BKW447) 陳楓 -RO 2021-12-14 2024-06-30
150   Chen, Jiajing (SFC:BTN107) 陳佳婧 -Rep 2023-04-28 2024-07-10
151   Gao, Ge (SFC:BSD674) 高歌 -Rep 2022-04-26 2024-07-04
152   Hui, Pu 惠普 -Rep 2022-05-10 2024-07-05
153   Jiang, Luwei 蔣露薇 -Rep 2024-04-30 2024-07-10
154   Jiang, Zhiwei (SFC:BBK034) 蔣志巍 -RO 2021-09-08 2024-07-09
155   Lai, Tianxing 賴天行 -Rep 2019-03-04 2024-06-30
156   Li, Chenghao (SFC:BUW448) 李程浩 +Rep 2024-07-05
157   Li, Jizhe 李吉喆 -Rep 2019-06-21 2024-07-10
158   Shi, Di (SFC:BRS095) 石狄 -Rep 2021-10-15 2024-07-01
159   Wang, Huijing 王惠菁 -Rep 2018-06-28 2024-07-04
160   Wang, Sicong (SFC:BVB671) 王思聰 +Rep 2024-07-08
161   Wang, Tianming (SFC:BSB841) 王天銘 -Rep 2022-05-10 2024-07-02
162   Wu, Ruili (SFC:BRQ742) 邬蕊鹂 +Rep 2024-07-05
163   Xu, Hongming (SFC:BUX153) 許鴻明 +Rep 2024-07-09
164   Zhan, Xiaohan 詹曉涵 -Rep 2023-02-07 2024-07-02
165   Zhang, Fa (SFC:BSW271) 張法 -Rep 2022-08-16 2024-07-02
166   Zhang, Hanxi 張菡兮 -Rep 2021-07-28 2024-06-30
167   Zhang, Zeming 張澤明 -Rep 2021-08-31 2024-07-11
168   Zhou, Dongping (SFC:BVB080) 周東平 +Rep 2024-07-08
169 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Zhang, Yin (SFC:BVD563) 張寅 +Rep 2024-07-10
170 China Orient International Asset Management Limited Han, Mengyu 韓孟煜 +Rep 2024-07-03
171 China Post & Capital Global Asset Management Limited Zhang, Jian (SFC:BUX212) 张剑 -Rep 2024-07-02 2024-07-09
172     +RO 2024-07-09
173 China Re Asset Management (Hong Kong) Company Limited Yue, Siming 岳思銘 +Rep 2024-07-11
174 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED Fan, Eddy Chun Wah 范俊華 -Rep 2024-07-05 2024-08-09
175 China Securities (International) Brokerage Company Limited Tang, Lai Ping (SFC:BMY550) 鄧麗萍 -Rep 2024-01-26 2024-06-30
176   Wang, Shaoyang (SFC:BNY997) 王紹阳 -Rep 2023-09-15 2024-07-02
177   Zeng, Chao (SFC:BUJ270) 曾超 -Rep 2023-12-11 2024-07-10
178   Zhou, Zhou (SFC:BRS725) 周洲 -Rep 2021-10-21 2024-07-12
179 China Securities (International) Corporate Finance Company Limited Li, Yi (SFC:BRT132) 李弈 -Rep 2021-10-15 2024-07-10
180   Zhou, Zhou (SFC:BRS725) 周洲 -Rep 2021-10-21 2024-07-12
181 CHINA SKY SECURITIES LIMITED Poon, Kent Kwan Ching 潘君政 -Rep 2018-01-12 2024-07-10
182 CHINA SYSTEM SECURITIES LIMITED Li, Ka Fai (SFC:BMM593) 李家輝 +Rep 2024-07-05
183 CINDA INTERNATIONAL CAPITAL LIMITED Sham, Che Wai 岑子維 -Rep 2018-10-08 2024-07-13
184 Citadel Asia Limited Li, Zhenghao (SFC:BRA817) 李正浩 -Rep 2023-06-12 2024-07-12
185   Or, Justin Ka Jun 柯嘉俊 -Rep 2023-01-10 2024-07-12
186 CITIC CFI Asset Management Company Limited Wang, Feng (SFC:AYO606) 王峰 +RO 2024-07-04
187   Xu, Bo (SFC:AXG732) 徐博 +RO 2024-07-04
188 CITIC Securities (Hong Kong) Limited Fang, Chuangtao 方创涛 +Rep 2024-07-05
189   Hou, Qiyu 侯琦昱 -Rep 2024-07-02 2024-09-08
190   Huang, Weidong (SFC:BUY036) 黃衛冬 +Rep 2024-07-02
191   Leng, Ning 冷寧 -Rep 2021-09-01 2024-07-09
192   Li, Chade 李查德 +Rep 2024-07-02
193   Li, Yanbo (SFC:BSR575) 李彦博 -Rep 2022-08-16 2024-07-07
194   Li, Zheng (SFC:BTX486) 李铮 -Rep 2023-08-07 2024-07-09
195   Liu, Jia (SFC:BVA290) 刘佳 +Rep 2024-07-10
196   Liu, Zongjing 刘宗景 -Rep 2021-07-12 2024-07-07
197   Pan, Yunfei 潘云飞 +Rep 2024-07-10
198   Wang, Chao (SFC:BUZ157) 王超 +Rep 2024-07-10
199   Wang, Guannan (SFC:BUY786) 王冠男 +Rep 2024-07-05
200   Wang, Siyu (SFC:BTQ702) 王思育 -Rep 2023-05-09 2024-07-07
201   Wang, Zinan 王滋楠 +Rep 2024-07-02
202   Xu, Fenglin 徐峰林 +Rep 2024-07-10
203   Yang, Qin (SFC:BUX161) 楊沁 +Rep 2024-07-05
204   Yang, Yiran (SFC:BUM424) 杨依然 -Rep 2024-02-21 2024-07-07
205   Yi, Ziqing 益資卿 +Rep 2024-07-11
206   Zha, Yue (SFC:BTY659) 查越 -Rep 2023-08-18 2024-07-09
207   Zhang, Jing (SFC:BUY405) 张晶 +Rep 2024-07-02
208   Zheng, Yilei (SFC:BUZ258) 郑亦雷 +Rep 2024-07-11
209   Zhong, Ling (SFC:BUY844) 钟领 +Rep 2024-07-02
210   Zhou, Yucheng 周昱成 +Rep 2024-07-05
211   Zhou, Zheli 周哲立 +Rep 2024-07-10
212 CITIC Securities Asset Management (HK) Limited Xu, Junquan (SFC:BVC221) 徐雋泉 +Rep 2024-07-05
213 CITIC Securities Brokerage (HK) Limited Chan, Kwok Ching (SFC:AGA128) 陳國振 -Rep 2003-10-20 2024-07-04
214   Chen, Ruiqin 陳睿欽 +Rep 2024-07-12
215   Cheung, Fung Cheung 張鳳翔 -Rep 2003-10-22 2024-07-04
216   Lam, Tun Lan 林敦蘭 -Rep 2010-09-24 2024-07-04
217   Luk, Yim Ling (SFC:AGD556) 陸艷玲 -Rep 2021-03-29 2024-07-02
218 CITIC Securities Futures (HK) Limited Cheung, Fung Cheung 張鳳翔 -Rep 2003-10-22 2024-07-04
219   Lam, Tun Lan 林敦蘭 -Rep 2012-12-12 2024-07-04
220   Wei, Wei (SFC:BRJ343) 危煒 +Rep 2024-07-02
221   Zhang, Yanwen (SFC:BSO672) 张妍文 +Rep 2024-07-02
222 CITIC Securities International Global Markets Limited Li, Yen Cheng 黎彥成 -Rep 2017-09-04 2024-07-05
223   Mak, Tony Kwok Kee 麥國基 +Rep 2024-07-05
224   Xu, Junquan (SFC:BVC221) 徐雋泉 +Rep 2024-07-05
225   Yang, Shyang Yeu 楊翔宇 -Rep 2021-06-03 2024-07-02
226 Citigroup Global Markets Asia Limited Armitage, Charles Jonathan (SFC:BVC714) -Rep 2024-06-28 2024-07-06
227   Chauvet, Thomas Vincent -Rep 2024-06-28 2024-07-03
228   Chen, Chia-Yi (SFC:AOB718) 陳佳儀 -Rep 2024-07-12 2024-07-19
229   Chen, Jung Hsuan 陳龍玄 -Rep 2024-07-12 2024-07-19
230   Chui, Ambrose Wing Kiu 崔永橋 -Rep 2022-01-12 2024-07-12
231   Henderson, Paul Ifedayo -Rep 2020-10-21 2024-07-02
232   Liu, Chiung Fang 劉瓊芳 -Rep 2024-07-08 2024-07-13
233   Lo, Jemma Ming Ming -Rep 2024-06-28 2024-07-10
234   Long, Yupeng 龍宇鵬 -Rep 2020-09-18 2024-07-12
235   Matsubara, Anna -Rep 2024-06-28 2024-07-06
236   Quek, Jonathan Shiou Yong -Rep 2024-07-09 2024-07-12
237   Tamai, Toshiyuki 玉井俊行 -Rep 2024-07-05 2024-07-12
238   Wilkie, Martin (SFC:BVC358) -Rep 2024-07-02 2024-07-04
239   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-07-05 2024-07-12
240 CLSA LIMITED Chong, Carmen Yu 莊瑜 -Rep 2009-05-13 2024-07-02
241   Fang, Chuangtao 方创涛 +Rep 2024-07-05
242   Goel, Hitesh -Rep 2023-04-12 2024-07-01
243   Hou, Qiyu 侯琦昱 -Rep 2024-07-02 2024-09-08
244   Huang, Weidong (SFC:BUY036) 黃衛冬 +Rep 2024-07-02
245   Leng, Ning 冷寧 -Rep 2021-09-01 2024-07-09
246   Li, Chade 李查德 +Rep 2024-07-02
247   Li, Yanbo (SFC:BSR575) 李彦博 -Rep 2022-08-16 2024-07-07
248   Li, Zheng (SFC:BTX486) 李铮 -Rep 2023-08-07 2024-07-09
249   Liu, Jia (SFC:BVA290) 刘佳 +Rep 2024-07-10
250   Liu, Zijun (SFC:BRA319) 劉子郡 -Rep 2021-04-07 2024-07-09
251   Liu, Zongjing 刘宗景 -Rep 2021-07-12 2024-07-07
252   Luo, Jinying 羅錦穎 +Rep 2024-07-03
253   Pan, Yunfei 潘云飞 +Rep 2024-07-10
254   Rhee, Eunsoo +Rep 2024-07-03
255   Wang, Chao (SFC:BUZ157) 王超 +Rep 2024-07-10
256   Wang, Guannan (SFC:BUY786) 王冠男 +Rep 2024-07-05
257   Wang, Siyu (SFC:BTQ702) 王思育 -Rep 2023-05-09 2024-07-07
258   Wang, Zinan 王滋楠 +Rep 2024-07-02
259   Xu, Fenglin 徐峰林 +Rep 2024-07-10
260   Xu, Junquan (SFC:BVC221) 徐雋泉 +Rep 2024-07-05
261   Yang, Qin (SFC:BUX161) 楊沁 +Rep 2024-07-05
262   Yang, Yiran (SFC:BUM424) 杨依然 -Rep 2024-02-21 2024-07-07
263   Yi, Ziqing 益資卿 +Rep 2024-07-11
264   Zha, Yue (SFC:BTY659) 查越 -Rep 2023-08-18 2024-07-09
265   Zhang, Jing (SFC:BUY405) 张晶 -Rep 2024-07-02 2024-07-30
266   Zheng, Yilei (SFC:BUZ258) 郑亦雷 +Rep 2024-07-11
267   Zhong, Ling (SFC:BUY844) 钟领 +Rep 2024-07-02
268   Zhou, Yucheng 周昱成 +Rep 2024-07-05
269   Zhou, Zheli 周哲立 +Rep 2024-07-10
270 CMB International Asset Management Limited Qu, Aohan 瞿傲寒 -Rep 2021-10-12 2024-07-12
271 CMB International Capital Limited Wang, Xiaotian (SFC:BUS873) 王嘯天 -Rep 2024-03-19 2024-06-30
272 CMB INTERNATIONAL FUTURES LIMITED Ho, Kwok Leung (SFC:AFN809) 何國樑 -Rep 2023-10-19 2024-07-08
273 CMB International Global Markets Limited Lee, Bin 李缤 +Rep 2024-07-03
274 CMB International Securities Limited Ho, Kwok Leung (SFC:AFN809) 何國樑 -Rep 2023-10-19 2024-07-08
275   Jiang, Jiayan 蔣嘉芫 +Rep 2024-07-10
276   Tay, Leon Kairong +Rep 2024-07-11
277 CMBC SECURITIES COMPANY LIMITED Xu, Mengru 徐夢茹 -Rep 2020-10-05 2024-07-09
278   Zhu, Qianlan 朱倩嵐 -Rep 2024-04-18 2024-07-08
279     +RO 2024-07-08
280 CMC Partners Limited Chen, Hongpei 陳鴻培 -RO 2021-11-16 2024-07-03
281   Nguyen, Elliot -RO 2023-08-30 2024-06-30
282 CNCB (Hong Kong) Capital Limited Shen, Yichuan 沈逸川 -Rep 2024-01-15 2024-07-13
283 COFCO Asset Management (International) Company Limited So, Man Hui 蘇文煦 -RO 2020-08-07 2024-07-12
284 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED Pushkina, Nataliya +Rep 2024-07-10
285   Tattoni, Riccardo Aldo Federico -RO 2013-04-10 2024-07-01
286   Van Tornout, Carl-Alexander Albert Filip -Rep 2016-05-03 2024-06-30
287 Cornucopiae Asset Management Limited Pun, Yat Kan (SFC:BKW033) 潘一勤 -Rep 2022-09-23 2024-07-08
288 Coronation Capital Limited Wang, Minxi 王敏晰 +Rep 2024-07-10
289 CORPORATE BROKERS LIMITED Chan, Ying Kit (SFC:ACQ149) 陳英傑 +Rep 2024-07-12
290 CORPORATE COMMODITIES LIMITED   +Rep 2024-07-12
291 Cosmos One Capital Limited Law, Yuen Sheung 羅婉湘 +Rep 2024-07-11
292 CPPIB Credit Investments Asia Limited Meyappan, Vignesh Meyyappan +Rep 2024-07-02
293 CPPIB PE Investments Asia Limited Po, Ho Sang 布浩生 -Rep 2022-03-22 2024-07-02
294 Credit Suisse (Hong Kong) Limited Kong, Cheuk Hang (SFC:BRA994) 江卓衡 -Rep 2021-04-14 2024-07-09
295   Park, Min -RO 2018-10-25 2024-07-10
296 Credit Suisse Securities (Hong Kong) Limited   -RO 2022-11-16 2024-07-10
297 CRRC Hongkong Asset Management Company Limited Liu, Yilin (SFC:BUY253) 劉奕麟 -Rep 2024-05-27 2024-07-08
298     +RO 2024-07-08
299 Daiwa Capital Markets Hong Kong Limited Komori, Masatoshi +Rep 2024-07-02
300   Yeo, Newton Chiong -Rep 2024-07-04 2024-08-09
301 DBS VICKERS (HONG KONG) LIMITED Lung, Tsan Yu 龍贊羽 -Rep 2022-03-07 2024-07-06
302 DC Wealth Management (HK) Limited Choy, Wing Shan -Rep 2023-07-31 2024-06-30
303   Wu, Xiaoxia (SFC:BQK817) 吳晓霞 +Rep 2024-07-05
304   Xia, Peng (SFC:BSF945) 夏鵬 -Rep 2023-08-07 2024-06-30
305 Delftware Capital Management (HK) Limited Cheung, Kai Pong (SFC:AMP112) 張繼邦 -RO 2023-11-30 2024-06-30
306 DEUTSCHE SECURITIES ASIA LIMITED Lee, Yueh-Jung 李岳融 +Rep 2024-07-12
307 Diligent Capital Limited Shin, Chuck Yin 單婥然 -RO 2024-01-30 2024-07-01
308 DL Digital Family Office (HK) Limited Ye, Guofeng (SFC:AXG034) 葉國鋒 -Rep 2024-06-14 2024-07-09
309     +RO 2024-07-09
310 DL Family Office (HK) Limited Gao, Sheng (SFC:BUX197) 高晟 +Rep 2024-07-08
311 Doo Financial HK Limited Chau, Tsz Leung 周子良 +Rep 2024-07-08
312 Dream Peak Capital Limited Wang, Yaou 王亚欧 +Rep 2024-07-08
313 DWS Investments Hong Kong Limited Lau, Ching Yan (SFC:BOT981) 劉靖欣 -Rep 2019-09-13 2024-07-12
314 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Pau, Cheuk Yao 鮑卓堯 +RO 2024-07-03
315 Easy One Asset Management Limited Leung, Chun Chiu 梁振昭 -RO 2022-11-04 2024-06-30
316   Wan, Yuk Ling (SFC:AGY915) 尹玉玲 -RO 2023-09-29 2024-06-30
317 EDDID CAPITAL LIMITED Wu, Jinhao 吳晋豪 +Rep 2024-07-10
318 Eddid Securities and Futures Limited Mak, Chung Yee 麥中頤 +Rep 2024-07-11
319   Qian, Jing (SFC:BMG907) 錢菁 +Rep 2024-07-11
320   Wu, Jinhao 吳晋豪 +Rep 2024-07-10
321 EG Asset Limited Zhang, Jiayuan (SFC:BVA676) 張家源 +Rep 2024-07-08
322 EMPEROR FUTURES LIMITED Chan, Yik Long 陳燡朗 +Rep 2024-07-09
323 EMPEROR SECURITIES LIMITED (HK)   +Rep 2024-07-09
324 Encap (Global) Asset Management Limited Wong, Gilbert Kin Chun 黃健俊 -Rep 2022-06-09 2024-06-30
325   Yeung, Lap Fai 楊立輝 -Rep 2016-08-30 2024-06-30
326 ENDOWUS HK LIMITED Rhee, Samuel Gene +RO 2024-07-08
327 Entropy Asset Management Limited Lo, An Tong 羅岸桐 -Rep 2024-02-29 2024-06-30
328 Ever Fountain Asset Management Limited Tong, Ling Lai 唐玲麗 -Rep 2021-06-15 2024-07-05
329 Ever-Long Capital Management Limited Yu, Hui (SFC:BMV466) 余輝 -Rep 2018-05-07 2024-06-30
330 EVER-LONG SECURITIES COMPANY LIMITED   -Rep 2018-05-07 2024-06-30
331 Everbright Securities Investment Services (HK) Limited Cheung, Lik Wan 張力允 -Rep 2022-05-03 2024-07-02
332   Lee Cheung, Suk Jing 李張淑貞 -Rep 2006-02-03 2024-06-30
333   Siu, Ho Shun 蕭浩汛 +Rep 2024-07-11
334 EXCEL INVESTMENT (HK) LIMITED Chan, Michelle Shun Nga 陳淳雅 -RO 2022-02-16 2024-07-04
335   Tuen Mo, Howard W. H. 端木和康 -Rep 2023-08-16 2024-07-10
336 ExodusPoint Capital Management Hong Kong, Limited Chengan, Ruyang 陳甘如暘 -Rep 2023-04-11 2024-07-01
337   Li, Ang (SFC:AWU662) 李昂 -Rep 2021-10-15 2024-07-01
338 Far East Horizon Asset Management Limited Wang, Jun (SFC:BEO183) 王軍 -Rep 2022-05-26 2024-07-08
339 FB SECURITIES (HONG KONG) LIMITED Wong, Roger Chun Yu 黃振宇 -RO 2019-05-21 2024-07-02
340 FDB Asset Management Limited Yeung, Jeffrey Tsz Fung 楊梓豐 -Rep 2023-08-07 2024-06-30
341 Fides Capital Group Limited Wu, Zhangmeng 吳章萌 -Rep 2023-10-17 2024-06-30
342 FIL Investment Advisors Bannister, Richard John -Rep 2016-12-16 2024-07-12
343   Chan, Jack Chi Kwan 陳子君 -Rep 2020-03-20 2024-07-05
344   Choda, Bharat -Rep 2016-08-26 2024-06-30
345   Lau, Hung Kei (SFC:BDO858) 劉鴻基 -Rep 2018-10-02 2024-06-30
346 FIL Investment Management (Hong Kong) Limited Bannister, Richard John -Rep 2016-12-16 2024-07-12
347   Chan, Jack Chi Kwan 陳子君 -Rep 2020-03-20 2024-07-05
348   Choda, Bharat -Rep 2016-08-26 2024-06-30
349   Lau, Hung Kei (SFC:BDO858) 劉鴻基 -Rep 2018-10-02 2024-06-30
350 Fintech Investment Group Limited Poon, Ronald King Tou 潘敬濤 -RO 2022-05-26 2024-06-30
351   Stewart, Glenn Jose -Rep 2024-07-12 2024-08-21
352 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 -Rep 2024-05-06 2024-07-08
353     +RO 2024-07-08
354 FIRST SHANGHAI FUTURES LIMITED Wong, Peggy Bik Chi 王碧枝 -Rep 2016-06-06 2024-07-12
355 FIRST SHANGHAI SECURITIES LIMITED   -Rep 2012-07-12 2024-07-12
356 Flow Capital (HK) Limited Chan, Wing Chong 陳詠莊 -Rep 2023-06-15 2024-07-02
357 Fofund International (HK) Limited Li, Zhong (SFC:BUL209) 李中 +RO 2024-07-10
358   Yang, Yihua 楊一華 +RO 2024-07-10
359 Fortis, Sheriffs & Browns Asia Co. Limited Yuen, Ka Leung 袁家樑 -RO 2019-06-04 2024-07-14
360 Fortune Asset Management Limited (HK) Li, Xinyi (SFC:BTA202) 李心儀 -Rep 2022-10-12 2024-07-06
361   Li, Zhuo (SFC:BFX716) 李卓 -RO 2024-05-23 2024-06-30
362 Fortune Origin Securities Limited Shi, Run 史潤 +Rep 2024-07-08
363   Su, Linxi +Rep 2024-07-08
364 FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED He, Tianzhong 何天仲 -Rep 2024-04-24 2024-07-05
365     +RO 2024-07-05
366   Wang, Xinyu (SFC:BVD558) 王欣雨 +Rep 2024-07-02
367 ForwardEdge Investment Limited Wen, Zining 溫子檸 -Rep 2023-11-07 2024-06-30
368 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Zhou, Yajun 周雅君 +Rep 2024-07-08
369 Fuh Hwa SITE Asset Management (Hong Kong) Limited Wu, Wai Ho (SFC:BLH213) 胡煒豪 -Rep 2018-12-28 2024-07-13
370 FULBRIGHT SECURITIES LIMITED Mok, Suet Mui 莫雪梅 -Rep 2024-07-10 2024-09-16
371 FULLGOAL ASSET MANAGEMENT (HK) LIMITED Chang, Xinyun 常馨云 -Rep 2018-10-24 2024-06-30
372   Zhang, Chi (SFC:BOE432) 張持 -Rep 2019-04-11 2024-06-30
373 Funde Asset Management (Hong Kong) Company Limited Law, Chi Yuen (SFC:BAF301) 羅志遠 -Rep 2013-10-15 2024-06-30
374 FUSION FORTUNE SECURITIES LIMITED Ng, Gabriel Ka Pui 吳家培 -RO 2021-12-29 2024-06-30
375 Futu Securities International (HONG KONG) Limited Chen, Youjia (SFC:BVB521) 陈友佳 +Rep 2024-07-10
376   Liu, Rongxin 劉榕欣 +Rep 2024-07-02
377   Wong, Siu Ming (SFC:BQC317) 黃小明 -Rep 2023-10-26 2024-07-05
378 Future Securities Limited (HK) Wang, Qi (SFC:BUS419) 王麒 +RO 2024-07-09
379   Zhang, Bin (SFC:BMI551) 張濱 +RO 2024-07-09
380 FWD Financial Planning Limited (HK) Chin, Lai Yee 錢麗儀 +Rep 2024-07-02
381   Ho, Sai Chuk 何世祝 +Rep 2024-07-02
382   Tsoi, Yee 蔡怡 +Rep 2024-07-02
383   Yeung, Man Yuk (SFC:BOR894) 楊民玉 +Rep 2024-07-02
384 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED Je, Siu Ming 余小明 -RO 2019-04-24 2024-07-02
385 Garvis Capital Management Limited Ng, Wing Tung (SFC:BUX864) 吳詠彤 +Rep 2024-07-08
386 Gary Cheng Securities Limited Yip, Wai Lun (SFC:ADW731) 葉偉倫 -RO 2015-12-02 2024-07-14
387 GBA Capital Management Limited Xu, Yuncheng 許允成 -RO 2023-02-16 2024-06-30
388 GCG Asset Management Limited Yip, Wai Lun (SFC:ADW731) 葉偉倫 -Rep 2022-03-11 2024-07-14
389 Gentleman Capital Limited Zhang, Yixuan (SFC:BVD528) 張懿萱 +Rep 2024-07-05
390 GF Asset Management (Hong Kong) Limited Mai, Xiaoying 麥小穎 -RO 2024-02-01 2024-07-04
391 GF Capital (Hong Kong) Limited Li, Yanfei (SFC:BVA326) 李彦霏 +Rep 2024-07-05
392   Xiang, Yang (SFC:BVB703) 向阳 +Rep 2024-07-05
393   Xu, Jie (SFC:BVB344) 许捷 +Rep 2024-07-05
394 GF Securities (Hong Kong) Brokerage Limited He, Chang (SFC:BMO313) 何暢 -Rep 2023-10-18 2024-07-12
395   Li, Yanfei (SFC:BVA326) 李彦霏 +Rep 2024-07-05
396   So, Ka Hin 蘇嘉軒 -Rep 2010-06-03 2024-07-02
397   Xu, Yanyan (SFC:BUY127) 徐彦彦 +Rep 2024-07-11
398   Yang, Lujia (SFC:BBU233) 楊路加 +Rep 2024-07-09
399   Zhou, Ye (SFC:BJI784) 周曄 -Rep 2020-06-15 2024-07-05
400 GFI (HK) SECURITIES L.L.C. Dupont-Vecchierini, Victoire Anne Francine +Rep 2024-07-12
401 Golden Continent Securities Co., Limited He, Tianzhong 何天仲 -Rep 2024-04-24 2024-07-05
402     +RO 2024-07-05
403   Wang, Xinyu (SFC:BVD558) 王欣雨 +Rep 2024-07-02
404 Golden Full Asset Management Limited Chau, Yueh Jen 周日仁 +RO 2024-07-05
405 Golden Lake Capital Limited Ip, Yun Kit 葉仁傑 -RO 2017-12-27 2024-06-30
406 Golden Rich Securities Limited Pang, Stephen Ka Kon 彭嘉幹 -Rep 2024-05-30 2024-07-05
407     +RO 2024-07-05
408 GOLDMAN SACHS (ASIA) L.L.C. Ahn, Boyoung -Rep 2021-06-08 2024-07-01
409   Chong, Ling Yan Bella 莊柃炘 +Rep 2024-07-02
410   Dashnyam, Burtujin -Rep 2011-04-19 2024-07-06
411   Du, Xinnan 杜信男 +Rep 2024-07-10
412   Fredrickson, Julia Jonni -Rep 2021-06-01 2024-06-30
413   Kwan, Jasmine Ho Yin 關浩妍 -Rep 2017-08-04 2024-07-11
414   Li, Chenyi 李辰怡 -Rep 2023-02-28 2024-07-06
415   Li, Wing Man Ariel 李穎汶 +Rep 2024-07-10
416   Lo, Chak Lam 盧澤霖 +Rep 2024-07-10
417 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Chong, Ling Yan Bella 莊柃炘 +Rep 2024-07-02
418   Dashnyam, Burtujin -Rep 2016-10-11 2024-07-06
419   Du, Xinnan 杜信男 +Rep 2024-07-10
420   Kwan, Jasmine Ho Yin 關浩妍 -Rep 2017-08-04 2024-07-11
421   Li, Wing Man Ariel 李穎汶 +Rep 2024-07-10
422   Lo, Chak Lam 盧澤霖 +Rep 2024-07-10
423 GRAND VIEW ASSET MANAGEMENT LIMITED Kwok, Ka Yiu (SFC:AFG950) 郭家耀 +RO 2024-07-05
424 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2024-05-13 2024-07-07
425 Grandview Capital Group Limited Chan, Kwok Dik 陳國迪 +RO 2024-07-02
426 Gravity Asset Management Limited Jeong, Joseph Chu +RO 2024-07-11
427   Wang, Yan (SFC:APX217) 王炎 +RO 2024-07-11
428 Guohua International Asset Management Limited Xin, Yi (SFC:BUK197) 信義 +Rep 2024-07-11
429 Guolian Securities International Capital Co., Limited Liu, Hanhua 劉漢華 -RO 2020-12-15 2024-07-02
430   Wong, Ka Chun (SFC:BAI761) 黃家俊 -RO 2023-08-21 2024-07-01
431 Guosen Securities (HK) Brokerage Company, Limited Chen, Ting (SFC:BNI312) -Rep 2022-07-08 2024-06-30
432   Wong, Yuk Sha 黃玉莎 -Rep 2024-02-21 2024-07-05
433 GUOTAI JUNAN CAPITAL LIMITED Wang, Yu (SFC:BSA418) 王鈺 -Rep 2022-01-18 2024-06-30
434 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Leung, Yau Man Vivian 梁又文 -Rep 2021-08-30 2024-07-03
435 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED   -Rep 2021-08-30 2024-07-03
436 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Li, Xiaowei (SFC:BCC071) 李晓蔚 -Rep 2021-03-24 2024-07-01
437   Yang, Yixuan Heinrich 楊奕軒 -Rep 2023-07-31 2024-07-12
438   Yao, Qikun 姚奇錕 +Rep 2024-07-05
439 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Li, Xiaowei (SFC:BCC071) 李晓蔚 -Rep 2021-03-24 2024-07-01
440   Yang, Yixuan Heinrich 楊奕軒 -Rep 2023-07-31 2024-07-12
441   Yao, Qikun 姚奇錕 +Rep 2024-07-05
442 HAITONG INTERNATIONAL RESEARCH LIMITED Chen, Ziye (SFC:BSG003) 陈子叶 -Rep 2022-03-15 2024-07-02
443 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Fang, Weiyun 方炜韫 +Rep 2024-07-08
444   Mao, Xinru 毛心如 +Rep 2024-07-05
445 Hamilton Lane Asset Management (HK) Limited Chen, Po-Hsuan 陳柏瑄 +RO 2024-07-03
446   Delgado-Moreira, Juan Manuel +RO 2024-07-03
447   Xia, Mingchen 夏明晨 +RO 2024-07-03
448 Hang Tai Asset Management Limited Cheung, Yim Fan 張艷芬 +Rep 2024-07-10
449 HANSUI CAPITAL COMPANY LIMITED Yeung, Ka Tai 楊嘉泰 +Rep 2024-07-12
450 HARBOURVEST PARTNERS (ASIA) LIMITED Li, Zhenyin 李瑱泿 -Rep 2018-05-11 2024-06-30
451 HARRIS FRASER (INTERNATIONAL) LIMITED Tong, Wai Mei 湯慧美 -Rep 2017-11-10 2024-06-30
452 Harvest Global Capital Investments Limited Chen, Junqi (SFC:BQD435) 陈君琪 +Rep 2024-07-10
453   Lan, Shuhan 兰舒涵 +Rep 2024-07-10
454 Hash Blockchain Limited Pu, Meng 浦萌 +RO 2024-07-08
455   Shi, Jiayun 施佳昀 +Rep 2024-07-12
456 HC Securities (HK) Limited Lee, Andrew Shu Yan 李樹仁 -RO 2023-09-07 2024-06-30
457 HENDALE CAPITAL LIMITED Chang, Che Chung 張志聰 -Rep 2024-07-08 2024-09-02
458 Hillhouse Investment Management Limited Rhee, David Sungjin -RO 2015-03-09 2024-06-30
459 HK Monkey Securities Limited Lin, Chun Keung 林進強 +RO 2024-07-12
460 HNH Capital Management Limited Li, Wen (SFC:BAL847) 李文 +RO 2024-07-02
461 Holly International Financial Holdings Limited Tan, Haijun (SFC:BNU929) 譚海軍 -Rep 2023-04-20 2024-07-05
462 Hong Kong Starvest Asset Management Limited Liu, Hoi Keung 廖開強 +RO 2024-07-10
463   Wong, Frederick Kan Tat 黃勤達 +RO 2024-07-10
464 HONOR CAPITAL (HK) LIMITED Song, Qiu 宋秋 +RO 2024-07-12
465 Hope Securities Limited (HK) Tse, Chi Ying 謝智英 -Rep 2024-07-04 2024-08-06
466 HSBC BROKING FOREX (ASIA) LIMITED Lee, Chi Kin (SFC:BAX162) 李志建 -Rep 2021-07-12 2024-07-05
467 HSBC BROKING FUTURES (ASIA) LIMITED   -Rep 2021-05-24 2024-07-05
468 HSBC BROKING SECURITIES (ASIA) LIMITED Lee, Amy Ka Yan 李家欣 -Rep 2021-12-17 2024-07-04
469   Lee, Chi Kin (SFC:BAX162) 李志建 -RO 2021-05-24 2024-07-05
470 HSBC Corporate Finance (Hong Kong) Limited Chan, Hong (SFC:AEQ337) 陳慷 +Rep 2024-07-05
471   Dai, Xi (SFC:BVD537) 戴玺 +Rep 2024-07-04
472 HSBC Global Asset Management (Hong Kong) Limited Bourrette, Remi William Jacques (SFC:BTT242) -Rep 2024-03-13 2024-07-08
473   Broggi, Alexandre Francois Joseph -Rep 2021-02-08 2024-06-30
474   Byun, Kara Kyung Wha -Rep 2024-03-12 2024-07-08
475   Cintra Chiang, Rafael (SFC:BVD268) +Rep 2024-07-12
476   Griffin, Andrea Christine -Rep 2024-07-12 2024-07-25
477   He, Yawen (SFC:BRR978) 何雅雯 -Rep 2022-05-10 2024-07-12
478 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Cintra Chiang, Rafael (SFC:BVD268) +Rep 2024-07-12
479   Griffin, Andrea Christine -Rep 2024-07-12 2024-07-25
480   He, Yawen (SFC:BRR978) 何雅雯 -Rep 2022-05-10 2024-07-12
481 HSBC SECURITIES BROKERS (ASIA) LIMITED Lu, Siyao 路思堯 +Rep 2024-07-03
482   Redmond, Karl Brandon -Rep 2021-09-06 2024-07-07
483 Huajin Corporate Finance (International) Limited Chen, Feiyan (SFC:BVC654) 陈飞燕 +Rep 2024-07-03
484   Geng, Mengwei 耿夢蔚 +Rep 2024-07-03
485   Liu, Wu Shi 劉吾實 +Rep 2024-07-03
486 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Chen, Feiyan (SFC:BVC654) 陈飞燕 +Rep 2024-07-03
487   Geng, Mengwei 耿夢蔚 +Rep 2024-07-03
488   Liu, Wu Shi 劉吾實 +Rep 2024-07-03
489 Huarong International Securities Limited Tong, Ngat 唐屹 -RO 2021-08-24 2024-07-07
490 Huashe Asset Management (Hong Kong) Limited Wong, Andy Yiu Chung (SFC:AXV027) 黃耀宗 +Rep 2024-07-11
491 Huatai (Hong Kong) Futures Limited Ng, Jason Kim Fung 吳劍峰 +Rep 2024-07-08
492 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Dong, Shiyang 董世洋 -Rep 2024-04-18 2024-07-05
493   Luo, Ziyue 羅子悦 -Rep 2021-08-25 2024-06-30
494   Zheng, Xinru (SFC:BRO695) 鄭心如 -Rep 2021-08-18 2024-06-30
495 ICAP Securities Hong Kong Limited Schulz, Kristan +Rep 2024-07-08
496 ICBC Asset Management (Global) Company Limited Yang, Xinwei (SFC:BDF084) 楊欣煒 -Rep 2022-02-23 2024-07-12
497 ICBC INTERNATIONAL CAPITAL LIMITED Qu, Lanfeng 曲蘭峰 -RO 2021-12-20 2024-07-03
498 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Wong, James Koon Ho 黃冠豪 +Rep 2024-07-08
499 ICBC INTERNATIONAL FUTURES LIMITED Mok, Matthew Martin Chi-Kit 莫子傑 -Rep 2017-04-07 2024-07-12
500 ICBC INTERNATIONAL SECURITIES LIMITED   -RO 2020-03-24 2024-07-12
501   Qu, Lanfeng 曲蘭峰 -RO 2021-12-20 2024-07-03
502 iFAST Global Markets (HK) Limited Choi, Constantine King Lai 蔡景禮 +Rep 2024-07-02
503   Qian, Wen (SFC:BOH334) 錢雯 +Rep 2024-07-04
504 INFINITY ASSET MANAGEMENT LIMITED Hau, Chun Kei 侯鎮基 +Rep 2024-07-11
505   Law, Darrell King Yung 羅敬融 +Rep 2024-07-11
506 Innovation (Hong Kong) Asset Management Limited Song, Yue (SFC:BUP753) 宋粵 +RO 2024-07-12
507   Wu, Piao (SFC:BUP759) 鄔飄 +RO 2024-07-12
508 Integrity Construction & Development Securities Group Limited Je, Siu Ming 余小明 -RO 2019-04-24 2024-07-02
509   Lam, Benny Chi Wai 林志偉 -Rep 2024-07-09 2024-09-04
510 INVESCO HONG KONG LIMITED Chan, Ho Yau 陳可柔 +Rep 2024-07-11
511   Hon, Pik Yee Chloe 韓璧而 +Rep 2024-07-09
512   Pan, Terry San Kong 潘新江 -RO 2015-04-21 2024-06-30
513 Investates Asset Management Limited Chow, Aimee Nga Yee 周雅怡 -RO 2022-11-29 2024-07-12
514 IVORY CAPITAL PRIVATE LIMITED Song, Hao (SFC:BNH693) 宋好 +Rep 2024-07-08
515 J.P. MORGAN BROKING (HONG KONG) LIMITED Han, Xuyi 韩絮漪 -Rep 2024-07-10 2024-07-15
516   Leverett, Ivan John -Rep 2024-07-10 2024-07-12
517   Lin, Yu-Chen (SFC:BVD559) 林妤蓁 +Rep 2024-07-05
518   Periasamy, Ranjith +Rep 2024-07-12
519   Phua, Boon Po -Rep 2024-07-10 2024-07-15
520 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Huang, Zihang 黃子航 -Rep 2022-05-05 2024-07-03
521   Lee, Jong Hun (SFC:BSJ520) -Rep 2022-05-12 2024-06-30
522 Jain Global (Hong Kong) Limited Kim, Sungjin 金聖鎮 +Rep 2024-07-02
523   Zhou, Caobin 周曹賦 +Rep 2024-07-02
524 Jane Street Asia Pacific Limited Ang, Clyde Wesley Si 蔡榮庭 +Rep 2024-07-09
525   Chen, Zisheng 陳自盛 +Rep 2024-07-09
526   Loughran, Daniel Stephen +Rep 2024-07-08
527   Puranik, Sharvaree Praveen +Rep 2024-07-08
528 JANE STREET HONG KONG LIMITED Loughran, Daniel Stephen +Rep 2024-07-08
529   Puranik, Sharvaree Praveen +Rep 2024-07-08
530 Janus Henderson Investors Hong Kong Limited Spencer, Hugh Frederick Decatur -Rep 2011-10-31 2024-07-12
531 Jefferies Hong Kong Limited Chen, Jiayi (SFC:BSA049) 陳嘉宜 -Rep 2022-01-03 2024-07-11
532 Jone Portman Limited Leung, Koon Kiu 梁貫喬 -RO 2021-05-20 2024-06-30
533 JVSakk Asset Management Limited Wong, Chi Kin (SFC:BLF303) 黃賜健 -Rep 2017-11-09 2024-07-08
534 Kadensa Capital Limited Kohata, Takayuki 木幡隆之 -Rep 2024-01-04 2024-07-04
535 Kairous Capital (HK) Limited See Toh, Kean Yaw 司徒建耀 -RO 2017-12-19 2024-06-30
536 KAM LUEN SECURITIES LIMITED Weng, Jianqun 翁建群 -Rep 2022-08-09 2024-07-12
537 KGI ASIA LIMITED Chang, Chih-Chieh 張智傑 -Rep 2017-10-03 2024-06-30
538   Cheng, Chi Pan 鄭智斌 -Rep 2017-10-03 2024-07-05
539   Kong, William Wai Choi 江偉才 -Rep 2017-10-03 2024-06-30
540   Li, Cheuk Yiu (SFC:BTM729) 李卓耀 +Rep 2024-07-02
541 KGI FUTURES (HONG KONG) LIMITED Chang, Chih-Chieh 張智傑 -Rep 2008-05-26 2024-06-30
542   Cheng, Chi Pan 鄭智斌 -Rep 2008-05-21 2024-07-05
543   Kong, William Wai Choi 江偉才 -Rep 2017-06-02 2024-06-30
544   Leung, Jonas Cheuk Shun 粱焯舜 -Rep 2024-07-12 2024-07-18
545 KING CORVUS CAPITAL LIMITED Ma, Nan (SFC:BHZ145) 馬楠 +RO 2024-07-02
546 King Sun Securities Limited Yuen, Ying Ho 袁英豪 -Rep 2024-05-23 2024-07-09
547     +RO 2024-07-09
548 King Tower Asset Management Company Limited Hon, Ka Ho 韓珈顥 +Rep 2024-07-05
549 KINGKEY ASSET MANAGEMENT LIMITED Chan, Lai Man (SFC:BRS194) 陳麗雯 -Rep 2023-03-22 2024-06-30
550   Chan, Nok Hei Ivan 陳諾禧 -Rep 2023-01-16 2024-07-01
551   Cheng, Wan Yi 鄭蘊怡 -Rep 2023-03-22 2024-06-30
552   Cheung, Wing Wang 張永宏 -Rep 2023-04-26 2024-06-30
553   Cheung, Yuen Yuen 張淵源 -Rep 2023-01-16 2024-07-01
554   Chong, Ka Chik 莊嘉植 -Rep 2023-03-28 2024-07-10
555   Chow, Sik Hang 周錫恒 -Rep 2022-11-04 2024-06-30
556   Fung, Man Yee (SFC:BRV727) 馮敏儀 -Rep 2023-10-18 2024-07-01
557   Go, Sing Fai 吳成輝 -Rep 2021-04-28 2024-06-30
558   Hau, Chun Kei 侯鎮基 -Rep 2021-02-01 2024-06-30
559   Ho, Tsz Yu -Rep 2023-04-06 2024-07-05
560   Hui, On Kei Angel 許安旗 -Rep 2023-05-03 2024-06-30
561   Kuo, Ki Hung 郭其紅 -Rep 2024-04-11 2024-06-30
562   Lam, Wai (SFC:ASP034) 林煒 -Rep 2023-01-16 2024-07-04
563   Lau, Ho Sing (SFC:BPE466) 劉浩昇 -Rep 2023-07-28 2024-07-08
564   Lee, Pui Lam (SFC:BTT139) 李沛霖 -Rep 2023-06-05 2024-07-01
565   Lui, Mei Chi 呂美芝 -Rep 2023-03-22 2024-06-30
566   Man, Chui Yan 文翠茵 -Rep 2023-07-24 2024-07-01
567   Ng, Siu Wai (SFC:BUF941) 吳肇偉 -Rep 2023-12-11 2024-06-30
568   Shek, Wing Kei 石穎琪 -Rep 2021-04-01 2024-07-08
569   Tam, Ching Sau 譚清秀 -Rep 2023-01-16 2024-07-04
570   Tse, Kwok Hang 謝國恒 -Rep 2023-01-16 2024-07-04
571   Tsoi, Lai Hung 蔡麗紅 -Rep 2021-05-03 2024-06-30
572   Wong, Sau Man (SFC:ALY638) 黃秀文 -Rep 2023-04-26 2024-06-30
573   Yiu, Martin Kam Wai 姚金偉 -RO 2022-10-05 2024-07-01
574   Yum, Sum Yi 任心怡 -Rep 2021-05-21 2024-07-08
575 KINGKEY SECURITIES GROUP LIMITED Yiu, Martin Kam Wai 姚金偉 -RO 2019-01-16 2024-07-01
576 KINGSTONE INTERNATIONAL ADVISORS LIMITED Wong, Frederick Kan Tat 黃勤達 -RO 2021-09-29 2024-07-05
577 KKR Capital Markets Asia II Limited Yuan, Chen (SFC:BHE051) 袁晨 -RO 2024-05-14 2024-06-30
578 KKR CAPITAL MARKETS ASIA LIMITED Wong, Po Yi Sherwin 黃寶儀 -Rep 2019-08-08 2024-07-07
579 KOALA SECURITIES LIMITED Cheuk, Hon Chung 卓漢聰 -RO 2021-07-14 2024-07-01
580 KOREA INVESTMENT & SECURITIES ASIA LIMITED Tsui, Wai Kin (SFC:BVD269) 徐維健 +Rep 2024-07-12
581 L&R CAPITAL LIMITED Zeng, Jiajia 曾嘉佳 +Rep 2024-07-09
582 LaSalle Investment Management Hong Kong Limited Tang, Zhigang (SFC:BVA933) +Rep 2024-07-10
583 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Lai, Chung Lai 賴頌禮 -Rep 2024-07-12 2024-07-16
584 Legal & General Investment Management Asia Limited Henderson, Jessica (SFC:BVB583) +Rep 2024-07-02
585 Legend Arb Advisors Limited Li, Yuna 李宇娜 -Rep 2023-10-26 2024-06-30
586   Wong, Chun Yeung (SFC:AXN296) 王俊揚 -Rep 2024-01-31 2024-06-30
587 Lego Corporate Finance Limited Leung, Shu Sum (SFC:BTH889) 梁樹森 -Rep 2023-01-03 2024-07-09
588 Leo Asset Management Limited Chan, Kwong Wa 陳光華 -RO 2022-05-16 2024-06-30
589   Lai, Kwok Keung 黎國強 -Rep 2024-06-17 2024-07-03
590     +RO 2024-07-03
591 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) +Rep 2024-07-02
592 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Allen Zoong Yee 陳仲兒 -Rep 2024-07-01
593   Follonier, Claudine Nicole -Rep 2014-09-25 2024-07-12
594   Muller, Beat Markus Ulrich -Rep 2006-03-27 2024-07-01
595 Light Stream Partners (Asia) Limited Li, Michael Man Toa 李民滔 +RO 2024-07-05
596   Liu, Jintao (SFC:BHW678) 劉勁滔 +RO 2024-07-05
597 Linkways Asset Management Limited Ng, Pik Ying 吳碧瑩 -RO 2023-12-19 2024-07-03
598 Linkways Investment Management Limited   -RO 2023-11-29 2024-07-03
599 Lion Global Financial Limited Wu, Ziyu (SFC:BPX705) 吴子昱 -Rep 2024-07-05 2024-09-13
600   Xiang, Xinyi 項昕儀 +Rep 2024-07-12
601   Zhou, Jiejin 周洁瑾 -Rep 2024-07-05 2024-10-01
602 Liquidnet Asia Limited Barot, Jade Adelie +Rep 2024-07-12
603 LOMBARD ODIER (HONG KONG) LIMITED Zhou, Gang (SFC:AWP701) 周剛 -Rep 2023-10-26 2024-07-12
604 LONGRUN FINANCIAL GROUP LIMITED Ma, Wangxinyi 馬王馨怡 -Rep 2023-11-21 2024-07-04
605 LOTUS ASSET MANAGEMENT LIMITED Bai, Haojiang 白浩江 +Rep 2024-07-04
606 LUK FOOK FUTURES (HK) LIMITED Pang, Man King 彭文敬 -Rep 2012-11-12 2024-07-01
607 LUK FOOK SECURITIES (HK) LIMITED   -Rep 2012-11-12 2024-07-01
608 Luxence Capital Limited Natsume, Takayuki -Rep 2019-10-11 2024-06-30
609   Ohira, Yoshihiko 大平吉彥 -RO 2019-09-23 2024-06-30
610 M&F Asset Management Limited Wong, Kam Yuen (SFC:BHC234) 王錦源 -Rep 2022-11-10 2024-07-02
611 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 -Rep 2024-05-13 2024-07-04
612     +RO 2024-07-04
613 Macquarie Asia Securities Limited Chua, Su Hao Russell 蔡樹浩 -Rep 2023-06-29 2024-07-09
614 MACQUARIE CAPITAL LIMITED Boas, Michael Joel -Rep 2024-07-02 2024-08-28
615   Jeong, Shang Hyun 鄭祥炫 +Rep 2024-07-02
616   Kung, Yiu Shing 龔耀誠 -Rep 2017-10-20 2024-07-08
617     +RO 2024-07-08
618   Liu, Wei (SFC:BQT204) 劉薇 +Rep 2024-07-02
619 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Robson, Brett Alan -Rep 2020-11-10 2024-06-30
620 Macquarie Markets Trading Limited Kirkwood, Daniel Andreas -Rep 2021-05-21 2024-07-12
621 Magnum Research Limited Au, Tsz Shan -Rep 2023-03-07 2024-07-13
622 Manulife General Account Investments (HK) Limited Chung, Wing (SFC:BLA947) 鍾穎 -Rep 2022-03-10 2024-07-01
623   Coppinger, Liam -RO 2017-11-02 2024-07-01
624   Huo, John Xiao Yu -Rep 2018-01-31 2024-07-01
625   Lai, Chin Pang 黎展鵬 -Rep 2020-04-16 2024-07-01
626   Lo, Marcus 盧朗潮 -Rep 2023-08-30 2024-07-01
627   Posthuma, Gerald Richard (SFC:BNU792) -RO 2019-01-09 2024-06-30
628   Xie, Yuan (SFC:BQO315) 謝嫄 -Rep 2020-12-29 2024-07-01
629   Yu, Kun (SFC:BTE460) 于坤 -Rep 2022-12-01 2024-07-01
630 Manulife Investment Management (Hong Kong) Limited Chu, Hiu Kwan 朱曉君 +Rep 2024-07-03
631   Chung, Wing (SFC:BLA947) 鍾穎 +Rep 2024-07-02
632   Coppinger, Liam +RO 2024-07-02
633   Huang, Shirong 黃詩嶸 +Rep 2024-07-08
634   Huo, John Xiao Yu +RO 2024-07-02
635   Lai, Chin Pang 黎展鵬 +Rep 2024-07-02
636   Lee, Carolus Charles Kwok Wing 李國榮 -Rep 2003-07-17 2024-07-13
637   Li, Shuang (SFC:BUZ363) 李霜 +Rep 2024-07-08
638   Lo, Marcus 盧朗潮 +Rep 2024-07-02
639   Ng, Wai Kuen (SFC:AEV474) 吳惠娟 -Rep 2024-07-14
640   Xie, Yuan (SFC:BQO315) 謝嫄 +Rep 2024-07-02
641   Yu, Kun (SFC:BTE460) 于坤 +Rep 2024-07-02
642 Marlin Capital Limited Chu, Tai Wai 朱大衛 -RO 2023-08-16 2024-06-30
643 Masan Capital Limited Chan, Jeremy Wing Kit 陳穎傑 -Rep 2021-04-28 2024-06-30
644 MCM Asia Limited Sundaram, Santhosh Kumar -RO 2021-08-24 2024-06-30
645   Tse, Tony 謝小童 -Rep 2024-01-04 2024-06-30
646 Merdeka Corporate Finance Limited Yeung, Gilbert Chin Kwan 楊展昆 -Rep 2023-08-09 2024-06-30
647 Merdeka Investment Management Limited Lam, Elsa Yuk Ying 林玉英 -RO 2021-11-01 2024-06-30
648 Merrill Lynch (Asia Pacific) Limited Akutsu, Masashi -Rep 2024-07-02 2024-07-05
649   Bansal, Sukriti -Rep 2024-07-12 2024-07-19
650   Cheng, Chu Yi 鄭楚奕 +Rep 2024-07-02
651   Cho, A-Hyung -Rep 2024-07-05 2024-07-10
652   Choo, Tiffany Li-Fang -Rep 2024-07-12 2024-08-16
653   Hotta, Kenjin Tom -Rep 2024-07-12 2024-07-17
654   Huang, Baiwei 黄柏唯 -Rep 2022-03-09 2024-06-30
655   Kao, Lin-Ya 高琳雅 -Rep 2024-07-05 2024-07-12
656   Li, Zining 李梓宁 -Rep 2021-07-12 2024-06-30
657   Salgaonkar, Sachin -Rep 2024-07-12 2024-07-19
658   Visen, Shaurya Pratap Singh -Rep 2024-07-02 2024-07-05
659 Merrill Lynch Far East Limited Huang, Baiwei 黄柏唯 -Rep 2022-03-09 2024-06-30
660 MetaNano Asset Management Limited Chiu, Shih-Liang 邱世梁 -RO 2023-03-14 2024-06-30
661 METLIFE INVESTMENTS ASIA LIMITED Chiou, Hsin-Ying 邱欣瑩 -Rep 2018-09-03 2024-07-02
662 MIB FUTURES (HONG KONG) LIMITED Ho, Garrick Chun Lim 何駿廉 -Rep 2019-04-18 2024-07-10
663 MIB SECURITIES (HONG KONG) LIMITED   -Rep 2019-04-18 2024-07-10
664 MIGLICO INVESTMENTS LIMITED Lai, Kenneth Kin Chung 黎健聰 -RO 2024-02-02 2024-07-08
665 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Choi, Sooho 崔秀镐 +Rep 2024-07-10
666   Lam, Chloe Tak Yee 林德宜 -Rep 2022-06-15 2024-07-05
667   Okada, Taiki +Rep 2024-07-12
668 Mingshi Investment Management Limited Imbs, Xavier-Nicolas Baptiste Charles -Rep 2024-01-12 2024-07-04
669 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Cheung, Tsz Ming (SFC:BBB497) 張子銘 -Rep 2021-08-16 2024-07-07
670 Mirae Asset Securities (HK) Limited Leung, Heung Chuen 梁享全 -RO 2017-03-01 2024-06-30
671   Li, Haopeng 李昊鵬 -Rep 2024-01-02 2024-07-09
672     +RO 2024-07-09
673 MIZUHO SECURITIES ASIA LIMITED Fujita, Yasuyuki +Rep 2024-07-02
674   Lam, Chun Yat 林鋑溢 +Rep 2024-07-02
675   Luan, Jiayi 栾嘉怡 +Rep 2024-07-02
676   Yeung, Yuk Ching 楊鈺清 +Rep 2024-07-02
677 MOELIS & COMPANY ASIA LIMITED Wang, Di (SFC:BGP653) -Rep 2022-08-12 2024-07-02
678 Monex Boom Securities (H.K.) Limited Liu, Chang (SFC:BUV986) 劉暢 +Rep 2024-07-05
679 Morgan Stanley Asia Limited Ball, Rickie Graham -Rep 2018-01-11 2024-06-30
680   Begasse De Dhaem, Julien J.A.M.G. -RO 2018-01-17 2024-07-01
681   Berry, Lauren Anne -Rep 2024-06-25 2024-06-30
682   Chan, Simon (SFC:BCT212) 陳鋈鋆 -Rep 2024-06-25 2024-06-30
683   Chen, Yijia (SFC:BUQ798) 陈亦珈 -Rep 2024-02-05 2024-07-10
684   Chen, Zhuo (SFC:BPS146) 陳卓 -Rep 2023-05-10 2024-06-30
685   Cheung, Chit Hei 張哲熙 -Rep 2024-06-25 2024-07-03
686   Chuang, Zhi Wei Farhan -Rep 2024-07-10 2024-09-06
687   Dyer, Christopher Michael (SFC:BVE036) -Rep 2024-07-05 2024-07-12
688   Gruszewski, Toby William -Rep 2020-12-11 2024-06-30
689   He, Zhenwen 賀震雯 -Rep 2023-03-15 2024-06-30
690   Keene, Michael Donald -Rep 2024-07-05 2024-07-11
691   Koh, Ying Wei -Rep 2024-07-03 2024-07-06
692   Mak, Hiu Yan (SFC:BPY320) 麥曉欣 -Rep 2020-08-07 2024-07-05
693   Okura, Regan -Rep 2024-07-02 2024-07-05
694   Sano, Fumihiko +Rep 2024-07-09
695   Sun, Jingbo (SFC:BPQ200) 孙竞博 -Rep 2022-10-21 2024-06-30
696   Wang, James (SFC:BTG533) -Rep 2022-12-15 2024-06-30
697   Yagi, Ryo +Rep 2024-07-08
698   Yuan, Jiasheng 苑嘉盛 -Rep 2019-08-13 2024-06-30
699 Morgan Stanley Hong Kong Securities Limited Koh, Ying Wei -Rep 2024-07-03 2024-07-06
700   Sano, Fumihiko +Rep 2024-07-09
701   Yan, Kuan 嚴寛 +Rep 2024-07-02
702 MORGANS (HONG KONG) LIMITED Duffy, Mitchell James -Rep 2024-07-10 2024-08-22
703 Motto Global Asset Management Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -Rep 2024-05-16 2024-07-09
704     +RO 2024-07-09
705 NAN FUNG TRINITY (HK) LIMITED Liu, Yi (SFC:ATI179) 劉義 +Rep 2024-07-11
706 NATIXIS ASIA LIMITED Thibaud, Antoine Paul Jean Charles -Rep 2023-12-18 2024-06-30
707   Yang, Luming (SFC:BVC618) 楊璐銘 +Rep 2024-07-02
708   Yeung, Fun Yan 楊歡欣 +Rep 2024-07-05
709 New China Asset Management (Hong Kong) Limited Zhu, Xuan (SFC:AQP748) 朱玄 -Rep 2014-06-27 2024-07-05
710 New Harvest Wealth Securities Company Limited Li, Hairong (SFC:BOD027) 李海蓉 -Rep 2023-08-09 2024-07-05
711 Nine Masts Capital Limited Arora, Roopali (SFC:BRG202) +Rep 2024-07-11
712 Ninety One Hong Kong Limited Stopford, Patrick John Richard -Rep 2024-07-10 2024-07-12
713 Nomura Asset Management Hong Kong Limited Qiu, Chen (SFC:BUW315) 邱晨 +Rep 2024-07-04
714 NOMURA INTERNATIONAL (HONG KONG) LIMITED Fan, Tony (SFC:BPX115) -Rep 2020-08-31 2024-07-04
715   Fumiyama, Shinichiro -Rep 2022-07-15 2024-07-04
716   Katsuki, Toshinori -Rep 2022-06-15 2024-07-04
717   Kim, Siwoo -Rep 2024-07-04 2024-07-11
718   Lau, Jacqueline Cheuk Yin 劉卓妍 +Rep 2024-07-03
719   Lee, Peng Li -Rep 2022-01-26 2024-07-04
720   Liu, Zhiwei (SFC:BPX301) 刘芷薇 -Rep 2020-09-11 2024-07-12
721   Raut, Umesh Kundlik -Rep 2024-07-10 2024-07-12
722   Tan, Kor Heng David -Rep 2019-05-23 2024-07-11
723   Tan, Min Hui Teresa -Rep 2024-07-08 2024-10-07
724 OCBC Securities Brokerage (Hong Kong) Limited Pang, Tsz Sin 彭自先 -Rep 2022-05-31 2024-07-05
725 OKASAN INTERNATIONAL (ASIA) LIMITED Kohno, Hidemaru 河野日出丸 -Rep 2012-06-01 2024-07-01
726 One Heritage Capital Management Limited Hung, Chung Hei 洪仲熙 -Rep 2023-02-06 2024-07-04
727 OnePlatform Asset Management Limited Chan, Tai Pang 陳大鵬 -Rep 2024-07-04
728   Cheng, Ka Wai (SFC:ANY132) 鄭嘉威 -Rep 2006-09-15 2024-07-04
729   Cheuk, Kai Hung 卓啟雄 -RO 2015-12-23 2024-07-04
730   Chung, Chung Man 鍾頌民 -Rep 2007-02-05 2024-07-03
731   Fong, Wai Lun 方偉麟 +Rep 2024-07-02
732   Jian, Wenrui 簡文銳 -Rep 2014-02-25 2024-07-03
733   Kwan, Kit Ling 關潔玲 -Rep 2021-03-31 2024-07-03
734   Lam, Ka Ling (SFC:APY696) 林嘉玲 -Rep 2007-11-07 2024-07-03
735   Lam, Ka Yin 林嘉賢 -Rep 2019-02-13 2024-07-13
736   Mai, Wenhua 麥文華 -Rep 2024-07-10 2024-08-05
737   Shin, Kin Hang 冼健峘 -RO 2018-07-11 2024-07-02
738   Tsang, Kin Wang 曾健宏 -Rep 2009-07-20 2024-07-02
739   Tsoi, Wing Leung 蔡永亮 -Rep 2020-08-25 2024-07-06
740   Wong, Jorgeonnie 黃逸 -Rep 2023-09-11 2024-07-02
741   Wong, Wai Shan (SFC:ANG480) 黃慧珊 -Rep 2006-05-15 2024-07-11
742 OP INVESTMENT MANAGEMENT LIMITED Jiang, Hao (SFC:BVD529) 蔣灝 +Rep 2024-07-12
743   Lee, Wai Hang 李偉衡 -Rep 2018-08-13 2024-07-03
744     +RO 2024-07-03
745 Oppenheimer Investments Asia Limited Cheung, Pui Pui 張佩佩 +Rep 2024-07-12
746 Optimas Capital Limited Ng, Siok Leng (SFC:AFM257) 黃淑玲 +Rep 2024-07-11
747 Oreana Financial Services Limited Huo, Jing (SFC:BVC261) 霍競 +Rep 2024-07-12
748 ORIENT SECURITIES (HONG KONG) LIMITED Chua, Heung Fei 蔡香菲 +Rep 2024-07-04
749   Leung, Lok Sui 梁樂緒 +Rep 2024-07-12
750   Sze, Tin Chee 施天賜 +Rep 2024-07-08
751   Zhang, Runqi 張潤淇 -Rep 2022-09-15 2024-07-02
752 OSL Digital Securities Limited Shin, Hyokoung 申曉庚 -Rep 2024-07-12 2024-09-23
753 OTCex Hong Kong Limited Qi, Le 齊樂 +Rep 2024-07-12
754 Ovata Capital Management Limited Courtney, David William -Rep 2023-02-08 2024-06-30
755   Lowry, Jonathan Mark +Rep 2024-07-08
756 Pando Finance Limited Cheng, Chun Ching 鄭俊清 -RO 2024-02-08 2024-06-30
757 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Ng, Lewis Kap Fung 吳甲丰 +Rep 2024-07-03
758 PHILLIP COMMODITIES (H.K.) LIMITED Choi, Hong Chai 蔡匡濟 +Rep 2024-07-05
759 PHILLIP SECURITIES (HONG KONG) LIMITED   +Rep 2024-07-05
760 Pictet Asset Management (Hong Kong) Limited Peters, Valerie Ursula -Rep 2024-03-21 2024-07-12
761 PIMCO Asia Limited Park, Yoon Bum 朴允凡 -Rep 2011-10-11 2024-07-14
762 Pine Garden Capital Partners Limited Chen, Lei (SFC:BVA728) 陳磊 +Rep 2024-07-05
763 PineBridge Investments Asia Limited Lo, Kit Ying (SFC:AEQ253) 盧潔瀅 -Rep 2014-10-09 2024-06-30
764   Tang, Jiefeng 唐皆丰 +Rep 2024-07-10
765 PineBridge Investments Hong Kong Limited Lo, Kit Ying (SFC:AEQ253) 盧潔瀅 -Rep 2014-10-09 2024-06-30
766   Tang, Jiefeng 唐皆丰 +Rep 2024-07-10
767 PINERION ASSET MANAGEMENT LIMITED Wu, Jonathan Sheung Kai 伍尚楷 -Rep 2023-03-30 2024-07-05
768     +RO 2024-07-05
769 Ping An of China Capital (Hong Kong) Company Limited Jin, Yuhui (SFC:BVC086) 金宇辉 +Rep 2024-07-11
770   Qiu, Jingyi 邱婧逸 +Rep 2024-07-11
771 Pinpoint Asset Management Limited Hui, Yau Hing 許有慶 +Rep 2024-07-08
772   Li, Xuan (SFC:BGG514) 李璇 -Rep 2021-09-20 2024-07-05
773   Liu, Ho Fung Alvin 廖浩鋒 +Rep 2024-07-02
774 Planetree Asset Management Limited (HK) Sam, Chi Yung 岑智勇 -Rep 2024-07-12 2024-08-27
775 Planetree Discount Lending Limited   -Rep 2024-07-12 2024-08-27
776 Planetree Futures Limited   +Rep 2024-07-12
777 Planetree Research Limited   -Rep 2024-07-12 2024-08-27
778 Planetree Securities Limited   -Rep 2024-07-12 2024-08-27
779 PLATINUM BROKING COMPANY LIMITED Chen, Kai Shun 陳繼舜 -Rep 2024-04-12 2024-07-13
780 Point72 Hong Kong Limited Li, Jiayi (SFC:BVD621) 李家艺 +Rep 2024-07-08
781 Polymer Capital Management (HK) Limited Wei, Wei (SFC:BMH195) 隗葳 +Rep 2024-07-12
782   Zhang, Wenwei 張文蔚 +Rep 2024-07-10
783 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Ling, Xiaojin 凌小津 -Rep 2023-09-06 2024-07-12
784 PRESTIGE ASSET MANAGEMENT LIMITED (HK) Chong, Ngai Ting 莊雅婷 +RO 2024-07-12
785 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lai, Kam Fai (SFC:BRQ441) 黎鑑輝 -Rep 2021-10-08 2024-07-11
786 Privium Fund Management (HK) Limited Dhir, Sachin (SFC:ARF792) -Rep 2021-03-24 2024-06-30
787   Kon, Island Wai Tak 鄺偉德 -Rep 2022-01-21 2024-06-30
788 Prudence Investment Management (Hong Kong) Limited Li, Lin (SFC:BAG335) 李林 -Rep 2018-02-02 2024-07-12
789   Lin, Ho Ping 林和平 -Rep 2024-02-02 2024-07-04
790 PRUDENTIAL INDEX TRADING COMPANY LIMITED Chan, Stephen (SFC:BPW596) 陳嘉尹 +Rep 2024-07-02
791 PSP Investments Asia Limited Feng, Yu (SFC:BTR672) 馮予 -Rep 2023-06-12 2024-07-09
792 PT Capital Partners Limited Kim, Sang Yeon (SFC:BHG628) 金相延 -Rep 2019-07-16 2024-06-30
793 Public Financial Securities Limited Kwok, Ka Leung 郭加亮 -RO 2019-10-09 2024-07-02
794 Quam Capital Limited (b1994-08-04) Lee, Geoffrey Chak Fai 李澤暉 -Rep 2021-09-03 2024-07-04
795     +RO 2024-07-04
796 Qube Research & Technologies Hong Kong Limited Chan, Kai Tai (SFC:BVB127) +Rep 2024-07-03
797   Chenevier, Antoine Philippe Jean Marie +Rep 2024-07-12
798 Quilvest Hong Kong Securities Limited Ho, Gerran Chun Yin (SFC:APR258) 何俊彥 -RO 2022-12-15 2024-06-30
799 R SQUARED LIMITED Chen, Yuyang (SFC:BVC158) 陳逾暘 +Rep 2024-07-12
800 Red Gate Asset Management Company Limited Hou, Dawei 侯大為 -RO 2018-06-25 2024-06-30
801 Red Solar Capital Limited Cheung, Man Kit (SFC:AYC069) 張文傑 +Rep 2024-07-09
802 RHEE CAPITAL LIMITED Lai, Sheung Ming 黎尚銘 -Rep 2021-07-20 2024-07-11
803     +RO 2024-07-11
804 RICH FOREVER FAMILY OFFICE LIMITED Woo, Peter 吳培魏 +RO 2024-07-08
805   Xu, Jin (SFC:AVO585) 徐瑾 +RO 2024-07-08
806 RICHES DEPOT SECURITIES CO., LIMITED Cheng, Henry Wai Leung 鄭偉良 -RO 2022-09-20 2024-07-12
807 Rising Securities Limited Lai, Kuen Cheong 黎權昌 -RO 2024-02-07 2024-06-30
808 Robeco Hong Kong Limited Giesen, Evert -Rep 2024-07-03 2024-07-05
809 ROYSTON SECURITIES LIMITED (GBEN) Chen, Chi Hung 陳志雄 -Rep 2024-06-03 2024-07-02
810     +RO 2024-07-02
811 Rui Da International Finance Holding Limited Zhao, Hanqing (SFC:BUG334) 赵汉青 +Rep 2024-07-02
812 Sancus Advisors Limited Lau, Ka Yip 柳家業 +Rep 2024-07-05
813 Sanford C. Bernstein (Hong Kong) Limited Garre, Venugopal -Rep 2024-07-02 2024-07-05
814   Hwang, Juho +Rep 2024-07-11
815 Schonfeld Strategic Advisors (Hong Kong) Limited Tian, Mingyong 田明勇 -Rep 2021-12-15 2024-07-12
816 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Chua, Ming Chian +Rep 2024-07-10
817   Lee, Stella Yee Hing 李懿馨 -Rep 2024-07-09
818   Yeung, Yi Chun Wilfred 楊苡俊 -Rep 2023-02-15 2024-07-05
819 SDG Asset Management (HK) Limited Hou, Ke 侯可 -Rep 2024-03-22 2024-07-12
820   Ip, Yung Ping 叶勇平 -RO 2022-11-10 2024-07-06
821 SDICS International Corporate Finance (Hong Kong) Limited Pang, Chi Chung 彭置聰 -Rep 2024-07-02 2024-07-26
822 SDICS International Futures (Hong Kong) Limited Liu, Fengyuan (SFC:BUB852) 劉峰源 -Rep 2023-09-21 2024-07-13
823 SDICS International Securities (Hong Kong) Limited   -Rep 2023-09-21 2024-07-13
824 Seazen Resources Securities Limited Mak, Yue Shing 麥汝成 -Rep 2020-03-12 2024-06-30
825 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Chang, Kin Long 張健朗 -Rep 2022-02-11 2024-07-12
826 Sensible Asset Management Limited   -Rep 2022-08-30 2024-07-12
827 SG SECURITIES (HK) LIMITED Beaugrand, Sacha Elie +Rep 2024-07-05
828   Kosuga, Osamu 小菅治 -Rep 2023-11-24 2024-07-12
829   Lagneau, Francois Xavier Guy Andre -Rep 2020-05-29 2024-07-12
830   Mandala, Rohan +Rep 2024-07-11
831   Ruan, Shuhua 阮樹華 -Rep 2023-11-16 2024-07-09
832   Shao, Yuping 邵宇平 -Rep 2018-07-27 2024-06-30
833 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Ho, Doris Pui Sze 何珮詩 -Rep 2020-09-01 2024-07-01
834   Lam, Elsa Suk Fan 林淑芬 +Rep 2024-07-03
835   Li, Chuen Ho 李傳浩 +Rep 2024-07-03
836   Yip, Alex Cheuk Lok 葉卓躒 +Rep 2024-07-03
837   Yung, Richard Jr. 榮文淵 +Rep 2024-07-10
838 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Yu, Ge (SFC:BIG516) 余歌 +Rep 2024-07-10
839 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED   +Rep 2024-07-10
840 Shikhara Capital (Hong Kong) Private Limited Chu, Kam Hau 朱金巧 +Rep 2024-07-09
841 SILVERHORN INVESTMENT ADVISORS LIMITED Peh, Bo Fang 白博昉 +Rep 2024-07-08
842 SINO WEALTH SECURITIES LIMITED Tsang, Tak Chuen 曾德全 -Rep 2014-09-30 2024-07-07
843 Sinohope Asset Management (Hong Kong) Limited Zhou, Rongbing 周容冰 +Rep 2024-07-04
844 SINOIF International Futures Limited Lai, Vincent Wai Chung 黎維頌 -RO 2022-10-25 2024-07-08
845 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Tan, Sichen 谭思晨 +Rep 2024-07-08
846   Xia, Shijie 夏士杰 +Rep 2024-07-08
847 SINOPAC SECURITIES (ASIA) LIMITED Cheng, Tiffany Wing Yan 鄭詠欣 -Rep 2022-09-05 2024-07-03
848   Hsu, Chih-Tsan 許稚粲 +Rep 2024-07-12
849   Huang, Shih-Shih 黃詩詩 +Rep 2024-07-12
850   Huang, Sz-Min 黃思敏 +Rep 2024-07-12
851   Mak, Ka Ka 麥嘉嘉 -Rep 2024-04-17 2024-07-10
852     +RO 2024-07-10
853   Wu, Yi-Yeh 吳易燁 +Rep 2024-07-12
854   Yu, Pei Ying 余珮瑩 -Rep 2023-11-10 2024-07-01
855 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2024-05-13 2024-07-07
856 SMBC Nikko Securities (Hong Kong) Limited Iu, Janice Ho Yee 姚皓儀 -RO 2022-06-07 2024-07-05
857   Kinoshita, Toshihide -Rep 2024-02-21 2024-06-30
858   Nakaji, Daishi 中路大士 +Rep 2024-07-09
859 SPDB International Capital Limited Hua, Zhenyu 華震宇 -Rep 2021-01-06 2024-07-02
860 Spring Asset Management Limited (HK) Bai, Yanan 白雅男 -RO 2022-11-08 2024-07-04
861     +Rep 2024-07-04
862 SPRING SECURITIES LIMITED (HK) Ng, Wing Yip 吳永業 -Rep 2023-07-26 2024-07-03
863 Sprout Asset Management (Asia) Limited Kwong, Wang Pok 鄺宏博 -RO 2024-03-21 2024-07-05
864 St. James's Place (Hong Kong) Limited Lopez, Miguel Zechariah +Rep 2024-07-04
865   MacFarlane, Gavin James (SFC:BPQ194) -Rep 2020-05-21 2024-07-08
866 STATE STREET GLOBAL ADVISORS ASIA LIMITED Ng, Yuk In 吳鈺姸 +Rep 2024-07-04
867 Stellaris Asset Management Limited Fan, Lester Kei Shun 范基信 -Rep 2024-07-03 2024-07-30
868   Fung, Edmond Hok Kwan 馮學群 -RO 2021-12-21 2024-06-30
869 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen -Rep 2024-05-09 2024-07-08
870     +RO 2024-07-08
871 Sun Hung Kai Capital Partners Limited Wright, Lindsay Megan -RO 2021-03-30 2024-07-04
872     +Rep 2024-07-04
873 Sun Wing International Asset Management Limited Wang, Zichao (SFC:BIW223) 王紫超 -Rep 2022-10-07 2024-07-04
874 SunRiver International Securities Group Limited Yang, Zhibing (SFC:BSX586) 楊志兵 -Rep 2022-09-26 2024-07-10
875 Sunshine Asset Management (HK) Limited Lan, On 蘭安 -Rep 2024-05-27 2024-07-12
876     +RO 2024-07-12
877 Swiss-Asia Asset Management (HK) Limited Sigerhall, Tom Lennart Gerhard -Rep 2017-04-10 2024-07-12
878 T. Rowe Price Hong Kong Limited Cheng, Yu (SFC:BVB904) 程鈺 +Rep 2024-07-05
879   Tang, Fai 唐暉 +Rep 2024-07-05
880 TAI YIP STOCK COMPANY LIMITED Cheng, Trevor Wai Kit 鄭衛傑 -Rep 2024-06-30
881 TAIFAIR FUTURES LIMITED Choy, Alan Chin Wing 蔡展榮 -RO 2024-07-01
882   Fung, Thomas Hin Fan 馮顯勳 -RO 2004-04-21 2024-07-01
883   Kwok, Fai (SFC:AEA575) 郭輝 -Rep 2024-07-01
884 TAIFAIR SECURITIES LIMITED Choy, Alan Chin Wing 蔡展榮 -RO 2024-07-01
885   Chu, Kwun Chuen 朱冠泉 -Rep 2024-07-01
886   Fung, Thomas Hin Fan 馮顯勳 -Rep 2004-04-21 2024-07-01
887   Kwok, Fai (SFC:AEA575) 郭輝 -RO 2004-06-10 2024-07-01
888   Pun, Ka Shing (SFC:AEM545) 潘家盛 -Rep 2024-07-01
889 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Zhang, Zhongwen (SFC:BKY288) 張鍾文 +Rep 2024-07-10
890 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Chen, Ximing (SFC:BGM147) 陳熙銘 +Rep 2024-07-12
891 Taiping Securities (HK) Co Limited Chan, Ling Fung (SFC:AMR221) 陳凌峰 -Rep 2023-01-26 2024-06-30
892   Chau, Ah Man 周亞曼 -Rep 2005-11-14 2024-07-05
893   Chow, Suet Mui 周雪梅 -Rep 2009-04-16 2024-06-30
894   Hui, Keung 許強 -Rep 2022-09-27 2024-07-03
895   Lee, Yin King (SFC:AGO934) 李賢景 -Rep 2024-07-12
896   Wu, April Kit Yee 胡潔儀 -Rep 2013-09-03 2024-07-01
897 TAIREN CAPITAL LIMITED Zou, Le 鄒樂 +Rep 2024-07-12
898 Target Securities International Limited Pang, Nelson King Sau 彭敬修 -RO 2022-09-20 2024-07-12
899 TELLIGENT CAPITAL MANAGEMENT LIMITED Cheung, Hiu Yan (SFC:BIN463) 張曉恩 -Rep 2016-12-12 2024-06-30
900 TFI Asset Management Limited Hu, Yong (SFC:BGT644) 胡勇 +Rep 2024-07-12
901   Tong, Angela Kai Hei 唐啟僖 -Rep 2021-07-05 2024-07-09
902 TFI Securities and Futures Limited Li, Jingheng (SFC:BVD411) 李靜姮 +Rep 2024-07-03
903   Tong, Angela Kai Hei 唐啟僖 -Rep 2021-05-25 2024-07-09
904 Theia Securities Limited Chun, William Siu Lung 秦紹龍 -Rep 2024-07-12 2024-08-20
905 Tiantu Asset Management Company Limited Lo, Helen Kam Yan 勞錦欣 -RO 2021-09-17 2024-07-02
906 Tiger Brokers (HK) Global Limited Xie, Zhuoli 謝卓立 -Rep 2023-08-30 2024-07-13
907   Zhao, Haiyan (SFC:BVA361) 趙海燕 -Rep 2024-07-02 2024-09-18
908 Tikehau Capital Hong Kong Limited Chen, Cheng Hao +RO 2024-07-09
909   Moon, Young Joon +RO 2024-07-09
910 Titan Investment Limited Choi, Yong -Rep 2024-07-08 2024-08-12
911 Toona Tree Capital Limited Wong, Wing (SFC:BPX983) -RO 2022-09-08 2024-07-08
912 Top Ace Asset Management Limited Law, Yi Man 羅怡雯 -Rep 2022-06-20 2024-07-02
913     +RO 2024-07-02
914 Topaz Financial Group Limited Lee, Ricky Lap Ki 李立基 +Rep 2024-07-12
915 TPC HK Investments Limited He, Da 何達 +RO 2024-07-11
916   Zhong, Shiyao 鍾詩堯 +RO 2024-07-11
917 Tranquility Asset Management Co., Limited Jiang, Yanye 姜燕燁 +RO 2024-07-08
918   Wong, Jeffrey Chun 黃臻 +RO 2024-07-08
919 TRIVEST ADVISORS LIMITED Li, Ming (SFC:BET762) 李明 -Rep 2019-05-21 2024-06-30
920 True Partner Advisor Hong Kong Limited Cheung, King Hei (SFC:BTT397) -Rep 2023-05-30 2024-06-30
921   Long, Shishi 龍時時 -Rep 2020-05-29 2024-06-30
922 UBS Asset Management (Hong Kong) Limited Kaegi, Thomas -Rep 2024-07-02 2024-07-06
923 UBS SECURITIES ASIA LIMITED Goro, Harunobu -Rep 2024-07-02 2024-07-08
924   Ip, Tsz Man Mandy 葉子文 +Rep 2024-07-09
925   Jansen, Michael (SFC:BEI461) +Rep 2024-07-08
926   Lin, Eric Pui Kwan 連沛堃 -Rep 2010-08-04 2024-07-12
927     +RO 2024-07-12
928   Tan, Yew Kiat +Rep 2024-07-08
929   Yoshihara, Tomoko -Rep 2024-07-08 2024-07-11
930   Zhai, Yijia 翟翌佳 +Rep 2024-07-02
931 UBS SECURITIES HONG KONG LIMITED Ho, Lilian King Yan 何璟欣 +Rep 2024-07-09
932   Ip, Tsz Man Mandy 葉子文 +Rep 2024-07-09
933 UOB KAY HIAN (HONG KONG) LIMITED Cheung, Chung Ling 張頌翎 -Rep 2024-04-17 2024-07-02
934   Law, Lok Hin 羅樂軒 +Rep 2024-07-11
935   Liu, Congmei 關聰美 +Rep 2024-07-02
936   Shi, Erqi 史而琪 +Rep 2024-07-11
937   Tuen, Hiu Ching 段曉菁 -Rep 2021-06-09 2024-07-04
938 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Cheung, Chung Ling 張頌翎 -Rep 2024-04-17 2024-07-02
939   Law, Lok Hin 羅樂軒 +Rep 2024-07-11
940   Shi, Erqi 史而琪 +Rep 2024-07-11
941   Tuen, Hiu Ching 段曉菁 -Rep 2021-06-09 2024-07-04
942 uSmart Securities Limited Lo, Tak Keung 羅德強 +Rep 2024-07-08
943   Lo, Wai Lun (SFC:AVM934) 盧煒燐 +Rep 2024-07-02
944   Zhao, Zhiyuan (SFC:BUD943) 趙致遠 -Rep 2023-10-03 2024-07-08
945 VALUABLE CAPITAL LIMITED Li, Raymond Man Fai 李文輝 +Rep 2024-07-02
946   Lin, Yingmiao 林穎苗 +Rep 2024-07-08
947   Lui, Calvin Cheuk Hin 呂卓軒 -Rep 2022-08-05 2024-07-01
948 VALUE PARTNERS HONG KONG LIMITED Chang, Kin Long 張健朗 -Rep 2022-02-11 2024-07-12
949 VALUE PARTNERS LIMITED   -Rep 2022-02-11 2024-07-12
950 Value Partners Private Equity Limited   -Rep 2022-02-11 2024-07-12
951 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED Xiang, Xiaolei 項嘯磊 -RO 2020-02-14 2024-07-12
952 Venture Smart Asia Limited Lam, John Junior 林慕賢 -Rep 2017-12-20 2024-07-12
953   Leung, Ka Wun (SFC:BDK088) 梁嘉桓 -Rep 2016-06-14 2024-07-12
954   Li, Hong Kei 李康頎 -RO 2016-08-18 2024-06-30
955   Tam, Kam Lun 譚錦麟 -Rep 2022-06-22 2024-07-12
956 VERACITY INVESTMENT CO., LIMITED Yao, Huili 姚慧麗 -Rep 2019-11-07 2024-06-30
957 VI ASSET MANAGEMENT COMPANY LIMITED Moh, Chuang Hue 莫壯輝 -RO 2023-08-28 2024-07-08
958   Pun, Gary Kai Tai 潘啟泰 +RO 2024-07-04
959 VICTORY SECURITIES COMPANY LIMITED Chen, Craig Hong Chu 陳宏初 -Rep 2024-03-04 2024-07-01
960 Viridian Asset Management Limited Carcel, Arnaud Frederic Joseph Stephane Yves +RO 2024-07-11
961   Guttieres, Pascal Francois +RO 2024-07-11
962 VP Wealth Management (Hong Kong) Limited Rupf, Thomas +Rep 2024-07-08
963 VSFG Asset Management Limited Li, Hong Kei 李康頎 -RO 2022-08-22 2024-06-30
964 Waypointe Limited Yeung, Shu Wa 楊書華 -Rep 2017-09-07 2024-07-04
965     +RO 2024-07-04
966 WE Asset Management Limited Tan, Xiaoru 譚笑儒 +Rep 2024-07-08
967 WE Securities Limited   +Rep 2024-07-08
968 WealthTac Global Asset Management Limited Chiu, Yin Shan 趙燕珊 -Rep 2024-03-15 2024-07-10
969 Wealthy Securities Limited Leung, Tak Keung 梁德強 -Rep 2022-01-11 2024-07-05
970 Wellington Management Hong Kong Limited (b2003-01-02) FitzGerald, Connor (SFC:BVB726) -Rep 2024-07-03 2024-07-05
971   Oh, Jun Young -Rep 2011-04-26 2024-07-01
972   Parker, Jawan Shamel -RO 2019-04-08 2024-07-01
973 Win Securities Limited Liu, Chang (SFC:BUV986) 劉暢 +Rep 2024-07-05
974 WINGATE ASSET MANAGEMENT LIMITED Cohen, Ayal Salomon -Rep 2023-02-07 2024-07-07
975 Wisdom Asset Management Limited (HK) Lin, Yu Chi 林毓綺 +Rep 2024-07-10
976 Wiseview Asset Management Limited Zhang, Xianrong 張仙榮 -Rep 2023-08-07 2024-06-30
977 Wonder Capital Group Limited Ho, Scarlett 何芷妍 +Rep 2024-07-09
978 WRise Prestige Securities Limited Lui, Ka Kee 雷嘉淇 +Rep 2024-07-05
979 WRise Wealth Management (Hong Kong) Limited Wang, Wei (SFC:BUY543) 王煒 +Rep 2024-07-05
980 XCap Partners Limited Zhao, Qing (SFC:BAF820) 趙青 +Rep 2024-07-04
981 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Yu, Ka Chun 余嘉浚 +Rep 2024-07-02
982 Xtreme Asset Management Limited Chiu, Shih-Liang 邱世梁 -Rep 2024-07-02 2024-07-23
983   So, Ignatius Hon Wai 蘇漢煒 -Rep 2024-05-29 2024-07-09
984     +RO 2024-07-09
985 XY Investments (HK) Limited Zhang, Lu (SFC:BAN087) 張璐 -RO 2022-06-02 2024-07-04
986 Y-Intercept (Hong Kong) Limited Yamashita, Yuichi 山下裕一 +Rep 2024-07-02
987 Yan Yun Family Office (HK) Limited Hau, Bun Ho 侯斌皓 -Rep 2024-05-21 2024-07-03
988     +RO 2024-07-03
989 YUANTA FUTURES (HK) CO., LIMITED Chan, Sai Keung (SFC:BNR456) 陳世強 -Rep 2022-01-14 2024-07-05
990 Yuanta Securities (Hong Kong) Company Limited Wong, Sio Kin 黃韶堅 +Rep 2024-07-02
991 YUE XIU ASSET MANAGEMENT LIMITED Xu, Yibin (SFC:BSZ009) 許溢斌 +Rep 2024-07-05
992 Yuen Meta (International) Securities Limited Chan, Kwong Wa 陳光華 -RO 2022-05-16 2024-06-30
993 YUN HAI ASSET MANAGEMENT LIMITED Deng, Ling (SFC:BOG722) 鄧玲 +RO 2024-07-03
994 Yunfeng Asset Management Limited Song, Yuxin 宋雨欣 +Rep 2024-07-03
995 Yunfeng Financial Markets Limited Fang, Yingxue 方映雪 -Rep 2020-10-05 2024-07-12
996     +RO 2024-07-12
997 Zenas Capital Management Limited Bian, Jie (SFC:BRE821) 卞洁 -Rep 2021-07-05 2024-07-09
998     +RO 2024-07-09
999 Zero2IPO Asset Management Limited Gong, Xiaoman 鞏潇蔓 -Rep 2022-02-18 2024-07-03
1000     +RO 2024-07-03
1001 Zeta Capital (H.K.) Limited Lin, Yuzhe (SFC:BST384) 林宇喆 -Rep 2022-07-27 2024-07-05
1002 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Fei, da 費達 -Rep 2022-07-27 2024-07-10
1003   Li, Jianuo 李佳诺 -Rep 2023-12-19 2024-06-30
1004 Zhong Ou Asset Management International Limited Cai, Xiaochen 蔡曉晨 +Rep 2024-07-02
1005   Feng, Jin (SFC:BTY555) 馮晋 +Rep 2024-07-05
1006 Zhonghui International Securities Limited Tung, Man 董文 -RO 2024-02-16 2024-06-30
1007 ZHONGTAI INTERNATIONAL FUTURES LIMITED Nie, Jiehang 聶捷航 -Rep 2023-09-11 2024-07-05
1008 ZHONGTAI INTERNATIONAL SECURITIES LIMITED   -Rep 2023-09-11 2024-07-05
1009   Piao, Lingli 朴玲莉 +Rep 2024-07-12
1010   Wang, Yuqing (SFC:BVC529) 王雨晴 +Rep 2024-07-05
1011 Zircon Securities (HK) Limited Ip, Henry Hing Luen 葉慶聯 -Rep 2023-05-22 2024-07-09
1012     +RO 2024-07-09
1013   Kwan, Tsun Man 關俊文 -Rep 2024-03-15 2024-07-09
1014     +RO 2024-07-09

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