Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 313 Capital Management Limited Lai, Yan Pui 黎欣霈 +RO 2023-03-29
2 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED Ngo, Ken Hung -RO 2014-04-16 2023-03-30
3 ABCI Securities Company Limited Wang, Xuegang 王學剛 -Rep 2020-11-24 2023-03-31
4 About Capital Management (HK) Co., Limited Liu, Chun Wah (SFC:BIN603) 廖浚樺 -Rep 2016-11-18 2023-03-24
5     +RO 2023-03-24
6 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED Lai, Chi Fung (SFC:BTG259) 黎志豐 -Rep 2023-03-16 2023-03-24
7     +RO 2023-03-24
8 ADAMAS CAPITAL PARTNERS (HK) LIMITED Lu, Clark Chia-Chueh 呂佳學 -RO 2019-05-03 2023-03-31
9 AJ Asset Management Limited Liang, Shiming (SFC:BAA904) 梁詩鳴 -Rep 2023-03-28 2024-06-18
10 AJ Securities Limited Tsai, Suai Ching 蔡穗卿 -Rep 2009-03-26 2023-03-31
11 Akron Corporate Finance Limited Luo, Jing (SFC:BNC966) 羅婧 -Rep 2018-07-30 2023-03-31
12 Aksia Hong Kong Limited Ly, Chau Tuong 李祥珠 -Rep 2022-06-10 2023-03-27
13     +RO 2023-03-27
14 Allfunds Hong Kong Limited Toh, Chun Wah 杜振华 +Rep 2023-03-23
15 AllianceBernstein Hong Kong Limited Chakrabarti, Debasish (SFC:BTO097) -Rep 2023-03-20 2023-03-24
16   Stein, Benjamin Matthew -Rep 2023-03-20 2023-03-24
17 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Wehner, Holger -Rep 2023-03-20 2023-03-22
18   Zhang, Yu (SFC:BMM427) 张煜 +Rep 2023-03-20
19 Alphamax Asset Management (HK) Limited Lam, Mei Ling (SFC:BCS527) +Rep 2023-03-21
20 ALPINE SECURITIES LIMITED Zhang, Chenchen (SFC:BSF412) 張晨晨 -Rep 2022-04-08 2023-03-24
21 Amundi Hong Kong Limited Logerais, David Dominique -RO 2014-01-24 2023-03-29
22   Wong, Duncan Wing Fai 黃榮輝 -Rep 2022-08-01 2023-04-02
23 Antai Securities Limited Wang, Huazhu 王華柱 +RO 2023-03-31
24 Apollo Management Asia Pacific Limited Grady, Timothy Joseph 葛天祺 -Rep 2020-10-05 2023-04-01
25   Kwok, Roy Oi Lung 郭凱龍 -RO 2020-07-02 2023-04-01
26 Ares Management Asia (Hong Kong) Limited Chung, Chinwok +Rep 2023-03-27
27   Lau, Danielle Eda 劉懿德 +Rep 2023-03-23
28   Wu, Rebecca Yuan 吳圓圓 -Rep 2023-03-23 2023-09-30
29 Ark Group Holdings (Hong Kong) Limited Dong, Shiying 董士穎 +Rep 2023-03-24
30 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Hui, Wing Fai Danny -RO 2022-09-22 2023-03-31
31 Arta Asset Management Limited Jeong, Joseph Chu -Rep 2023-03-23 2023-12-31
32 Arta Global Futures Limited Ho, Stanley Shun Lai 何巽禮 +Rep 2023-03-23
33   Jeong, Joseph Chu -Rep 2023-03-23 2023-12-31
34 Arta Global Markets Limited Ho, Stanley Shun Lai 何巽禮 +Rep 2023-03-23
35   Jeong, Joseph Chu -Rep 2023-03-23 2023-12-31
36 AS CAPITAL LIMITED Horowitz, Barry Alan -RO 2019-06-10 2023-03-31
37   Kang, In Muk 姜仁默 -Rep 2023-02-03 2023-03-28
38     -RO 2023-03-28 2023-11-01
39 Asia Alternatives Advisor Hong Kong Limited Mehta, Akshay (SFC:BSJ253) -Rep 2022-05-04 2023-03-31
40 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Martirani, Massimiliano -Rep 2022-11-24 2023-03-31
41     -RO 2023-03-31 2023-06-15
42 Aspenwood Capital Limited Lam, Shun 林順 -Rep 2023-03-27 2024-05-31
43 ASSET MANAGEMENT GROUP LIMITED So, Man Kit (SFC:BOH654) 蘇文傑 -Rep 2020-03-24 2023-03-20
44   Wang, Xilin (SFC:BQC374) 王玺琳 -Rep 2020-10-05 2023-03-24
45 Astrum Capital Management Limited (HK) Lau, Po Chu 劉寶珠 +Rep 2023-03-31
46   Siu, Kam Chau (SFC:ACI566) 蕭錦秋 -Rep 2023-03-27 2023-05-08
47 ATHENA WEALTH MANAGEMENT LIMITED Chao, Chih Ke 趙志可 -Rep 2014-05-14 2023-03-31
48   Tam, Hang 譚亨 -Rep 2019-12-10 2023-03-23
49 Atherton Asset Management Limited Leung, Chung Wai (SFC:ABF527) 梁仲煒 -RO 2017-09-08 2023-03-31
50   Yeung, Lydia Sum Ming 楊心明 -Rep 2011-03-04 2023-03-31
51 ATLANTIS INVESTMENT MANAGEMENT LIMITED Qu, Yidi 曲一迪 -Rep 2023-01-20 2023-03-24
52 AutoML Capital Limited He, Xinwei 何心蔚 -RO 2022-04-27 2023-03-31
53   Ho, Lok Ngai (SFC:BSU525) 何樂毅 -Rep 2022-09-06 2023-03-27
54     +RO 2023-03-27
55 AVICT Global Asset Management Limited Da, Yang 笪洋 -Rep 2023-03-20 2023-05-30
56 AXA Investment Managers Chorus Limited Barrau, Thomas Benjamin -Rep 2021-03-19 2023-03-31
57 Axis Capital Management Limited Tam, Tsz Fung 譚梓鋒 -RO 2019-10-28 2023-03-31
58 Baillie Gifford Asia (Hong Kong) Limited Mathews, Toby Alexander -Rep 2023-03-17 2023-03-31
59 Bain Capital Credit (Asia) Limited Choi, Venus Yuen Ting 蔡宛庭 -Rep 2020-07-13 2023-03-31
60 Ballas Capital Limited Chiu, Tsz Hong -Rep 2023-03-21 2023-04-21
61 Balyasny Asset Management (Hong Kong) Limited Carsch, Harry Travis 車海睿 -Rep 2023-03-30 2024-04-01
62   Fong, Andrew Ka Wing (SFC:AMW761) 方嘉榮 -RO 2021-06-10 2023-03-23
63 BARCLAYS CAPITAL ASIA LIMITED Padgett, Samuel Duncan -Rep 2014-09-30 2023-03-31
64 BCT Financial Limited Chan, Yung Yung (SFC:BRW351) 陳蓉蓉 -Rep 2021-11-16 2023-03-26
65 Beigehill Asset Management Limited Parameswaran, Dhileepan -RO 2017-06-01 2023-03-27
66   Sharma, Vineet Kulbandhu -RO 2017-06-01 2023-03-27
67 BFAM Partners (Hong Kong) Limited Lee Sik Yee, Christian Pascal Kim Sang -Rep 2023-03-31 2023-10-31
68 BGC SECURITIES (HONG KONG) LLC Hornby, William Hugh Scobie -Rep 2022-04-21 2023-03-31
69 Billion Capital Partners Limited Zhu, Rongzhen 朱榮振 -Rep 2023-03-27 2023-05-12
70 Blackhorn Wealth Management Limited Yan, Sijie 顏思洁 -Rep 2023-03-30 2024-09-21
71 BlackRock Asset Management North Asia Limited Burns, Benjamin Gordon -Rep 2014-09-01 2023-03-24
72   Dei, Derek 戴凱豪 -RO 2019-06-03 2023-04-01
73   Lau, Pei Man Hidy 劉姵妏 -Rep 2018-09-13 2023-03-27
74   Versace, Haryati Megumi -Rep 2018-12-04 2023-04-01
75   Walters, Evan Ambrose -Rep 2015-07-17 2023-03-24
76   Woolley, Mark Robert -Rep 2023-03-24 2023-04-02
77 BLACKSTONE GROUP (HK) LIMITED (THE) Chee, Menes Ong Jr -Rep 2022-03-31 2023-04-01
78   Choi, Younghee 崔英喜 -Rep 2013-05-10 2023-04-01
79   Na, Seung Won 羅升遠 -Rep 2021-11-11 2023-04-01
80 Blackwell Global Asset Management Limited Lie, Ka Hin 李嘉軒 +Rep 2023-03-29
81 Blackwell Global Securities Limited   +Rep 2023-03-29
82 Blue Creek Capital Management Limited Feng, Siwei 馮思為 -RO 2020-03-04 2023-03-20
83 Blue Owl Capital HK Limited Fujimoto, Wataru +Rep 2023-03-27
84 BLUE POOL CAPITAL LIMITED Zhao, Sihan (SFC:BTM497) 趙偲翰 -Rep 2023-03-23 2024-08-31
85 Bluemount Asset Management Limited Li, Kwok Tung (SFC:ABZ281) 利國東 +RO 2023-03-29
86   Wong, Wai Sze (SFC:BAA860) 黃慧思 -Rep 2018-04-16 2023-03-23
87 Bluemount Securities Limited Li, Kwok Tung (SFC:ABZ281) 利國東 +RO 2023-03-29
88   Wong, Wai Sze (SFC:BAA860) 黃慧思 -Rep 2018-04-16 2023-03-23
89 BNP PARIBAS SECURITIES (ASIA) LIMITED Bae, Sung Hyeon Martin +Rep 2023-03-29
90   Tang, Joshua Chung Shun 滕忠信 +Rep 2023-03-28
91   Wang, Yingchu 王穎初 -Rep 2008-08-07 2023-03-30
92 BOCI ASIA LIMITED Chen, Qibo 陈其博 +Rep 2023-03-28
93 BOCI SECURITIES LIMITED   +Rep 2023-03-28
94   Lai, Tsz Ching Cherry 黎芷澄 +Rep 2023-03-30
95 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Li, Junli (SFC:BTN021) 李俊麗 +Rep 2023-03-22
96 BOCOM International Securities Limited Cai, Baohui 蔡宝慧 -Rep 2022-02-22 2023-03-22
97   Xiong, Xuan 熊璇 -Rep 2023-03-22 2024-08-23
98 BOCOM MPF & Financial Services Company Limited Chow, Hau Yan 周厚恩 +Rep 2023-03-27
99 Bosera Asset Management (International) Co., Limited Li, Chengwei (SFC:BTC640) 李城煒 -Rep 2023-03-27 2024-02-25
100   Liu, Tianyu (SFC:BTO567) 劉天雨 +Rep 2023-03-23
101   Ma, Xin (SFC:BTO571) 馬昕 +Rep 2023-03-27
102   Zhang, Yuemeng 張月萌 +Rep 2023-03-30
103 BOWEN CAPITAL (HK) LIMITED Mak, Eugene Yiu Chuen 麥耀銓 -Rep 2023-03-31 2023-09-22
104 Bowman and Fitzhugh Asset Management Limited Klynhout, Dale -RO 2018-06-26 2023-03-31
105   McDonald, Nicholas William -RO 2018-06-26 2023-03-31
106 Bright Valley Capital Limited Chan, Tung (SFC:AXY807) 陳棟 -Rep 2023-01-31 2023-03-29
107     +RO 2023-03-29
108   Xu, Wen (SFC:APO463) 胥雯 -RO 2022-05-16 2023-03-31
109 Brightus Management Limited Wang, Chen (SFC:AKO788) 黃倩 +RO 2023-03-30
110 BULLISH SECURITIES LIMITED Chu, Wing Mui 朱穎梅 -Rep 2023-04-01
111 C.M. Capital Advisors (HK) Limited Chen, Jianan (SFC:BTO335) +Rep 2023-03-29
112 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Thomas, Dean (SFC:ACN472) -Rep 2020-02-11 2023-03-24
113 CAPITAL GLOBAL MANAGEMENT LIMITED Chen, Yunn-Ru 陳韻如 -Rep 2020-12-10 2023-03-31
114   Lin, Tzu-Yuan (SFC:BPN861) 林子元 -Rep 2020-06-09 2023-04-01
115 Capital International, Inc. Lin, Bin Chuang -Rep 2016-01-28 2023-03-31
116   Puri, Aditi (SFC:AHX007) -Rep 2015-02-18 2023-03-31
117 CARDINALASIA CONSULTING LIMITED Chu, Wan Hang 朱允行 -RO 2022-07-28 2023-03-26
118   Ho, Mary Wai Yi 何煒儀 -Rep 2020-07-13 2023-03-26
119   Ng, Christina Man Him 吳敏謙 -RO 2021-12-28 2023-03-26
120   Wong, Bernadette Ying Hung 黃映紅 -Rep 2014-02-24 2023-03-26
121 CARLYON ASSET MANAGEMENT LIMITED Li, Cheuk Him 李卓謙 -Rep 2022-09-02 2023-04-02
122 CARLYON SECURITIES LIMITED   -Rep 2022-09-02 2023-04-02
123 CATHAY SECURITIES (HONG KONG) LIMITED Chan, Tsz Kin (SFC:BRX519) 陳子鍵 -Rep 2021-12-21 2023-04-01
124   Li, Gengshuo 李耕碩 +Rep 2023-03-30
125 CATHAYSIA SECURITIES LIMITED Fu, Wang Kit 傅宏傑 -RO 2022-06-01 2023-03-31
126 CC Finance Limited Zhao, Yuzhe (SFC:BTN077) 趙宇哲 +Rep 2023-03-27
127 CC VENTURE CAPITAL LIMITED Lor, Ching Yi 羅靜儀 +Rep 2023-03-29
128 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Liao, Chien Chang 廖建璋 -Rep 2022-10-28 2023-03-28
129 CCB INTERNATIONAL CAPITAL LIMITED Wen, Yong (SFC:AVO566) 文勇 -Rep 2015-06-08 2023-03-31
130 CCB INTERNATIONAL SECURITIES LIMITED Ho, David Siu Kee 何紹基 -Rep 2021-08-04 2023-03-22
131   Yang, Liwen (SFC:BSM567) 楊麗文 -Rep 2023-03-10 2023-03-24
132 CEB International Asset Management Corporation Limited Chen, Pei Jie 陳佩婕 -Rep 2023-03-20 2023-05-01
133 CEB International Capital Corporation Limited Yam, Chak Sun 任澤新 -Rep 2023-03-27 2023-05-22
134 CENTERLINE INVESTMENT MANAGEMENT LIMITED Hong, Ruixiang 洪瑞祥 -Rep 2018-08-01 2023-04-01
135 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED Cheung, Monica Yin Man 張彥文 -Rep 2023-03-30 2024-05-27
136 CES Commodities (HK) Limited Mo, Kam Chung 毛錦松 -Rep 2018-01-08 2023-03-30
137   Yau, Sinnie Sau Ngor 游壽娥 -Rep 2016-06-15 2023-03-31
138 CES Forex (HK) Limited Mo, Kam Chung 毛錦松 -Rep 2017-11-20 2023-03-30
139   Yau, Sinnie Sau Ngor 游壽娥 -Rep 2016-06-15 2023-03-31
140 CHARTWELL CAPITAL LIMITED (HK) Jim, Daniel Pok Man 詹博聞 -Rep 2023-03-21 2023-04-24
141 CHIEF COMMODITIES LIMITED Lau, Wing Tong (SFC:AKV006) 劉永棠 -Rep 2016-10-19 2023-04-01
142   Lee, Chun Fai (SFC:BCF870) 李振輝 -Rep 2017-03-14 2023-04-01
143 CHIEF SECURITIES LIMITED Lau, Wing Tong (SFC:AKV006) 劉永棠 -Rep 2016-10-19 2023-04-01
144   Lee, Chun Fai (SFC:BCF870) 李振輝 -Rep 2013-11-06 2023-04-01
145 China Asset Management (Hong Kong) Limited Lin, Lin (SFC:BTD605) 林琳 -Rep 2022-10-31 2023-03-24
146   Yip, Yuen Ni 葉婉妮 -Rep 2021-09-03 2023-03-20
147 CHINA DEMETER SECURITIES LIMITED Lau, Yiu Hei 劉耀熙 +Rep 2023-03-20
148 CHINA DINGCHENG CAPITAL MANAGEMENT LIMITED Ip, Hung Kei 葉鴻基 -RO 2022-06-16 2023-03-31
149 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED Lam, Chi Chun 林之駿 -Rep 2019-10-09 2023-04-01
150   Lin, Yingzi 林映孜 -Rep 2014-09-10 2023-04-01
151   Tam, Dominic Tak Yan 譚德仁 -Rep 2014-11-17 2023-04-01
152 CHINA EVERBRIGHT CAPITAL LIMITED Chung, Yu Fung 鍾裕豐 +Rep 2023-03-27
153 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Mo, Kam Chung 毛錦松 -Rep 2004-11-11 2023-03-30
154 CHINA EVERBRIGHT SECURITIES (HK) LIMITED   -Rep 2023-03-30
155 China Galaxy International Securities (Hong Kong) Co., Limited Zhu, Yu Qiang 朱彧強 -Rep 2023-03-27 2023-10-26
156 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Chan, Maggie Ka Yee 陳家怡 -Rep 2023-03-10 2023-03-20
157     +RO 2023-03-20
158 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Chen, Gang (SFC:BTM769) 陳剛 -Rep 2023-03-22 2023-06-29
159 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Bian, Yang (SFC:BRS565) -Rep 2022-12-29 2023-03-20
160 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED   -Rep 2022-12-29 2023-03-20
161   Ding, Haodong 丁昊東 +Rep 2023-03-29
162   Du, Wenxin 杜文欣 +Rep 2023-03-28
163   Feng, Wenjing 馮文婧 +Rep 2023-03-29
164   Guo, Yu (SFC:BTM350) 郭鈺 +Rep 2023-03-30
165   Huang, Tianqing (SFC:BTL932) 黃天擎 +Rep 2023-03-22
166   Jiang, Lingfang 蔣鈴芳 +Rep 2023-03-27
167   Jin, Yue (SFC:BPK289) 金悅 -Rep 2022-01-26 2023-03-31
168   Li, Jiafan (SFC:BTL933) 李佳璠 +Rep 2023-03-27
169   Li, Yanjun (SFC:BTO442) 李妍君 -Rep 2023-03-27 2024-06-18
170   Lin, Kuipu 林奎朴 +Rep 2023-03-27
171   Lu, Lingxi 盧凌熙 +Rep 2023-03-27
172   Luo, Junjie (SFC:BTM349) 羅俊傑 +Rep 2023-03-30
173   Qian, Yi (SFC:BTM228) 錢怡 +Rep 2023-03-23
174   Tan, Zeyuan 譚澤元 +Rep 2023-03-27
175   Tsang, Chi Chung (SFC:BEA501) 曾智聰 -Rep 2014-08-14 2023-03-27
176     +RO 2023-03-27
177   Zang, Ruochen 臧若晨 +Rep 2023-03-30
178   Zhao, Jinhao 趙金浩 +Rep 2023-03-27
179 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Gao, Ting 高婷 -RO 2015-08-26 2023-03-31
180 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Jiang, Qizhou 江启舟 -Rep 2021-07-28 2023-03-24
181   Li, Yishou 李益收 +Rep 2023-03-23
182   So, Cheuk Yin (SFC:BTB415) 蘇焯彥 -Rep 2022-10-05 2023-03-31
183   Wei, Li (SFC:BRA673) 魏立 -Rep 2021-04-13 2023-03-31
184   Yuan, Jiayi (SFC:BTO092) 袁嘉怡 -Rep 2023-03-30 2023-06-05
185 China PA Securities (Hong Kong) Company Limited Wang, Haobin 王昊斌 +Rep 2023-03-28
186   Weng, Jinheng 翁晉亨 +Rep 2023-03-21
187 China Point Asset Management Limited Chan, Hon Ming (SFC:AAK045) 陳漢明 -RO 2019-10-29 2023-03-24
188   Leung, Man Chor (SFC:AAV368) 梁文初 -RO 2018-11-21 2023-03-24
189 China Renaissance Securities (Hong Kong) Limited Ting, Pak Hei Alvin 丁柏熙 -Rep 2022-07-18 2023-03-24
190   Wang, Anbo -Rep 2022-07-08 2023-03-24
191 China Securities (International) Brokerage Company Limited Gao, Yifan (SFC:BRY208) 高轶凡 -Rep 2021-12-06 2023-03-31
192   Wang, Qianyu (SFC:BTO654) 王千羽 -Rep 2023-03-29 2024-03-20
193 China Securities (International) Corporate Finance Company Limited Wong, Rick Yik Yin 王譯賢 -Rep 2023-01-03 2023-03-21
194     +RO 2023-03-21
195   Yang, Yang (SFC:AVK963) 楊陽 -Rep 2023-03-20 2023-06-13
196 China Vered Securities Limited Lam, Edward Tin Yeung 林天揚 -Rep 2020-02-27 2023-03-26
197 CHINA XIN YONGAN FUTURES COMPANY LIMITED Ma, Zheng (SFC:BSC028) 馬征 -Rep 2022-01-07 2023-03-20
198 CHINA ZHONG HENG FINANCE GROUP LIMITED Cheung, Nga I 張雅貽 -Rep 2023-03-31 2024-08-16
199 China Zhong Sheng Securities Limited Lu, Yilin (SFC:AOG682) 呂禕麟 -RO 2020-02-26 2023-03-31
200 CICC US Securities (Hong Kong) Limited Bian, Yang (SFC:BRS565) -Rep 2022-12-29 2023-03-20
201   Cai, Xi (SFC:BRX906) 蔡希 -Rep 2023-03-27 2023-06-16
202   Wang, Tianyu (SFC:BSM501) 王田羽 -Rep 2023-03-27 2024-08-09
203   Xie, Yunang 謝韞昂 -Rep 2023-03-27 2024-07-18
204   Zhu, Tianan 朱天安 +Rep 2023-03-27
205 CIF Securities Futures Limited Choi, Chin Chung (SFC:BNY031) 蔡展聰 -Rep 2021-06-29 2023-03-26
206 CINDA INTERNATIONAL FUTURES LIMITED Seeto, Yuk Yu 司徒煜裕 -Rep 2015-07-22 2023-03-27
207   Shung, Kwok Yin 宋國彥 -RO 2019-12-06 2023-03-20
208   Wong, Wing Che Wencci 黃泳慈 -Rep 2018-05-25 2023-03-31
209 CINDA INTERNATIONAL SECURITIES LIMITED Seeto, Yuk Yu 司徒煜裕 -RO 2011-08-08 2023-03-27
210   Shung, Kwok Yin 宋國彥 -RO 2019-12-06 2023-03-20
211   Wong, Wing Che Wencci 黃泳慈 -Rep 2017-09-04 2023-03-31
212   Yip, Chu Hong 葉儲康 -Rep 2019-06-28 2023-03-31
213 CIS SECURITIES ASSET MANAGEMENT LIMITED Chan, Ernest Tsz Kin 陳子建 -Rep 2023-03-30 2023-07-11
214   Kwok, Pak Kuen 郭柏權 -Rep 2017-02-21 2023-03-31
215   Liu, Mingjie (SFC:BRB463) 劉明杰 -Rep 2023-03-30 2023-10-11
216   Zhang, Li (SFC:BTN352) 張利 +Rep 2023-03-28
217 Citadel Asia Limited Sun, Bijun (SFC:BNG808) 孫璧君 -Rep 2022-10-05 2023-03-23
218 CITIC Securities (Hong Kong) Limited Han, Shiyan 韩世俨 +Rep 2023-03-30
219   Li, Nan (SFC:BTK896) 李楠 +Rep 2023-03-21
220   Wang, Wenrui (SFC:BTM888) 王文睿 +Rep 2023-03-21
221 CITIC Securities International Global Markets Limited McCulloch, Cale O'Yeah -Rep 2023-03-21 2024-09-20
222   Xu, Tianyang 徐天阳 -Rep 2021-06-25 2023-03-31
223 Citigroup Global Markets Asia Limited Berlia, Rajiv -Rep 2023-03-24 2023-03-31
224   Detchsri, Preenapa -Rep 2023-03-17 2023-03-21
225   Goyal, Surendra Kumar -Rep 2023-03-24 2023-03-31
226   Hwang, Paul -Rep 2023-03-17 2023-03-24
227   Lee, Hoyeun 李昊妍 -Rep 2023-03-17 2023-04-02
228   Liu, Yun Ni 劉昀妮 -Rep 2023-03-21 2023-04-04
229   McVie, Robert John 麥菲 -Rep 2023-03-24 2023-03-31
230   Nebhani, Suraj -Rep 2023-03-24 2023-03-30
231   Nishiyama, Yuta -Rep 2023-03-24 2023-03-29
232   Peng, Chia chun (SFC:APC787) 彭嘉君 -Rep 2023-03-21 2023-03-25
233   Penny, Howard James -Rep 2023-03-24 2023-03-29
234   Rastogi, Abhishek (SFC:AYB018) -Rep 2021-10-07 2023-03-28
235   Suwanumphai, Rawisara -Rep 2023-03-17 2023-03-21
236 CLSA LIMITED Bai, Junfei 拜俊飞 +Rep 2023-03-31
237   Chen, Zhuo (SFC:BTO961) 陈卓 +Rep 2023-03-23
238   Du, Yifan 杜一帆 +Rep 2023-03-31
239   Han, Shiyan 韩世俨 +Rep 2023-03-30
240   Huang, Yayuan 黄亚元 +Rep 2023-03-31
241   Li, Nan (SFC:BTK896) 李楠 +Rep 2023-03-21
242   Lin, Ho Man 連浩文 -Rep 2022-06-06 2023-03-20
243   Lyu, Jinhong 吕謹宏 +Rep 2023-03-30
244   Ren, Chenwei 任晨偉 +Rep 2023-03-27
245   Wang, Wenrui (SFC:BTM888) 王文睿 +Rep 2023-03-21
246   Wei, Pengcheng (SFC:BTP406) 魏鹏程 +Rep 2023-03-31
247   Wei, Xincheng 韦昕澄 +Rep 2023-03-31
248   Zhao, Kang (SFC:BTP311) 赵康 +Rep 2023-03-31
249 CMB International Asset Management Limited Chen, Hung Yin (SFC:AOT755) 陳宏印 -Rep 2023-03-20 2024-08-30
250 CMB International Capital Limited Li, Luming 李鹿鳴 +Rep 2023-03-20
251 CMB International Global Markets Limited Li, Hung Leong 李鴻亮 -Rep 2022-08-15 2023-04-01
252 CMB International Securities Limited   -Rep 2023-03-07 2023-04-01
253   Niu, Ziming 牛梓鳴 +Rep 2023-03-20
254 CMB WING LUNG ASSET MANAGEMENT LIMITED Zhang, Heng (SFC:BIH644) 張恆 -Rep 2022-10-21 2023-03-24
255     -RO 2023-03-24 2023-09-24
256 CMBC SECURITIES COMPANY LIMITED Sun, Yu-Huei 孫毓徽 -Rep 2023-03-22 2023-08-31
257 CMS CAPITAL (HK) CO., LIMITED Wong, Pui Jones 黃沛鍾 -Rep 2022-07-27 2023-03-28
258 CN FIRST INTERNATIONAL FUTURES LIMITED Zheng, Danfang 鄭淡方 -Rep 2023-03-28 2024-03-31
259 CNCB (Hong Kong) Capital Limited Chan, Ho Pok 陳浩博 -Rep 2022-10-25 2023-03-31
260     +RO 2023-03-31
261   Cheng, Kwong Yin 鄭廣賢 -Rep 2022-11-21 2023-03-26
262   Wu, Shuo (SFC:BEL223) 武碩 -Rep 2022-10-28 2023-03-31
263     -RO 2023-03-31 2023-12-15
264 CORPORATE BROKERS LIMITED Lam, Connie Pak Yu 林柏如 -Rep 2023-03-31
265 CPPIB AE Investments Asia Limited Yin, Ke (SFC:AII428) 殷可 -Rep 2022-03-22 2023-04-01
266 CREATIVE ASSET MANAGEMENT LIMITED (HK) Lam, Wai Yin (SFC:BRX017) 林韋延 -Rep 2022-01-14 2023-03-31
267 Credit Suisse (Hong Kong) Limited Chang, Alfred Yu Ching 張宇澄 -Rep 2021-02-19 2023-03-24
268   Chaurasia, Sanjeev -RO 2016-08-24 2023-03-20
269   Firth, Charles Richard Bartholomew 霍逸倫 -Rep 2023-03-20 2023-03-26
270   Ho, Christopher Kam Ho 何錦浩 -Rep 2023-03-21
271   Jenkins, Jonathan James Broderick -RO 2017-12-08 2023-03-24
272   Kastenholz, Mika Arnold -Rep 2020-06-18 2023-03-31
273   Lam, Ho Chit (SFC:BSW105) 林灝哲 -Rep 2022-08-16 2023-03-31
274   Leung, Keith Koon Chung 梁冠聰 -Rep 2014-09-03 2023-03-29
275     -RO 2023-03-29 2023-10-02
276   Prasertsintanah, Pornchai -Rep 2010-03-15 2023-03-29
277   Zhang, Wenjing (SFC:BRJ186) 张文静 -Rep 2021-08-02 2023-03-24
278 Credit Suisse Securities (Hong Kong) Limited Lam, Ho Chit (SFC:BSW105) 林灝哲 -Rep 2022-08-16 2023-03-31
279 Critica Capital Management Limited Poon, Chun Man (SFC:AMY215) 潘俊文 -RO 2016-05-12 2023-03-24
280 CSC FUTURES (HK) LIMITED Feng, Jin (SFC:BNR341) 馮瑾 +Rep 2023-03-29
281   Shi, Tian (SFC:AXH325) 時天 -Rep 2023-03-29 2023-08-09
282 Cutfield Freeman & Co. (Asia) Limited Freeman, Peter John (SFC:BLH628) -RO 2017-12-21 2023-03-31
283   Li, Ran (SFC:BIL558) 李然 -Rep 2022-09-30 2023-03-31
284   Xu, Ke (SFC:BLH634) 徐柯 -RO 2017-12-21 2023-03-31
285 CVC Asia Pacific Limited Zhao, Ziwei (SFC:BTO677) 赵子威 +Rep 2023-03-29
286 CVP Asset Management Limited Tung, Chun Fai 董駿暉 -Rep 2020-04-02 2023-03-28
287 Cynosure Asset Management Hong Kong Limited Ngan, Man Kit (1961) 顏文傑 -RO 2019-12-04 2023-03-31
288 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Wen, Zhimin 溫智敏 -RO 2015-10-02 2023-03-31
289 Daiwa Capital Markets Hong Kong Limited Chan, Adrian Kin Chung 陳建中 -Rep 2014-01-06 2023-03-21
290   Ho, Cho Ming Jonathan 何祖銘 -Rep 2017-08-18 2023-03-21
291   Lai, Yan Tung 黎欣彤 -Rep 2021-08-17 2023-03-31
292   Man, Mei Ki 文美琪 -Rep 2021-12-01 2023-03-21
293   Wan, Maurine 溫慕蓮 -Rep 2009-08-24 2023-03-21
294   Yamamoto, Koji (SFC:BOD516) 山本幸司 -Rep 2023-02-13 2023-03-20
295     -RO 2023-03-20 2023-09-08
296 Davidson Kempner Asia Limited Zhu, Yuan (SFC:BEJ395) 朱遠 +Rep 2023-03-22
297 DBS ASIA CAPITAL LIMITED Cheung, Jonathan Yee Tak 張以德 -Rep 2021-04-07 2023-03-31
298 DC Wealth Management (HK) Limited Yang, Jie (SFC:ARS746) 楊杰 -RO 2021-08-18 2023-03-31
299 De Riva Asia Limited Tam, Ying Mary 譚瑩 +Rep 2023-03-31
300 DELTA ASIA FINANCIAL FUTURES LIMITED Leung, Sze Tai 梁史帝 +Rep 2023-03-31
301   Yu, Wai Hung (SFC:AWN747) 余偉雄 -Rep 2021-05-03 2023-03-31
302 DELTA ASIA SECURITIES LIMITED Leung, Sze Tai 梁史帝 +Rep 2023-03-31
303   Yu, Wai Hung (SFC:AWN747) 余偉雄 -Rep 2021-05-03 2023-03-31
304 des Voeux Partners Limited Miller, Steven Michael (SFC:AHF976) -Rep 2023-03-02 2023-03-23
305 DEUTSCHE SECURITIES ASIA LIMITED Guo, Yuanjing 郭媛婧 -Rep 2021-03-16 2023-03-31
306   Lau, Man Ying 劉敏瑩 -Rep 2021-05-18 2023-03-24
307   Prebola, Scott Thomas -Rep 2011-08-02 2023-03-24
308 DL BROKERAGE LIMITED Sheung, Li Cho 商理焯 -Rep 2023-03-31
309   To, Chick Yee 杜織儀 -Rep 2023-03-31
310 DL Digital Family Office (HK) Limited Zhong, Yu (SFC:BTD905) 鍾宇 -Rep 2023-03-20 2023-07-19
311 Dongxing Securities (Hong Kong) Company Limited Fang, Qihan 方啟函 -Rep 2016-11-02 2023-03-22
312   Zhou, Yan (SFC:BPW935) 周燕 -Rep 2021-12-09 2023-03-21
313 Dragonstone Capital Management Limited Chiu, Wing Chor 趙永初 +Rep 2023-03-24
314 DWS Investments Hong Kong Limited Wu, Henry Hon Hei 胡漢熙 -Rep 2017-03-31 2023-03-31
315 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Fan, Xiaotong (SFC:BOI302) 樊晓彤 +Rep 2023-03-23
316   Ma, Ruihang -Rep 2022-07-27 2023-03-22
317 Eagle Asset Management (CP) Limited Kwong, Chi Kwong 鄺志光 -RO 2006-04-28 2023-04-01
318 EAST ASIA FUTURES LIMITED Chan, Wing Ka (SFC:BTP212) 陳詠嘉 +Rep 2023-03-28
319   Lai, Chi Hang (SFC:APP360) 賴志恒 +Rep 2023-03-28
320   Yiu, Chi Shing (SFC:BPW483) 姚志成 +Rep 2023-03-20
321   Yuen, Calvin Ka Wing 袁家榮 +Rep 2023-03-28
322 EAST ASIA SECURITIES COMPANY LIMITED Chan, Wing Ka (SFC:BTP212) 陳詠嘉 +Rep 2023-03-28
323   Liu, Kai Kai 廖佳佳 -Rep 2017-11-14 2023-03-31
324   Yiu, Chi Shing (SFC:BPW483) 姚志成 +Rep 2023-03-20
325 Eclipse Options (HK) Limited Hu, Richard (SFC:BTP383) -Rep 2023-03-30 2023-10-12
326 EDDID CAPITAL LIMITED Cheung, Michael Po Kuen 張寶權 -Rep 2023-03-24 2023-08-03
327 Eddid Securities and Futures Limited   -Rep 2023-03-24 2023-08-03
328 EIA Capital International Company Limited So, Po Ching 蘇寶清 +RO 2023-03-27
329   Yeung, Hing Hei 楊慶禧 +RO 2023-03-27
330 ELITE CAPITAL MANAGEMENT LIMITED (GBEN) Yeung, Pui Yam 楊培欽 -RO 2021-05-21 2023-03-30
331 EM Asset Management Limited Hui, Hon Ho 許漢豪 -Rep 2022-09-05 2023-03-28
332 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Au, Chi Ho 區志豪 -Rep 2023-03-31
333   Ho, Hin Chun Firsef 何顯俊 -Rep 2015-11-25 2023-03-31
334   Lee, Alan Wing Lun 李永麟 -Rep 2023-03-31
335   Woo, Yuk Fu 胡育富 -Rep 2005-11-04 2023-03-27
336     +RO 2023-03-27
337 ENDOWUS HK LIMITED Wong, Kalani Sien Loong Sean -Rep 2023-03-20 2023-09-19
338 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -Rep 2023-03-21 2023-04-26
339 Epimelis Capital Limited Guo, Tingliang 郭庭良 +Rep 2023-03-30
340 EVER-LONG SECURITIES COMPANY LIMITED Li, Ho Yin (SFC:BIQ834) 李浩賢 -Rep 2018-09-12 2023-03-31
341   Ngai, Kevin Kwok Kin (SFC:AHF930) 魏國健 +Rep 2023-03-30
342 Everbright Securities Investment Services (HK) Limited Kwok, Tsz Ki 郭子棋 -Rep 2020-03-23 2023-04-02
343   Lu, Zilin 呂姿霖 +Rep 2023-03-31
344   Mo, Kam Chung 毛錦松 -Rep 2017-11-20 2023-03-30
345   Yau, Sinnie Sau Ngor 游壽娥 -Rep 2016-06-15 2023-03-31
346 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Wang, Linjun (SFC:BJV425) 王琳君 -RO 2023-03-27 2024-09-16
347   Xu, Ruimin 徐睿旻 -RO 2023-03-27 2023-09-20
348 Fides Capital Group Limited Choy, Andy Shuen Yan 蔡巽鑫 -RO 2022-05-23 2023-03-23
349 FIL Investment Advisors Mittal, Rajeev +RO 2023-03-23
350 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
351   Lung, Mandy Man Yin 龍敏賢 +Rep 2023-03-28
352   Samson, Ian Alexander +Rep 2023-03-22
353 Finex Hong Kong Limited Ching, Tsun Lung 程俊龍 -Rep 2023-03-07 2023-03-29
354     +RO 2023-03-29
355   Chong, Chak Man 莊澤文 -Rep 2023-03-07 2023-03-24
356     +RO 2023-03-24
357   Stockford, Michael (1959) -RO 2019-10-11 2023-03-31
358 FIRST SHANGHAI FUTURES LIMITED Cheung, Chik Fai 張藉輝 +Rep 2023-03-29
359   Yiu, Ka Wing (SFC:APG349) 姚嘉穎 -Rep 2022-08-05 2023-03-24
360 First Shanghai Investment Management (HK) Limited Sheen, Michael Mervyn 辛丁元 +Rep 2023-03-27
361 FIRST SHANGHAI SECURITIES LIMITED Gao, Xiaodi 高小迪 +Rep 2023-03-28
362   Yiu, Ka Wing (SFC:APG349) 姚嘉穎 -Rep 2022-08-05 2023-03-24
363 FITCH (HONG KONG) LIMITED Lam, Hiu Tung (SFC:BTL360) 林曉彤 -Rep 2023-03-01 2023-03-23
364   Long, Hui (SFC:BHR207) 龙慧 -Rep 2016-08-01 2023-03-31
365   Wang, Yue (SFC:BJD659) 王悅 -Rep 2020-04-09 2023-03-27
366 Flow Capital (HK) Limited Nie, Hanfei 聶晗菲 +Rep 2023-03-23
367 FLOW TRADERS HONG KONG LIMITED Haw, Peter Han Beng 候汉明 -Rep 2019-08-13 2023-03-27
368 Foresee Global Asset Management (HK) Limited Li, Tianyao 李天堯 -Rep 2021-05-26 2023-03-29
369     -RO 2023-03-29 2024-07-31
370 Foresight Fund (Hong Kong) Limited Wan, Qing (SFC:AOU568) 萬青 +RO 2023-03-24
371   Xiao, Yang (SFC:BHS174) 肖陽 +RO 2023-03-24
372 FORTUNE (HK) SECURITIES LIMITED Jing, Yuran 荆鈺然 -Rep 2022-12-23 2023-03-31
373   Zhou, Ke (SFC:BTP261) 周珂 +Rep 2023-03-29
374 Fortune Asset Management Limited (HK) Zhang, Huachen 張華晨 -Rep 2022-10-05 2023-03-29
375     +RO 2023-03-29
376 Fortune Max International Asset Management Limited Shang, Quanxi 尚泉汐 -RO 2023-02-21 2023-03-28
377 Fosun International Securities Limited Zhuang, Yishen 庄益燊 -Rep 2022-09-28 2023-03-30
378 FUBON SECURITIES (HONG KONG) LIMITED Huang, Jui-Chun 黃瑞君 -Rep 2018-04-13 2023-03-31
379 FULBRIGHT FUTURES LIMITED Choi, Ka Fai 蔡家輝 +Rep 2023-03-23
380   Kee, O Lung 祁傲龍 -Rep 2023-03-29 2024-07-31
381 FULBRIGHT SECURITIES LIMITED   -Rep 2023-03-29 2024-07-31
382   Lam, Tsz Fung (SFC:BIG514) 林子峯 -Rep 2023-03-31 2023-08-05
383   Lung, Lai Sum 龍麗森 -Rep 2023-03-30 2023-04-12
384   Ng, Cheuk Kei 吳卓琪 +Rep 2023-03-31
385 Funderstone Asset Management (HK) Limited Zhang, Lingling (SFC:BMT281) 張玲玲 +Rep 2023-03-20
386 Futu Securities International (HONG KONG) Limited Lau, Wai Ching (SFC:AZB696) 劉慧菁 +Rep 2023-03-20
387 Future Securities Limited (HK) Wong, Chor Tung 王楚彤 -RO 2021-12-23 2023-03-27
388 FWD Financial Planning Limited (HK) Lam, Yuen Yau 林遠優 -Rep 2021-12-17 2023-03-31
389   Lee, Yin Hung Christine 李燕虹 +Rep 2023-03-22
390 FXG Asset Management Limited Liu, Yu (SFC:BFW672) 劉宇 -Rep 2023-03-22 2023-09-18
391 Gamma Consortium Limited (The) Zhang, Hao (SFC:BRY627) 张浩 -Rep 2023-03-27 2023-04-20
392 GAOYU SECURITIES LIMITED Fung, Kin Chung (SFC:ANT597) 馮健聰 -Rep 2023-02-09 2023-03-30
393     +RO 2023-03-30
394 Gateway Private Markets (HK) Limited Park, Jun Hyung Johnny -Rep 2022-12-22 2023-03-23
395 Ge Shang Investment (Hong Kong) Limited He, Furong 何芙蓉 -Rep 2018-08-13 2023-03-31
396 Gen2 Partners Limited Mui, Tsun In 梅俊彥 +Rep 2023-03-27
397 Gentleman Capital Limited Luo, Yi (SFC:AYQ822) 羅怡 +Rep 2023-03-20
398 GET NICE FUTURES COMPANY LIMITED Chan, Lap Chun 陳立俊 -Rep 2021-03-03 2023-03-27
399 GET NICE SECURITIES LIMITED   -Rep 2021-01-04 2023-03-27
400 GF Asset Management (Hong Kong) Limited Li, Guanda 李冠達 -RO 2022-08-15 2023-03-31
401 GF International Investment Management Limited Cai, Min (SFC:BJD809) 蔡閩 -Rep 2022-10-21 2023-03-27
402 GF Securities (Hong Kong) Brokerage Limited Ji, Shishi 季史史 -Rep 2023-01-20 2023-03-31
403   Lo, Chun 羅隽 +Rep 2023-03-29
404   Ma, Weijie 馬維婕 -Rep 2022-10-21 2023-03-24
405   Wei, Bo (SFC:BNJ747) 魏波 -Rep 2018-08-20 2023-03-31
406 Ginkgo Capital Co., Limited Liu, Yuen Han 廖婉嫻 -RO 2022-01-04 2023-03-22
407 Glory Sun Securities Limited Tse, Kwok On 謝國安 -RO 2023-02-17 2023-03-20
408 GLP HK Investment Management Limited Lin, Kaibei 林楷蓓 -Rep 2023-03-31 2024-08-16
409   Wong, Stella Tin Lok 黃天樂 -RO 2020-03-12 2023-03-31
410 Golden Asset Management Co., Limited Lu, Ye (SFC:BLN748) 呂叶 -Rep 2023-03-20 2023-10-17
411 Golden Hen Investment Management Limited Wei, Alexandre Chi An 魏啟安 -Rep 2023-02-01 2023-03-28
412     +RO 2023-03-28
413 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Huang, Wenwei (SFC:BQH918) 黃文蔚 -RO 2022-10-17 2023-03-24
414     -Rep 2023-03-24 2024-03-25
415 GOLDMAN SACHS (ASIA) L.L.C. Chen, Zhiyin 陳芷茵 +Rep 2023-03-28
416   Chui, Nok Hang 徐諾恒 +Rep 2023-03-20
417   He, Shuhao 何书豪 -Rep 2023-03-23 2023-07-15
418   Jo, Atoka -Rep 2023-03-24 2023-04-06
419   Lau, Yu Hang (SFC:BTO940) 劉裕恒 +Rep 2023-03-20
420   Lin, Chi Hing 連智興 -Rep 2022-07-15 2023-03-25
421   Lu, Wenyang 呂文洋 -Rep 2014-11-06 2023-04-01
422   Ma, Yixian 馬一先 -Rep 2023-03-31 2024-08-30
423   Seymour, Mark David (SFC:BTO504) -Rep 2023-03-17 2023-03-31
424   Tsang, Chak Lam 曾澤霖 -Rep 2022-08-15 2023-03-25
425   Wang, Tianli 王天立 +Rep 2023-03-31
426   Wu, Fangtuo 吳方拓 +Rep 2023-03-24
427 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Chui, Nok Hang 徐諾恒 +Rep 2023-03-20
428   Jo, Atoka -Rep 2023-03-24 2023-04-06
429   Lau, Yu Hang (SFC:BTO940) 劉裕恒 +Rep 2023-03-20
430   Lu, Wenyang 呂文洋 -Rep 2016-10-11 2023-04-01
431   Seymour, Mark David (SFC:BTO504) -Rep 2023-03-17 2023-03-31
432   Wang, Tianli 王天立 +Rep 2023-03-31
433   Wu, Fangtuo 吳方拓 +Rep 2023-03-24
434 Goldman Sachs Asset Management (Hong Kong) Limited Rhodes, Michael David (SFC:BTP509) +Rep 2023-03-31
435 GPB Financial Services Hong Kong Limited Chuprynenko, Irina Vladimirovna +RO 2023-03-28
436 GRAND PARTNERS SECURITIES LIMITED Choy, Shun Chiu 蔡洵超 -Rep 2022-12-07 2023-03-21
437 Granville Financial Services Company Limited Cheung, Bosco Hon Fai 張漢輝 -RO 2017-11-21 2023-03-31
438   Ng, Kwok Fung (SFC:ABY897) 吳國風 -RO 2021-10-19 2023-03-31
439 Green Harmony Capital Limited Xie, Yuping 谢宇萍 -Rep 2023-03-08 2023-03-21
440     +RO 2023-03-21
441 Green Renaissance Capital Limited Ma, Lei (SFC:AGM532) 馬磊 -RO 2022-05-27 2023-03-20
442 Greenland (Asia) Securities Co., Limited Chan, Stephen Wing Bun 陳榮斌 +RO 2023-03-30
443 Greentech Technology Asset Management Company Limited Cao, Min (SFC:BCZ312) 曹敏 -Rep 2023-03-24 2023-03-27
444     +RO 2023-03-27
445 Grit Securities Limited Ke, Ting 柯艇 -RO 2022-05-30 2023-03-22
446   Liu, Dan (SFC:BOZ921) 劉丹 -Rep 2019-12-09 2023-03-22
447   Wang, Ziteng (SFC:BRQ426) 王子騰 -Rep 2022-01-06 2023-03-22
448 Guohua International Asset Management Limited Zhou, Ying (SFC:BTM902) 周瑩 -Rep 2023-03-29 2023-07-04
449 Guosen Securities (HK) Brokerage Company, Limited Chan, Hung Nam 陳鴻楠 -Rep 2023-03-29 2023-07-31
450 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Cai, Mingzhu 蔡明珠 +Rep 2023-03-23
451   Chen, Juming 陳炬明 -Rep 2019-01-11 2023-03-31
452   Tang, Wenjie 唐文婕 -Rep 2023-03-28 2023-10-19
453   Wong, Tsun Lung 王浚龍 +Rep 2023-03-27
454   Yu, Wai Chiu 茹偉釗 -Rep 2023-03-24 2023-10-05
455   Zhang, Wanting 張婉婷 +Rep 2023-03-31
456 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Xu, Chen (SFC:BTK332) 徐晨 +Rep 2023-03-21
457 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Dai, Zheyu 戴哲瑜 -Rep 2023-01-20 2023-03-31
458   Teng, Song 滕松 -Rep 2022-05-17 2023-03-31
459 HAITONG INTERNATIONAL CAPITAL LIMITED Tam, Chris Sze On 譚世安 -Rep 2021-03-02 2023-03-31
460 HAITONG INTERNATIONAL FUTURES LIMITED Yip, Yan Yung 葉殷榕 -Rep 2023-03-23 2023-12-08
461 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Dai, Zheyu 戴哲瑜 -Rep 2023-01-20 2023-03-31
462   Teng, Song 滕松 -Rep 2022-05-17 2023-03-31
463 HAITONG INTERNATIONAL RESEARCH LIMITED Zhang, Jingya (SFC:BRH435) 张婧雅 -Rep 2021-08-24 2023-03-20
464 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cheng, Chin Li 鄭千里 -Rep 2020-11-13 2023-03-24
465   Gao, Chunmei (SFC:BTO264) 高淳美 -Rep 2023-03-28 2023-12-08
466   Lu, Zhihao (SFC:BTO697) 卢志浩 +Rep 2023-03-21
467   Tam, Chris Sze On 譚世安 -Rep 2021-03-02 2023-03-31
468 Hamilton Lane (Hong Kong) Limited Sun, Danwen 孫丹雯 -Rep 2015-10-08 2023-04-01
469 HANG SENG INVESTMENT MANAGEMENT LIMITED Chan, Chun Kit (SFC:AVT034) 陳俊傑 +Rep 2023-03-22
470 HANG TAI SECURITIES LIMITED Chee, Wendy Weng Yan 朱穎茵 -RO 2013-07-30 2023-03-27
471   Lee, Loretta Si Kar 李斯嘉 -RO 2020-12-17 2023-03-27
472   Shih, Mei Ling 施美伶 -Rep 2023-02-15 2023-03-23
473     +RO 2023-03-23
474 HANTEC SECURITIES CO., LIMITED Lo, Shuk Fan 羅淑芬 +Rep 2023-03-20
475 Hanyuanyongchang International Limited So, Ignatius Hon Wai 蘇漢煒 -RO 2021-06-16 2023-03-28
476 HARBOURVEST PARTNERS (ASIA) LIMITED Choi, Michael Chi Fung 蔡梓豐 -Rep 2020-06-02 2023-03-31
477 HARMONY WEALTH MANAGEMENT LIMITED (HK) Lau Auyang, Sandra 劉歐陽苑姍 +Rep 2023-03-21
478 HARRIS FRASER (INTERNATIONAL) LIMITED Shung, Yim Sheung 宋艷嫦 -Rep 2011-11-02 2023-03-31
479 HARVEST GLOBAL INVESTMENTS LIMITED Guo, Han (SFC:BTO539) +Rep 2023-03-31
480   Lai, Hoi Ching (SFC:BTL538) -Rep 2023-03-21 2023-10-11
481 Heitman HK Limited Fu, Bradley 符基業 -RO 2019-04-03 2023-03-31
482   Lee, Junho (SFC:BFR422) -Rep 2015-06-23 2023-03-31
483   White, John Risely -RO 2014-09-11 2023-03-31
484   Zhang, Zhuo (SFC:BQV857) 张卓 -Rep 2021-04-01 2023-03-31
485 Heitman International Real Estate Securities HK Limited Ehlinger, Jerome William -RO 2016-04-28 2023-03-31
486   Wang, Xuan (SFC:BEW977) 王軒 -Rep 2021-09-02 2023-03-31
487   White, John Risely -RO 2012-11-20 2023-03-31
488 HGNH International Futures Co., Limited Chan, Ka Ho (SFC:BQV193) 陳家豪 -Rep 2021-12-21 2023-03-20
489 HGNH International Securities Co., Limited   -Rep 2021-12-21 2023-03-20
490 HK CAI FU JU ASSET MANAGEMENT LIMITED Mok, Chi Fung (SFC:BQX150) 莫志鋒 -Rep 2021-04-16 2023-03-31
491 HONG KONG ASSET MANAGEMENT LIMITED Chen, Chia-hui (SFC:ASU227) 陳佳慧 -Rep 2023-03-24 2023-11-01
492 Hong Kong Stock Link Securities Limited Iun, Lok Hei 阮洛希 -Rep 2023-03-28 2023-05-31
493 Hong Kong Zhongzheng Fund Management Limited Tam, Ho Yeung (SFC:ASZ119) 譚浩洋 -RO 2020-04-14 2023-03-31
494 Honghu Capital Management Limited Lee, Johanne Joanshien 李中興 -Rep 2023-02-13 2023-03-23
495     +RO 2023-03-23
496 HOORAY CAPITAL LIMITED Ng, Simon (1973) 伍世榮 -RO 2010-07-20 2023-03-31
497 HOORAY SECURITIES LIMITED   -RO 2011-03-25 2023-03-31
498 HSBC BROKING FUTURES (HONG KONG) LIMITED Chan, Justin Siu Chung 陳紹宗 -RO 2017-11-17 2023-03-31
499 HSBC Corporate Finance (Hong Kong) Limited Zhang, Hexing 張河星 -Rep 2014-09-15 2023-03-31
500 HSBC Global Asset Management (Hong Kong) Limited Conroy, Edward (SFC:BTO739) -Rep 2023-03-23 2023-03-31
501   Corona, Giuseppe -Rep 2023-03-15 2023-03-20
502   Davey, Alexander Rupert Gabriel -Rep 2023-03-27 2023-04-14
503   Fox, Glenn Michael (SFC:BIZ968) -Rep 2023-03-20 2023-03-24
504   Li, Charles Sai Yiu 李世耀 -Rep 2022-09-23 2023-03-20
505     +RO 2023-03-20
506   McClurg, Scott (SFC:BTO338) -Rep 2023-03-21 2023-03-24
507   Wong, Ka Shun (SFC:BTM770) 王嘉諄 +Rep 2023-03-29
508 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Conroy, Edward (SFC:BTO739) -Rep 2023-03-23 2023-03-31
509   Corona, Giuseppe -Rep 2023-03-15 2023-03-20
510   Davey, Alexander Rupert Gabriel -Rep 2023-03-27 2023-04-14
511   Fox, Glenn Michael (SFC:BIZ968) -Rep 2023-03-20 2023-03-24
512   Li, Charles Sai Yiu 李世耀 -Rep 2022-09-23 2023-03-20
513     +RO 2023-03-20
514   McClurg, Scott (SFC:BTO338) -Rep 2023-03-21 2023-03-24
515   Wong, Ka Shun (SFC:BTM770) 王嘉諄 +Rep 2023-03-29
516 HSBC SECURITIES BROKERS (ASIA) LIMITED Benfield, Alexander Li -Rep 2022-10-03 2023-03-28
517   Chan, Justin Siu Chung 陳紹宗 -RO 2017-11-17 2023-03-31
518   Cheung, Adrian Kwok Kuen 張國權 +Rep 2023-03-24
519   Goepel, John Joseph +Rep 2023-03-24
520   Kang, Shuying 康姝颖 -Rep 2022-09-07 2023-03-28
521   Ku, Peter Chun Chung 古駿祥 +Rep 2023-03-24
522 HTF Securities Limited Chiu, Sheung Yuk 趙嫦玉 -RO 2019-08-14 2023-04-01
523 Huaan Securities (Hong Kong) Futures Limited Long, Yu (SFC:BTJ391) 隆豫 +Rep 2023-03-24
524 Huajin Corporate Finance (International) Limited Chan, Kit Ying (SFC:ARE706) 陳潔瑩 -RO 2022-09-21 2023-03-29
525     -Rep 2023-03-29 2023-03-31
526 HUAJIN SECURITIES (INTERNATIONAL) LIMITED   -RO 2022-09-21 2023-03-29
527     -Rep 2023-03-29 2023-03-31
528 Huarong International Capital Limited (HK) Lu, Xinzheng 魯昕政 +RO 2023-03-27
529   Zhou, Xingxin 周興新 -RO 2017-05-09 2023-03-20
530 Huarong International Securities Limited   -RO 2019-03-15 2023-03-20
531 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Lu, Cheng (SFC:BKE555) 呂程 -Rep 2017-07-31 2023-03-31
532   Woo, Marcus Kin Ming 胡健明 -Rep 2022-11-21 2023-03-24
533     +RO 2023-03-24
534   Xia, Lulu 夏路路 +Rep 2023-03-28
535   Zhang, Dan (SFC:BEJ876) 張丹 -RO 2018-12-04 2023-03-29
536 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 -RO 2021-09-09 2023-03-24
537 Huntersay Asset Management Limited O, Zac 歐洲 -RO 2019-01-29 2023-03-28
538     +Rep 2023-03-28
539 ICBC INTERNATIONAL CAPITAL LIMITED Feng, Chenmeizi 馮陳美子 +Rep 2023-03-31
540   Wang, Ao (SFC:BGT419) 王奧 +Rep 2023-03-23
541 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Zhong, Liang (SFC:BRH644) 鍾良 -Rep 2021-06-10 2023-03-22
542     +RO 2023-03-22
543 ICBC INTERNATIONAL SECURITIES LIMITED Feng, Chenmeizi 馮陳美子 +Rep 2023-03-31
544   Wang, Ao (SFC:BGT419) 王奧 +Rep 2023-03-23
545 iFAST Global Markets (HK) Limited Lee, Wing Kin (SFC:BNP634) 李永健 -Rep 2018-10-25 2023-03-30
546 IFM Investors (HK) Limited Teh, Wei-Sun -Rep 2023-03-15 2023-03-27
547     +RO 2023-03-27
548 Infinitus Partners Asset Management Limited Siu, Wing Shan (SFC:BOO723) 蕭詠珊 -Rep 2020-01-03 2023-03-28
549     +RO 2023-03-28
550 INNOVAX SECURITIES LIMITED Jiang, Zeng 江曾 +Rep 2023-03-31
551 Innovest Securities Investment Limited Ng, Cardon Hsi Tsun 吳書雋 -RO 2022-09-16 2023-03-31
552 Interactive Brokers Hong Kong Limited Lam, Chun Wai (SFC:BTO956) 林進威 +Rep 2023-03-29
553 INTERARCH ASSET MANAGEMENT LIMITED Cheung, Ting Ting (SFC:APR549) 張婷婷 -RO 2019-10-21 2023-03-31
554   Lau, Ping Yau 劉炳有 -RO 2019-10-21 2023-03-31
555 INVESCO HONG KONG LIMITED Chan, Siu Ki Calvin 陳兆祺 +Rep 2023-03-24
556   Lung, Mandy Man Yin 龍敏賢 -Rep 2012-10-17 2023-03-21
557   Triggiani, Paul Leonard -Rep 2023-03-20 2023-03-22
558   Yuen, Ka Cheong 袁家昌 +Rep 2023-03-21
559 IXIOS ASSET MANAGEMENT LIMITED Zhang Rouault, Nan 章楠 -RO 2022-07-27 2023-03-31
560 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Kim, Sung Hun (SFC:BTC004) -Rep 2022-10-19 2023-04-02
561 JA SECURITIES LIMITED Sun, Xin (SFC:BOS462) 孫昕 -RO 2022-08-01 2023-03-31
562 Jane Street Asia Pacific Limited Chan, King San 陳憬燊 +Rep 2023-03-24
563   Finn, Christopher Michael (SFC:BSY897) +Rep 2023-03-24
564   Govindaiah, Likith +Rep 2023-03-24
565   Kooperberg, Anna Lin +Rep 2023-03-31
566   Metcalf, Leif Naoki Sakamoto -Rep 2023-03-31 2023-11-21
567   Zhao, Michael Ziyu +Rep 2023-03-31
568 JANE STREET HONG KONG LIMITED Chan, King San 陳憬燊 +Rep 2023-03-24
569   Kooperberg, Anna Lin +Rep 2023-03-31
570   Metcalf, Leif Naoki Sakamoto -Rep 2023-03-31 2023-11-21
571   Zhao, Michael Ziyu +Rep 2023-03-31
572 Jefferies Hong Kong Limited Chiu, Shui Kei 趙萃琦 -Rep 2017-08-24 2023-03-30
573   Darby, Sean -RO 2011-12-08 2023-03-23
574     -Rep 2023-03-23 2023-07-03
575   Liu, Hengli (SFC:BRA828) 刘亨利 -Rep 2021-04-19 2023-03-31
576   Pei, Jingjue 裴晶珏 +Rep 2023-03-20
577   Powell, Simon Philip -Rep 2019-09-09 2023-03-31
578 JPMorgan Funds (Asia) Limited Wang, Wei Chun (SFC:BSK261) 王維駿 -Rep 2022-05-12 2023-03-31
579 JT CAPITAL ASSET MANAGEMENT LIMITED Chan, Vincent Sai Yee 陳世義 -Rep 2023-03-22 2023-05-15
580 Jupiter Asset Management (Asia Pacific) Limited Cheng, Karen Hiu Mei 鄭曉薇 -Rep 2019-08-12 2023-03-30
581     -RO 2023-03-30 2023-12-31
582 Jupiter Asset Management (Hong Kong) Limited Murray, Jonathan James (SFC:BTM873) -Rep 2023-03-14 2023-03-19
583 Kai Yin Securities Limited Tsang, Yiu Yeung 曾耀洋 -RO 2022-01-19 2023-03-31
584 KAISER FUTURES LIMITED Chan, Winkins Wai Kit 陳偉傑 -Rep 2023-03-22 2024-09-13
585 KAISER SECURITIES LIMITED   -Rep 2023-03-22 2024-09-13
586 KARL-THOMSON SECURITIES COMPANY LIMITED Grishin, Ivan -Rep 2023-03-21 2024-01-03
587 KARST PEAK CAPITAL LIMITED de Silva, Waradana Malitha Hashan -RO 2022-04-12 2023-03-25
588   Leitzes, Kim My Phuong -RO 2023-03-23 2024-07-17
589 KEYSTONE CAPITAL LIMITED (HK) Lew, Cheuk Ning 劉卓寧 -Rep 2021-03-03 2023-03-21
590     +RO 2023-03-21
591 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Li, Yiu Fai 李耀輝 -RO 2022-11-16 2023-03-31
592   Yu, Jingna 于京娜 +Rep 2023-03-20
593 KGI ASIA LIMITED Cheng, Nga Man (SFC:BOS613) 鄭雅文 -Rep 2022-11-29 2023-03-30
594   Choi, Siu Yin 蔡小燕 +Rep 2023-03-30
595   Leung, Shiu Hong 梁紹康 -Rep 2017-10-03 2023-04-02
596   Ng, Ka Yan (SFC:BQP735) 吳嘉欣 -Rep 2021-01-07 2023-03-24
597   Tsang, Yu Shing 曾裕城 +Rep 2023-03-31
598 KGI Asset Management Limited Leung, Shiu Hong 梁紹康 -Rep 2018-04-20 2023-04-02
599 KGI FUTURES (HONG KONG) LIMITED   -Rep 2014-07-24 2023-04-02
600   Mah, Serene 馬詩琳 -Rep 2014-11-03 2023-03-19
601 KINGKEY ASSET MANAGEMENT LIMITED Chan, Lai Man (SFC:BRS194) 陳麗雯 -Rep 2023-03-22 2024-06-30
602   Chan, Yim Hung 陳艷虹 -Rep 2023-03-28 2024-02-21
603   Cheng, Wan Yi 鄭蘊怡 -Rep 2023-03-22 2024-06-30
604   Chong, Ka Chik 莊嘉植 -Rep 2023-03-28 2024-07-10
605   Lui, Mei Chi 呂美芝 -Rep 2023-03-22 2024-06-30
606 KINGKEY SECURITIES GROUP LIMITED Chan, Lai Man (SFC:BRS194) 陳麗雯 -Rep 2021-10-07 2023-03-21
607   Chan, Leanna Ying Yu 陳盈如 -Rep 2021-10-19 2023-03-27
608   Chan, Yim Hung 陳艷虹 -Rep 2018-06-29 2023-03-27
609   Cheng, Wan Yi 鄭蘊怡 -Rep 2021-12-21 2023-03-21
610   Chong, Ka Chik 莊嘉植 -Rep 2020-09-16 2023-03-27
611   Hau, Chun Kei 侯鎮基 -Rep 2021-02-01 2023-03-27
612   Law, Darrell King Yung 羅敬融 -Rep 2022-02-14 2023-03-27
613   Lui, Mei Chi 呂美芝 -Rep 2018-04-25 2023-03-21
614   Song, Zhiwen 宋智文 -Rep 2019-07-08 2023-03-28
615 KINGSWAY CAPITAL LIMITED Chan, Hoi Lam (SFC:BRU853) 陳鎧霖 -Rep 2021-10-20 2023-03-23
616   Wong, Chak Sang 王澤生 -RO 2020-06-17 2023-03-23
617 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Chan, Hoi Lam (SFC:BRU853) 陳鎧霖 -Rep 2021-10-20 2023-03-23
618   Wong, Chak Sang 王澤生 -Rep 2020-04-09 2023-03-23
619 KOREA INVESTMENT & SECURITIES ASIA LIMITED Cheung, Yee Ching (SFC:AYP118) 張以正 -Rep 2023-03-30 2024-03-06
620   Kim, Myoungjoo -Rep 2023-03-23 2023-03-24
621 KWONG FAT HONG (SECURITIES) LIMITED Chan, Chiu Yin (SFC:ACY057) 陳肖賢 -Rep 2023-04-01
622 Landmark Partners (Asia) Limited Alfeld, Chad Steven -RO 2020-12-30 2023-04-01
623   Lau, Danielle Eda 劉懿德 -Rep 2022-10-10 2023-04-01
624   Parker, Paul Edward (SFC:BQC337) -RO 2020-12-30 2023-04-01
625   Wu, Rebecca Yuan 吳圓圓 -RO 2020-12-30 2023-04-01
626 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Bunel, Eleonore Alice -Rep 2023-03-24 2023-03-28
627   Shiran, Oren -Rep 2023-03-17 2023-03-22
628   Tang, Stefan Thanh-Dung -Rep 2023-03-17 2023-03-22
629 LEE'S SECURITIES COMPANY LIMITED Chan, Alice Lai Mui 陳麗梅 -Rep 2013-12-19 2023-03-20
630 LEGENDS ASSET MANAGEMENT LIMITED Cheng, Cheong Kit 鄭昌傑 -Rep 2017-08-24 2023-03-31
631 Lego Asset Management Limited Kao, Lap Shing (SFC:BDU474) 高立誠 +Rep 2023-03-20
632 Lego Corporate Finance Limited Hung, Chiu Fai 洪朝暉 -Rep 2016-02-23 2023-03-29
633     +RO 2023-03-29
634 Lego Securities Limited Kao, Lap Shing (SFC:BDU474) 高立誠 +Rep 2023-03-20
635 LEI SHING HONG SECURITIES LIMITED Shum, Kwok Hung 岑國雄 -Rep 2014-12-22 2023-04-01
636 Leonteq Securities (Hong Kong) Limited Dorigo, Sandro Fabio -RO 2016-10-07 2023-03-31
637 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Knox, John Douglas Stebbing -RO 2003-06-06 2023-03-31
638   Li, Sze Wan 李詩蘊 +Rep 2023-03-23
639   Silsby, Myles Montgomery +Rep 2023-03-20
640 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Li, Ying Kin (SFC:AJN366) 李英健 -Rep 2022-09-07 2023-03-30
641 LIM ADVISORS LIMITED Tam, Sze Yan Tina 譚思欣 -Rep 2021-09-20 2023-03-31
642 Link Asset Management Limited (HK) Wong, Tai Lun Kenneth 黃泰倫 -Rep 2023-01-03 2023-03-24
643 Lion Asset Management Limited (HK) Qu, Lijie 瞿立杰 -Rep 2023-03-30 2024-01-31
644 Lion Futures Limited Chan, Sui Yin (SFC:BSQ763) 陳瑞賢 -Rep 2022-06-10 2023-04-02
645 Lion International Securities Group Limited   -Rep 2022-06-10 2023-04-02
646 LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED Tso, Sing Yip 曹鑫業 -RO 2022-12-09 2023-03-19
647 Lucion International Asset Management Limited Gao, Shuqi 高樹啟 -RO 2022-11-25 2023-03-25
648   Li, Zhe (SFC:AXS556) 李喆 -Rep 2023-02-16 2023-03-27
649     +RO 2023-03-27
650   Tam, William Chi Kwong 譚志光 -Rep 2023-03-20 2023-07-31
651 LUK FOOK SECURITIES (HK) LIMITED Lau, Chi Keung (SFC:AGN131) 劉志強 +Rep 2023-03-30
652 M Capital Investment Limited Lau, Hiu Fung (SFC:ALQ265) 劉曉峰 -RO 2023-02-13 2023-04-01
653 M&F Asset Management Limited Ho, Kin Bor 何建波 -Rep 2023-03-20 2023-08-11
654 MACQUARIE CAPITAL LIMITED Lam, Royan 林泓昕 -Rep 2008-08-12 2023-03-28
655 Macquarie Markets Trading Limited   -Rep 2021-02-22 2023-03-28
656 Manulife Investment Management (Hong Kong) Limited Cheng, Ying (SFC:BTO744) 鄭瑩 +Rep 2023-03-22
657   Cheung, Wing Kuen (SFC:BCO021) 張永權 -Rep 2022-04-14 2023-04-01
658 Mass Ave Global (HK) Limited Cheung, James (SFC:BRW433) 張子恩 -RO 2022-03-21 2023-03-31
659 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED Choi, Heung Shing Frederick 蔡向成 -Rep 2015-03-04 2023-04-02
660 Maxcess Capital Limited Chow, Gigi Tak Chi 周德芝 +Rep 2023-03-20
661 MC Financial Services Limited (HK) Cheung, Chung Ho Damon 張宗灝 -Rep 2022-09-07 2023-03-20
662 MCM Asia Limited Rose, Daniel John (SFC:AYA429) -Rep 2023-03-30 2023-11-21
663 MCM INVESTMENT PARTNERS LIMITED Kiang, Agnes Sik Fei 姜錫翡 -Rep 2022-07-22 2023-03-21
664     -RO 2023-03-21 2023-12-20
665   Rose, Daniel John (SFC:AYA429) -Rep 2023-03-30 2023-11-21
666 Meraki Global Advisors (HK) Limited Kelt, Simon Edward Albert -Rep 2023-03-30 2024-05-31
667 Merger China Group Capital (Hong Kong) Co., Limited Cheng, Kaichung (SFC:BOF503) 鄭凱中 -Rep 2020-11-04 2023-03-27
668   Lei, Yang (SFC:BGH895) 雷阳 -RO 2020-07-29 2023-03-31
669   Qi, Kezhan 戚克栴 +RO 2023-03-29
670   Sun, Zhan 孫湛 +RO 2023-03-29
671 Merrill Lynch (Asia Pacific) Limited Chan, Angello Kam Chi 陳錦池 -RO 2016-11-18 2023-03-31
672   Hotta, Kenjin Tom -Rep 2023-03-17 2023-03-23
673   Kapur, Ajay Singh -Rep 2013-06-24 2023-03-30
674   Lee, Joon Ho (SFC:ATX670) -Rep 2023-03-17 2023-03-24
675   Nair, Girish Ravindran -Rep 2023-03-17 2023-03-23
676   Preuber, Ralf Alexander -Rep 2023-03-17 2023-03-20
677   Tupper, Nigel Robert -Rep 2023-03-17 2023-03-23
678   Wallace, Ashley Dorothy (SFC:BFJ978) -Rep 2023-03-27 2023-03-29
679   Zhou, Xiaoming (SFC:ARJ056) 周曉明 -RO 2017-10-11 2023-03-31
680 Merrill Lynch Far East Limited Chau, Wai Yan 周慧欣 -Rep 2017-11-14 2023-03-31
681   Chow, Wing Yiu (SFC:BDR786) 周永曜 -Rep 2014-07-28 2023-03-31
682   Thiriet, Olivier Louis Lucien -RO 2013-08-15 2023-03-24
683   Zhou, Xiaoming (SFC:ARJ056) 周曉明 -RO 2017-10-11 2023-03-31
684 MESSIS CAPITAL LIMITED Leung, Michael Chai On 梁濟安 +RO 2023-03-31
685 Meta Futures Limited Leung, Tik Wai 梁狄偉 -Rep 2022-12-30 2023-03-31
686     -RO 2023-03-31 2024-05-07
687 METLIFE INVESTMENTS ASIA LIMITED Pu, Jingsu 浦京蘇 -RO 2021-06-04 2023-03-24
688 MFEX Hong Kong Limited Ahlers, Steffen (SFC:BPE977) -RO 2020-06-05 2023-03-29
689 MIB FUTURES (HONG KONG) LIMITED Mak, Frankie Chun Fai 麥振輝 -Rep 2018-09-17 2023-03-27
690 MIB SECURITIES (HONG KONG) LIMITED   -Rep 2018-09-17 2023-03-27
691   Wong, Chun Fai (SFC:BSI145) -Rep 2022-04-11 2023-03-31
692 Micro Connect (H.K.) Investment Management Limited Hung, Wai Mei 洪惠美 -Rep 2022-09-05 2023-03-31
693 MIDAS CAPITAL PARTNERS HONG KONG LIMITED Yin, Sze Long 尹思朗 -Rep 2022-05-26 2023-03-31
694 MIDLAND WEALTH MANAGEMENT LIMITED Ko, Wai Hang 高偉恒 -Rep 2022-07-26 2023-03-23
695 Mingshi Investment Management Limited Yuan, Yu (SFC:BRG723) 袁宇 +RO 2023-03-29
696 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lee, Wing Kit (SFC:BKD948) 李穎傑 -Rep 2021-08-06 2023-03-30
697 Mirae Asset Securities (HK) Limited Choi, Bo Sung 崔普盛 -RO 2018-05-07 2023-03-31
698 MIZUHO SECURITIES ASIA LIMITED Osade, Yohei -Rep 2013-07-05 2023-03-31
699   Tomii, Takayuki +Rep 2023-03-28
700   Wong, Chun Ho (SFC:BTO714) 黃駿濠 +Rep 2023-03-20
701 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED Tang, Siu Ning 鄧少寧 -RO 2022-05-13 2023-03-23
702 MONEY CONCEPTS ASSET MANAGEMENT LIMITED   -RO 2022-05-13 2023-03-23
703 Mont Avenir Capital Limited Yiu, Benjamin Chung Him 姚仲謙 -RO 2021-11-08 2023-03-31
704 Moody's Investors Service Hong Kong Limited Huang, Zixuan (SFC:BSE523) -Rep 2022-02-22 2023-03-22
705 Moonfare Asia Limited Chan, Kenneth Kin Wing 陳建榮 -Rep 2020-03-05 2023-03-30
706     -RO 2023-03-30 2023-06-30
707 Morgan Stanley Asia Limited Cai, Gelin 蔡格琳 -Rep 2018-11-12 2023-03-21
708   Cheung, Jeremy Sum Ping 張心平 -Rep 2022-07-18 2023-03-30
709   Church, Timothy Patrick -Rep 2023-03-24 2023-03-31
710   Deng, Quan 邓权 -Rep 2023-03-22 2023-05-24
711   Gao, Lin (SFC:BTP029) 高琳 +Rep 2023-03-22
712   Gilliam, Samuel Lewis -Rep 2023-03-30 2023-03-31
713   Goa, Ang-Shu 苟昂書 -Rep 2021-12-10 2023-03-24
714   Haverfield, Lachlan de Jong -Rep 2023-03-10 2023-03-24
715   Hino, Keisuke -Rep 2023-03-27 2023-03-31
716   Hui, Yi Kai 許爾佳 -Rep 2022-06-08 2023-03-27
717   Kim, Sang Yeon (SFC:BTP003) +Rep 2023-03-28
718   Kishibuchi, Yuwa 岸渕悠和 -Rep 2023-03-27 2023-03-31
719   Kong, Xuan 孔萱 -RO 2014-02-25 2023-03-31
720   Leroy, Pierre Jean-Marie Michel +Rep 2023-03-27
721   Neoh, Shu Jiun -Rep 2023-03-17 2023-03-22
722   Rafin, Marc Charles Etienne -Rep 2013-07-17 2023-03-24
723   Read, Christopher James (SFC:BOS255) -Rep 2023-03-20 2023-03-27
724   Robertson, Mark Elliot -Rep 2023-03-20 2023-03-27
725   Sawada, Shogo -Rep 2023-03-20 2023-03-27
726   Shieh, Ming-Yung 謝明永 -Rep 2023-03-10 2023-03-20
727   Zheng, Sicong 郑思聪 +Rep 2023-03-22
728 Morgan Stanley Hong Kong Securities Limited Cheung, Jeremy Sum Ping 張心平 -Rep 2022-07-18 2023-03-30
729   Goa, Ang-Shu 苟昂書 -Rep 2021-12-10 2023-03-24
730   Haverfield, Lachlan de Jong -Rep 2023-03-10 2023-03-24
731   Hino, Keisuke -Rep 2023-03-27 2023-03-31
732   Kishibuchi, Yuwa 岸渕悠和 -Rep 2023-03-27 2023-03-31
733   Leroy, Pierre Jean-Marie Michel +Rep 2023-03-27
734   Rafin, Marc Charles Etienne -Rep 2013-07-17 2023-03-24
735   Sawada, Shogo -Rep 2023-03-20 2023-03-27
736 MORGANS (HONG KONG) LIMITED Lane, Graeme John +RO 2023-03-21
737   Michael, Benjamin Ross Wallington +RO 2023-03-21
738 MTF SECURITIES LIMITED Ogyu, Kenju (SFC:ADQ016) 荻生謙樹 -RO 2021-10-26 2023-03-31
739 MUFG Securities Asia Limited Wang, Zhuoer (SFC:BTO644) 王卓尔 +Rep 2023-03-28
740   Yamamoto, Naoki -Rep 2023-03-10 2023-03-20
741 NATIXIS ASIA LIMITED Plagnard, Samuel Guy Francois -Rep 2012-07-20 2023-03-31
742   Ting, Marlyn Chua 王嘉琳 -Rep 2021-10-19 2023-03-31
743 Nerico Brothers Limited (HK) Mok, Wing Hon (SFC:AGD652) 莫榮漢 -RO 2008-05-27 2023-03-29
744 New China Asset Management (Hong Kong) Limited Wang, Yi (SFC:BKX008) 王乙 -Rep 2017-11-10 2023-03-31
745 New Harvest Wealth Securities Company Limited Huang, Luyao (SFC:BPB199) 黄璐瑶 +Rep 2023-03-20
746   Shen, Taihua 沈泰華 +Rep 2023-03-21
747 NEW REGION SECURITIES COMPANY LIMITED Chu, Kwok On 朱國安 -Rep 2023-03-20 2023-04-24
748 New Vision Asset Management Limited Wang, Kenneth Chuan 王川 -RO 2020-09-02 2023-03-31
749 Ninety One Hong Kong Limited Baker, Graeme Robert (SFC:BQW440) -Rep 2023-03-17 2023-03-24
750   Cappetta, John William -Rep 2023-03-17 2023-03-24
751   Cunningham, Iain Stewart -Rep 2023-03-17 2023-03-24
752   Leung, Wai Ting Amy 梁煒婷 -Rep 2019-07-26 2023-04-01
753 Nomura Asset Management Hong Kong Limited Shao, Shuai (SFC:BDY279) 邵帥 +Rep 2023-03-23
754 NOMURA INTERNATIONAL (HONG KONG) LIMITED Jain, Ajay -Rep 2017-06-05 2023-03-20
755     +RO 2023-03-20
756   Kang, Jun Seok +Rep 2023-03-20
757   Khanna, Hemang Naval +Rep 2023-03-20
758   Kikuchi, Kentaro -Rep 2020-06-23 2023-03-31
759   Lam, Florence Wing Yee 林穎怡 +Rep 2023-03-29
760   Mallampati, Pramodini +Rep 2023-03-20
761   McCafferty, James Stephen -Rep 2023-02-09 2023-03-31
762   Noble, Richard Grant (SFC:BIU916) -Rep 2017-01-05 2023-03-31
763   Zini, Enrico -Rep 2023-03-17 2023-03-24
764 Northern Trust Company of Hong Kong Limited (The) Fox, Seamus (SFC:BSX071) -Rep 2022-09-05 2023-03-27
765 Nuveen Hong Kong Limited Baik, Kyungwon -Rep 2021-02-05 2023-03-31
766 Oasis Management (Hong Kong) Miyazaki-Ross, James Masami 宮崎正巳 +Rep 2023-03-31
767 Oberweis Asset Management (Hong Kong) Limited Chen, Yun (SFC:BGW787) 陳韵 -Rep 2019-10-08 2023-03-31
768 OIL ASSETS INTERNATIONAL LIMITED Chan, Chi Yiu 陳志耀 -Rep 2017-10-04 2023-03-31
769 One Heritage Capital Management Limited Lee, Ming Han 李明翰 -Rep 2023-03-27 2024-05-30
770 OnePlatform Asset Management Limited Cheung, Chui Yuk 張翠育 -Rep 2013-12-04 2023-03-20
771   Cheung, Ying Wan 張瀠允 -Rep 2014-06-09 2023-03-28
772   Chung, Carol Kar Ho 鍾家豪 -RO 2018-06-29 2023-03-31
773   Chung, Kelvin Kwok Wai 鍾國威 -RO 2020-07-14 2023-03-31
774   Ip, Hon Man (SFC:BIZ918) 葉漢民 +Rep 2023-03-24
775   Lau, Ho Sing (SFC:BPE466) 劉浩昇 -Rep 2020-01-06 2023-03-31
776   Lau, Yik Leung (SFC:BQE684) 劉奕良 -Rep 2020-09-28 2023-03-30
777   Leung, Shun Ling 梁汛翎 -Rep 2015-02-11 2023-03-19
778   Liu, Lanyu 劉蘭郁 -Rep 2019-01-03 2023-03-28
779   Wang, Yingle 王英樂 -Rep 2019-09-17 2023-03-22
780 oOo Securities (HK) Group Limited Chin, Eugene 錢汛恆 -Rep 2021-06-04 2023-03-31
781   He, Yao (SFC:AYR359) 何堯 -Rep 2018-08-15 2023-03-31
782   Hong, Yu-Lin 洪毓苓 -Rep 2014-09-15 2023-03-31
783   Hsiao, Chih-Yu 蕭之毓 -Rep 2019-06-18 2023-03-31
784   Ju, Ruihua 居瑞華 -Rep 2020-01-13 2023-03-31
785   Li, Guangyu (SFC:BJG872) 李广宇 -Rep 2017-06-08 2023-03-31
786   Li, Xiaoming (SFC:BHV183) 李小明 -Rep 2018-12-18 2023-03-31
787   Lim, Kin Heng 林健恆 +RO 2023-03-24
788   Meng, Xinghai 孟星海 -RO 2018-09-13 2023-03-31
789   Shih, Wen Ting 施文婷 -Rep 2014-03-24 2023-03-31
790   Yeh, Hsin-Hsin 葉欣欣 -Rep 2014-09-15 2023-03-31
791   Zhang, Qun (SFC:BOB833) 張群 -Rep 2021-05-07 2023-03-31
792 OP INVESTMENT MANAGEMENT LIMITED Fu, Jia (SFC:BCX902) 傅佳 +Rep 2023-03-22
793   Pan, Xinglai 潘興來 +Rep 2023-03-22
794   Zhang, Jingting 張婧婷 -Rep 2022-01-03 2023-04-01
795 Optima Capital Limited Lin, Min (SFC:BJB497) 林敏 +Rep 2023-03-23
796 Opus Capital Limited (HK) Guo, Xiuyuan 郭修遠 +Rep 2023-03-31
797 Oreana Financial Services Limited Woodward, Nicholas Mark -Rep 2017-12-07 2023-03-21
798 ORIENS ASSET MANAGEMENT LIMITED Ng, Norman Tang Fai 伍登輝 -RO 2022-04-07 2023-03-31
799 ORIENT SECURITIES LIMITED Chiang, Venant (SFC:AIB743) 蔣永甯 +Rep 2023-03-27
800 ORIENTAL PATRON ASIA LIMITED Ooi, Soon Yi Brian 黃順豫 -Rep 2019-04-01 2023-03-31
801   Tan, Eugenio T 陳傳溜 -RO 2019-06-17 2023-03-31
802 orientiert International Markets Limited Lim, Kin Heng 林健恆 +RO 2023-03-24
803 Original Asset Management Limited Cheng, Adian Yat Ming 鄭逸明 -Rep 2022-02-04 2023-03-31
804   To, Chak Shun 杜澤信 -Rep 2022-09-27 2023-03-31
805 Original Group Securities Limited Cheng, Adian Yat Ming 鄭逸明 -Rep 2021-09-17 2023-03-31
806   To, Chak Shun 杜澤信 -Rep 2022-07-21 2023-03-31
807 PEAK CLOUD LIMITED Ng, Yiu Man (SFC:AGJ090) 吳耀文 -RO 2019-12-05 2023-03-31
808 Permira Advisers Limited Hoffmann, Sebastian (SFC:AYI538) -Rep 2023-03-01 2023-03-31
809 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Poon, Man Kit (SFC:BDY012) 潘文傑 -Rep 2015-07-24 2023-03-24
810 PHILLIP COMMODITIES (H.K.) LIMITED Chau, Lee 周莉 -Rep 2006-11-28 2023-03-24
811   Cheng, Lok Hei (SFC:BRC170) 鄭樂曦 -Rep 2021-04-27 2023-03-24
812   Leung, Yuen Wah 梁遠華 -Rep 2023-03-22
813   Poon, Man Kit (SFC:BDY012) 潘文傑 -Rep 2014-08-07 2023-03-24
814   Tsang, Lik Him 曾力謙 -Rep 2019-12-23 2023-03-22
815   Wong, Faat Chi 黃發枝 -Rep 2016-09-09 2023-03-31
816 PHILLIP SECURITIES (HONG KONG) LIMITED Chau, Lee 周莉 -Rep 2006-11-28 2023-03-24
817   Cheng, Lok Hei (SFC:BRC170) 鄭樂曦 -Rep 2021-04-27 2023-03-24
818   Leung, Yuen Wah 梁遠華 -Rep 2023-03-22
819   Poon, Man Kit (SFC:BDY012) 潘文傑 -Rep 2014-08-07 2023-03-24
820   Tsang, Lik Him 曾力謙 -Rep 2019-12-23 2023-03-22
821   Wong, Faat Chi 黃發枝 -Rep 2016-09-09 2023-03-31
822 PICKERS CAPITAL MANAGEMENT LIMITED Hui, Wah Keung 許華強 -Rep 2022-01-28 2023-03-31
823 Pictet Asset Management (Hong Kong) Limited Bastianpillai, Anjali -Rep 2023-03-24 2023-03-29
824 PINERION ASSET MANAGEMENT LIMITED Wu, Jonathan Sheung Kai 伍尚楷 -Rep 2023-03-30 2024-07-05
825 PINESTONE SECURITIES LIMITED Wong, Wing Shing (SFC:ATY477) 王永晟 -RO 2013-03-26 2023-03-31
826 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Fan, Zhuoyi 范卓一 +Rep 2023-03-22
827   Li, Chen (SFC:BIF179) 李晨 -Rep 2021-01-21 2023-03-31
828   Ng, Manhoe 吳文豪 -Rep 2020-12-14 2023-03-31
829   Zou, Bin (SFC:BBA101) 鄒斌 -Rep 2021-01-20 2023-03-21
830 Ping An of China Capital (Hong Kong) Company Limited Wang, Haobin 王昊斌 +Rep 2023-03-28
831   Weng, Jinheng 翁晉亨 +Rep 2023-03-21
832 PIONEER ASSET MANAGEMENT LIMITED Chang, Chung Yu 張仲宇 +Rep 2023-03-29
833 Pixiu Asset Management Limited Chan, Johnny Chun Lin 陳焌年 -Rep 2023-03-30 2023-10-31
834 Planetree Discount Lending Limited Leung, Chun Bong (SFC:AEK319) 梁振邦 -RO 2022-01-28 2023-03-31
835 Planetree Futures Limited Lam, Kate Hiu Ha 林曉霞 -Rep 2023-02-01 2023-03-22
836     -RO 2023-03-22 2024-04-22
837   Leung, Chun Bong (SFC:AEK319) 梁振邦 -RO 2022-01-28 2023-03-31
838 Planetree Securities Limited Lam, Kate Hiu Ha 林曉霞 -Rep 2023-02-01 2023-03-22
839     -RO 2023-03-22 2024-04-22
840   Leung, Chun Bong (SFC:AEK319) 梁振邦 -RO 2022-01-28 2023-03-31
841 Point72 Hong Kong Limited Ma, Xiaoqi 馬曉琦 -Rep 2021-07-09 2023-03-24
842   Xing, Tianyou 邢天猷 -Rep 2020-05-21 2023-03-31
843 Polymer Capital Management (HK) Limited Han, Chengwei 韓成維 +Rep 2023-03-23
844   Jim, Chi Tsun 詹子浚 -Rep 2023-03-21 2024-02-22
845   Tsien, Hanlin 錢翰林 +Rep 2023-03-28
846 Powership Capital Management Limited Zhang, Hao (SFC:BNS470) 張皓 -Rep 2019-07-29 2023-03-31
847 PRESIDENT SECURITIES (HONG KONG) LIMITED Chiu, Hsing-Kuo 邱興國 -Rep 2007-07-19 2023-03-31
848 Primas Asset Management Limited Lu, Yiwei (SFC:BTN234) 盧褘瑋 +Rep 2023-03-20
849 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Ho, Siu Tung (SFC:BTM315) 何小東 +Rep 2023-03-24
850   Zhu, Jiaying 朱嘉滢 -Rep 2023-03-24 2023-06-02
851 Principal Investment & Retirement Services Limited Li, Yau Tak 李祐德 -Rep 2023-03-27 2023-10-18
852   Ng, Wai San Sam 吳韋燊 +Rep 2023-03-21
853   Wong, Wai Ying (SFC:BTO680) 黃惠英 -Rep 2023-03-29 2023-10-16
854 Prive Financial Limited Schillinger, Julian Moritz -RO 2012-12-06 2023-03-31
855   Wong, Charles Teng-iao 王騰耀 -RO 2020-10-06 2023-03-31
856 Privium Fund Management (HK) Limited Chi, Wenjun 池文俊 -Rep 2023-03-28 2024-09-15
857 PWH Capital Limited Lau, Chun Yu (SFC:ANK121) 劉振宇 -Rep 2023-02-15 2023-03-20
858     -RO 2023-03-20 2023-10-31
859 PYRMONT WEALTH MANAGEMENT LIMITED Sanchini, Elisa -Rep 2022-01-26 2023-03-30
860 PYXIS WEALTH ADVISORS LIMITED Leung, Kong Ying 梁江瑩 +Rep 2023-03-31
861   Wong, Siu San (SFC:BSG636) 王兆燊 -Rep 2022-04-28 2023-03-24
862 QMIS Asset Management Limited Chan, Chi Wai (SFC:ANR258) 陳志偉 -Rep 2019-01-07 2023-03-29
863 QMIS Securities Limited   -Rep 2018-07-13 2023-03-29
864 Qogir (Hong Kong) Limited Lau, Wai Hung (SFC:ANX950) 劉偉洪 -RO 2021-06-11 2023-03-31
865 Quam Asset Management Limited (b1983-06-28) Poon, Philip Chung Hein 潘頌軒 +Rep 2023-03-31
866 Quam Securities Limited Fong, Ting Kwan 方鼎鈞 +Rep 2023-03-21
867   Yu, So Man 余素文 -Rep 2010-09-17 2023-03-31
868 RaffAello Capital Limited Au, Chi Yung 區智勇 +Rep 2023-03-23
869 Raffles Assets Management (HK) Co. Limited Yang, Pei Jung 楊蓓蓉 -Rep 2023-03-21 2023-12-31
870 Realord Asia Pacific Asset Management Limited Wong, Ka Hei (SFC:BOR944) 黃嘉曦 -Rep 2022-06-23 2023-03-28
871 Redbridge Capital Management Limited Sze, Chiu Kwan 施超群 -Rep 2023-02-01 2023-03-22
872     +RO 2023-03-22
873 Redland Asset Management Company Limited Chang, Vivian Hoi Yan 張凱欣 +RO 2023-03-21
874   Tsui, Wing Wun 徐永煥 -RO 2023-03-21 2023-09-30
875 Rifa Securities Limited Tam, Yuet Fung 譚鉞鋒 -Rep 2020-11-18 2023-03-31
876 Right Time Asset Management Company Limited Zhou, Xiaoyin (SFC:ALK243) 周晓殷 +Rep 2023-03-24
877 Robustus Capital Limited Koid, Chee Ling 郭芷凌 -RO 2022-09-05 2023-03-31
878 Rothschild & Co Hong Kong Limited Gregor, Calum Iain +Rep 2023-03-21
879 ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Lau, On Hong 劉安康 -RO 2022-11-02 2023-03-23
880 RuiLian Financial Group Company Limited Ji, Yewei +Rep 2023-03-21
881   Zheng, Zhiwei (SFC:BIJ651) 鄭志煒 +Rep 2023-03-22
882 Runlin Asset Management Limited Cheung, Kai Pong (SFC:AMP112) 張繼邦 -Rep 2023-03-23 2023-04-24
883 S&P Global Ratings Hong Kong Limited Guo, Chen 郭晨 +Rep 2023-03-30
884 Samsung Asset Management (Hong Kong) Limited Jain, Amit Kumar (SFC:BAY079) -Rep 2013-02-28 2023-03-31
885 Sanford C. Bernstein (Hong Kong) Limited Gundlapalle, Pranav Dheeraj -Rep 2023-03-27 2023-03-31
886   Zhang, Hengliang 張恆梁 +Rep 2023-03-20
887 SC Lowy Financial (HK) Limited Chen, Jianlan 陳劍蘭 -Rep 2021-07-28 2023-03-28
888 Schroder & Co. (Hong Kong) Limited Kattevilder, Jelmer Maarten -RO 2020-05-04 2023-03-31
889 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED MacLennan, Scott Keith -Rep 2023-03-20 2023-03-23
890   Yang, Steven -Rep 2023-03-29 2023-03-30
891 Seazen Resources Asset Management Limited Lin, Xiaoli (SFC:ATR336) 林曉莉 -Rep 2023-03-27 2023-07-07
892 Seazen Resources Securities Limited   -Rep 2023-03-27 2023-07-07
893 SG SECURITIES (HK) LIMITED Chan, Ho Yin (SFC:BTP068) 陳可彦 -Rep 2023-03-20 2023-09-10
894   Yang, Lujia (SFC:BTP589) 楊璐嘉 +Rep 2023-03-28
895 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Koay, Yi Chuan 郭毅全 -Rep 2018-12-11 2023-04-01
896   Yau, Gary Shu Cheung 游樹祥 +RO 2023-03-28
897 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Leung, Wai Fong (SFC:AEQ416) 梁惠芳 -Rep 2023-03-31
898 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Chiu, Yu Tung 趙汝東 -Rep 2020-11-26 2023-03-31
899   Lau, Hing (SFC:AQA541) 劉鑫 -Rep 2021-03-24 2023-03-31
900   Leung, Wai Fong (SFC:AEQ416) 梁惠芳 -Rep 2023-03-31
901   Tsang, Yuen Ching 曾苑晴 -Rep 2021-10-19 2023-03-31
902 Shinhan Asset Management (Hong Kong) Limited Cheng, Meng 程萌 -Rep 2022-08-03 2023-03-31
903   Choi, Jiwoun -RO 2022-06-16 2023-03-31
904   Huang, Wei (SFC:BJI641) 黃煒 -RO 2022-06-27 2023-03-31
905   Park, Ohhwan 朴五煥 -RO 2016-09-19 2023-03-31
906 SHUN LOONG SECURITIES COMPANY LIMITED Macalpin, Kenneth Allan Connolly -Rep 2022-03-28 2023-03-20
907 SIGMA MANAGEMENT LTD Xu, Qiulu 徐秋露 +Rep 2023-03-28
908 Silk Road International Capital Limited Chau, Ka Wing (SFC:AVE765) 周家榮 -RO 2022-11-03 2023-03-23
909   Huo, Yuheng 霍昱衡 -Rep 2021-01-12 2023-03-31
910 SilkyWater Asset Management Limited Liu, Fei (SFC:BTF343) 劉菲 +Rep 2023-03-21
911 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED Yeung, Shuk Mei 楊淑美 -Rep 2021-09-29 2023-03-24
912 Sino Suisse Capital (Hong Kong) Limited Lee, Lawrence Liang Wei -Rep 2023-03-22 2023-08-25
913 Sino-Ocean Investment Management Limited Chan, Ho Ming Nelson 陳浩明 +Rep 2023-03-21
914 SINOMAX SECURITIES LIMITED Hui, Chun Ho (SFC:BTH954) 許竣豪 -Rep 2023-03-29 2024-07-15
915 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chan, On Ni (SFC:BSJ082) 陳安妮 -Rep 2022-04-26 2023-04-02
916 SINOPAC SECURITIES (ASIA) LIMITED Fu, Joanna Yuen Chun 傅元珍 -Rep 2017-02-13 2023-03-31
917   Lee, Hui-Chu 李惠珠 -Rep 2017-02-13 2023-03-28
918     +RO 2023-03-28
919   Lui, Chung Ting 呂仲庭 -Rep 2023-03-22 2024-01-27
920 Skydog Ventures Limited Chan, Eric Yau Kit 陳有傑 -RO 2023-03-22 2024-05-30
921 SMBC Nikko Securities (Hong Kong) Limited Lee, Guo Chun 李國俊 -Rep 2023-01-18 2023-04-01
922 Soochow Securities International Brokerage Limited Kwan, Chung Tsz 關頌慈 -Rep 2021-01-04 2023-03-20
923   Zhang, Bin (SFC:BMI551) 張濱 -Rep 2022-04-04 2023-03-31
924 Soochow Securities International Futures Limited Kwan, Chung Tsz 關頌慈 -Rep 2021-01-04 2023-03-20
925 South China Investment Management Limited Cai, Ming (SFC:BRO767) 蔡明 +Rep 2023-03-24
926 SOUTH CHINA SECURITIES LIMITED   +Rep 2023-03-24
927   Cheng, Joe Ching Yip 鄭正業 -Rep 2023-03-29 2023-04-17
928 SPARX Asia Investment Advisors Limited Akiyama, Fumihito -RO 2019-08-26 2023-04-01
929   Lee, Chun Ho (SFC:BDH280) 李俊顥 -Rep 2017-02-27 2023-04-01
930 SPDB International Investment Management Limited Chung, Fu Wing 鍾富榮 -Rep 2023-03-27 2023-04-12
931 SPDB International Securities Limited Lu, Xuefei (SFC:BIT148) 陸雪霏 -Rep 2020-07-20 2023-03-29
932 Springs Capital (Hong Kong) Limited Tai, Jeremy Hsilu 戴熙路 +Rep 2023-03-30
933 SPS COMMODITIES LIMITED Tang, Kwai Ho 鄧桂好 -Rep 2023-03-30
934 SPS SECURITIES LIMITED   -Rep 2023-03-30
935 St. James's Place (Hong Kong) Limited Don, Bryce Francis -Rep 2017-11-08 2023-03-31
936 STAR RIVER SECURITIES LIMITED Wang, Chenxin 王晨馨 +Rep 2023-03-29
937 Star Sky Investment Holdings Limited Chong, Freddy Goman Yu Ting 莊雨亭 +RO 2023-03-27
938 STASHAWAY HONG KONG LIMITED Yim, Yat Long 嚴逸朗 +Rep 2023-03-29
939 STATE STREET GLOBAL ADVISORS ASIA LIMITED Apted, Bruce Raymond -Rep 2023-03-20 2023-03-31
940   Zhang, Qin (SFC:BAC373) 張沁 +Rep 2023-03-30
941 State Street Securities Hong Kong Limited Deboos, William Spencer -Rep 2023-02-01 2023-03-31
942   Gibson, Julia Lauren (SFC:BPK837) -Rep 2022-05-10 2023-03-27
943     +RO 2023-03-27
944   Ng, Edgar Chi Ngai 吳志毅 -Rep 2013-04-22 2023-03-20
945 Step Capital Management (HK) Limited Shen, Yingbing 沈影冰 -RO 2018-09-06 2023-03-24
946 STOCKWELL SECURITIES LIMITED Luk, Kwok On 陸國安 -Rep 2022-07-01 2023-03-28
947 StoneX Financial (HK) Limited Hong, Sang Jin 洪祥鎮 +RO 2023-03-24
948 StormHarbour Securities (Hong Kong) Limited Chan, Vincent Chun Hung 陳鎮洪 -Rep 2022-03-15 2023-03-28
949 Substance Capital (HK) Limited Hsieh, Cheng-Tang Matt 謝承唐 -RO 2020-05-12 2023-03-27
950   Lin, Yi-Tsyr 林懿慈 -RO 2015-08-28 2023-03-27
951 Success Securities Limited Fong, Tak Yee 方德義 -RO 2003-12-23 2023-03-31
952 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Shimbo, Kazuhisa 新保一久 -RO 2020-07-29 2023-04-01
953 SUNHIGH FINANCIAL HOLDINGS LIMITED Chan, Tsz Chun (SFC:AZK755) 陳子俊 -Rep 2022-05-20 2023-03-22
954 Sunny Fortune Capital Limited Zhang, Man Ho 張文浩 -Rep 2022-01-28 2023-03-20
955 Sunshine Asset Management (HK) Limited Chen, Senlin 陳森林 +RO 2023-03-31
956   Chow, Joseph Wing Yan 周永忻 +RO 2023-03-31
957 Surich Asset Management Limited Chan, Hoi Chun (SFC:ARP732) 陳海俊 -Rep 2023-03-23 2023-03-29
958     +RO 2023-03-29
959   Chong, Howard Ho Wai 莊浩惟 +Rep 2023-03-28
960   Mui, Hok Hin (SFC:BDF758) 梅學軒 -Rep 2020-05-25 2023-03-27
961 Syfe Hong Kong Limited Cheung, Hok Lun 張學麟 -Rep 2022-06-06 2023-03-31
962   Lo, Hiu Yeung 盧曉暘 +Rep 2023-03-28
963 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Cheng, Yuwei 程玉瑋 +Rep 2023-03-28
964   Si, Jialu 司佳鹭 +Rep 2023-03-22
965 TARGET CAPITAL MANAGEMENT LIMITED (HK) Yang, Wenxuan 楊文軒 -Rep 2022-08-22 2023-03-31
966 TFI Capital Limited Shen, Yi (SFC:BSH061) 沈逸 -Rep 2022-04-12 2023-03-23
967 TFI Securities and Futures Limited Ng, Sin Yee Crystal 吳倩宜 -Rep 2021-11-02 2023-03-30
968 Tiger Faith Asset Management Limited Hung, Conita Lai Ping 熊麗萍 -RO 2019-07-19 2023-03-31
969 Tiger Securities Asset Management Company Limited Pang, Fong Ching 彭方正 -Rep 2021-04-27 2023-03-24
970 Tiro Capital Limited Zhang, Weikang (SFC:AYE253) 張維康 -Rep 2023-03-03 2023-03-24
971     +RO 2023-03-24
972 Topaz Financial Group Limited Lee, Eros Ho Lun 李浩倫 +Rep 2023-03-30
973 Torq Capital Management (HK) Limited Xu, Tianyi (SFC:AZB048) 徐恬翼 -Rep 2020-09-21 2023-03-27
974 Trinity Corporate Finance Limited (VG) Wang, Yayu (SFC:BCY189) 王亞瑜 -Rep 2019-12-05 2023-03-24
975     +RO 2023-03-24
976 TUNG TAI SECURITIES COMPANY LIMITED Chan, Yui Kong 陳銳江 -Rep 2023-03-26
977   Lee, Kam Fong 李錦芳 -Rep 2013-11-29 2023-03-26
978   Tsang, Kar Cheung 曾家祥 -Rep 2006-01-06 2023-03-31
979 TVC MANAGEMENT LIMITED Kwok, Steve Tang Hon 郭騰瀚 -Rep 2023-02-27 2023-03-30
980     +RO 2023-03-30
981 Ubiquant Asset Management Co., Limited Zhou, Jing (SFC:BTM060) 周景 -Rep 2023-03-22 2024-01-05
982 UBS Asset Management (Hong Kong) Limited Chan, Cheuk Wing (SFC:BSU792) 陳芍穎 -Rep 2022-07-27 2023-03-22
983   Tan, Jia 覃甲 -Rep 2023-02-22 2023-04-02
984 UBS SECURITIES ASIA LIMITED Berget, Lydie Marie -Rep 2021-05-24 2023-03-31
985   Cao, Haifeng (SFC:BFU746) 曹海峰 -Rep 2023-03-17 2023-03-22
986   Chen, Chen (SFC:BTN270) 陈晨 -Rep 2023-03-31 2023-04-04
987   Chen, Hao (SFC:BTP295) 陳昊 -Rep 2023-03-27 2023-03-29
988   Donald, Luke Geoffrey -Rep 2023-03-24 2023-03-31
989   Jiang, Chun (SFC:BNU101) 江純 -Rep 2020-07-27 2023-03-31
990   Li, Heqing (SFC:BTP037) 李荷清 -Rep 2023-03-24 2023-04-01
991   Luo, Jiageng 羅嘉庚 -Rep 2023-03-24 2023-04-02
992   Ma, Jingyu 马靓钰 -Rep 2021-12-29 2023-03-30
993   Parker, Keith Joseph -Rep 2023-03-22 2023-03-25
994   Shastri, Vallabh +Rep 2023-03-27
995   Truelove, Keith Alan -Rep 2023-03-10 2023-03-22
996   Wang, Jiawei (SFC:BTO953) 王加煨 -Rep 2023-03-22 2023-03-25
997   Wang, Jie (SFC:BPY134) 王捷 -Rep 2023-03-10 2023-03-19
998   Yuan, Zhi Cheng 袁志成 -Rep 2023-03-24 2023-04-01
999   Zhong, Tiantian 鐘田田 -Rep 2023-03-24 2023-04-27
1000 UBS SECURITIES HONG KONG LIMITED Berget, Lydie Marie -Rep 2021-05-24 2023-03-31
1001   Li, Minghao (SFC:BTO954) 李明灏 +Rep 2023-03-22
1002   Shastri, Vallabh +Rep 2023-03-27
1003   Wang, Jie (SFC:BPY134) 王捷 -Rep 2023-03-10 2023-03-19
1004   Wong, Siu Yu (SFC:BSY269) 黃少宇 -Rep 2022-09-22 2023-03-20
1005 Universal Unite Wealth Management Limited Lanoie, Alexandre +RO 2023-03-29
1006 UOB KAY HIAN (HONG KONG) LIMITED Pang, Andy Ka Fai 彭嘉輝 -Rep 2010-02-24 2023-03-31
1007   Shi, Shanni 施珊妮 -Rep 2021-08-26 2023-03-31
1008   Wong, Ka Ho (SFC:BLF594) 黃嘉豪 -Rep 2023-03-29 2023-04-06
1009   Wong, Shuk Yan 黃淑欣 -Rep 2020-09-25 2023-03-31
1010 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Pang, Andy Ka Fai 彭嘉輝 -Rep 2010-02-24 2023-03-31
1011   Shi, Shanni 施珊妮 -Rep 2021-08-26 2023-03-31
1012   Wong, Shuk Yan 黃淑欣 -Rep 2020-09-25 2023-03-31
1013 UPBEST COMMODITIES COMPANY LIMITED Cheung, Rickael Ming Tak 張明德 -RO 2021-04-07 2023-03-27
1014 UPBEST SECURITIES COMPANY LIMITED   -RO 2021-04-07 2023-03-27
1015 UZen Securities Limited Guo, Xiuyuan 郭修遠 -Rep 2023-03-31 2024-09-03
1016 Valliance Asset Management Limited Pohli, Brian Albert -RO 2021-06-24 2023-03-24
1017 VALUABLE CAPITAL LIMITED Lao, Zhitao 勞志濤 -Rep 2018-07-27 2023-03-30
1018   Wu, William Kuen Sheng 吳坤晟 -Rep 2022-12-22 2023-03-22
1019   Xie, Peipei -Rep 2021-02-16 2023-04-01
1020 VALUE PARTNERS HONG KONG LIMITED Tang, Hin Yeung 鄧顯揚 -Rep 2016-08-30 2023-03-29
1021 VALUE PARTNERS LIMITED   -Rep 2016-08-30 2023-03-29
1022 Vantage New Generation Securities Limited Xu, Jinbao 徐金堡 -Rep 2023-03-29 2023-05-05
1023 Vantum Futures Limited Shih, Mei Ling 施美伶 -Rep 2023-03-20 2023-04-18
1024 Vanward International Securities Limited Chan, Hung Ling 陳洪齡 -Rep 2023-02-14 2023-03-22
1025     -RO 2023-03-22 2023-11-01
1026 VCA CAPITAL LIMITED Lee, Danny Lap 李立明 +RO 2023-03-24
1027   Yin, Jia Lu 殷佳璐 +RO 2023-03-24
1028 Vesttoo Hong Kong Limited Wheeler, James Matthew -RO 2023-03-30 2023-10-21
1029   Yeung, Anthony Yiu Bong 楊燿邦 -RO 2023-03-30 2024-03-06
1030 VicAsset Advisors HK Limited de Mestre, Christopher Etienne (SFC:BQT970) -RO 2021-09-07 2023-03-21
1031 VICTORY SECURITIES COMPANY LIMITED Bian, Zhiwei 卞志偉 +RO 2023-03-21
1032 VMI Securities Limited Cheng, Lok Wai 鄭洛煒 -Rep 2023-02-21 2023-03-22
1033     -RO 2023-03-22 2023-09-22
1034 VMS Asset Management Limited Tutavac, Marko -Rep 2022-07-18 2023-03-31
1035 VMS Securities Limited Leung, Chuen Fai 梁泉輝 -RO 2015-12-10 2023-03-31
1036   Tutavac, Marko -Rep 2022-07-18 2023-03-31
1037 Walden Partners Capital Limited He, Yunfan 何云帆 -RO 2023-03-17 2023-03-21
1038 Warburg Pincus (Hong Kong) Limited Cheng, Julian Cheung Lun 程章倫 -RO 2020-03-02 2023-03-31
1039   Ng, Ellen Hoi Ying 吳凱盈 +RO 2023-03-31
1040 Wealth Link Securities Limited Li, Shiyan (SFC:BKK506) 李世艷 -Rep 2023-03-23 2023-09-26
1041 Wellington Management Hong Kong Limited (b2003-01-02) McCarthy, Conor William -Rep 2019-01-24 2023-03-31
1042 Wells Fargo Securities Asia Limited Koo, George Chen Yu 顧震宇 -RO 2015-03-18 2023-03-24
1043   Lee, Donghun (SFC:BSU047) -Rep 2022-08-02 2023-03-23
1044   Luo, Peng (SFC:AUJ707) 羅鵬 -Rep 2021-03-31 2023-03-22
1045   Yang, Raymond 楊子豪 -Rep 2022-08-02 2023-03-27
1046 Wells Global Asset Management Limited Li, Cheuk Fai 李卓輝 -Rep 2023-03-21 2023-04-19
1047 Welwing Capital Group Limited Abittan, Michael Elie (SFC:BTN051) -Rep 2023-03-29 2023-09-29
1048 Willing Capital Management Limited Hui, Tsz Chun (SFC:BNI600) 許子進 -Rep 2021-11-01 2023-03-31
1049 WING FUNG FUTURES LIMITED Li, Tak Mui 李德妹 -Rep 2012-12-28 2023-03-24
1050 WING FUNG SECURITIES LIMITED   -Rep 2012-12-28 2023-03-24
1051 WINTECH SECURITIES LIMITED Lau, Kwok Lam 劉國林 -RO 2006-03-16 2023-03-31
1052   Li, Yirong (SFC:AFR159) 李一肜 -RO 2007-09-18 2023-03-31
1053 Wisdom Asset Management Limited (HK) Wang, Yang (SFC:BDY017) 汪洋 -Rep 2018-01-19 2023-03-31
1054   Yang, En-Hui 楊恩惠 -Rep 2023-03-30 2024-06-19
1055 Wisdom Cosmic Hong Kong Limited Wang, Tianyou (SFC:BQP589) 王天佑 -Rep 2023-02-22 2023-03-25
1056 WRise Prestige Asset Management Limited Chan, Kwok Hay 陳國禧 -RO 2023-03-27 2023-07-31
1057   Kwok, Wing Lun 郭詠麟 +RO 2023-03-27
1058 WRise Prestige Securities Limited Chan, Kwok Hay 陳國禧 -RO 2023-03-27 2023-07-31
1059   Kwok, Wing Lun 郭詠麟 +RO 2023-03-27
1060 WRise Wealth Management (Hong Kong) Limited Suen, Kei Hau Vince 孫凱豪 -Rep 2023-03-30 2024-01-31
1061 WYNDHAM CAPITAL MANAGEMENT LIMITED Lee, Danny Lap 李立明 -Rep 2022-05-30 2023-03-23
1062 Xen Capital (HK) Limited Hui, Sai Fung 許世鋒 -Rep 2023-03-03 2023-03-30
1063     -RO 2023-03-30 2023-08-15
1064 XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Ma, Zheng (SFC:BSC028) 馬征 -Rep 2022-01-07 2023-03-20
1065 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED   -Rep 2022-01-07 2023-03-20
1066 YICKO SECURITIES LIMITED Zhang, Guangyan (SFC:AFZ397) 張廣雁 -Rep 2023-03-30
1067 YONG RONG (HK) ASSET MANAGEMENT LIMITED Liao, Rui (SFC:BPE954) 廖睿 -Rep 2019-12-04 2023-03-21
1068 YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Yu, Jing (SFC:BRV104) 俞晶 -Rep 2021-11-22 2023-03-23
1069 Yonghe Asset Management (Hong Kong) Limited Choo, Jin Hwee 朱仁輝 -RO 2020-06-17 2023-03-31
1070 Yuan Tong Global Asset Management Limited Wong, Yiu Man (SFC:ADA634) 黃耀民 -RO 2023-03-29 2024-01-05
1071 Yuan Tong Global Securities Limited   -RO 2023-03-29 2024-01-05
1072 Yuanta Securities (Hong Kong) Company Limited Lei, Hsi Wei 雷希偉 -RO 2017-10-11 2023-03-31
1073   Nam, Chun Ho 藍俊浩 -Rep 2019-03-28 2023-03-23
1074   Tang, Chung Kit Adrian 鄧松傑 -Rep 2019-08-23 2023-03-31
1075 Yue Xiu Capital Limited Fung, Wing Yan (SFC:BQH319) 馮穎欣 +Rep 2023-03-30
1076   Lui, Paul Ho Ming 呂浩明 -RO 2021-12-07 2023-03-31
1077 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2021-10-04 2023-03-31
1078 Yunfeng Financial Markets Limited Yeung, Kwan Lun 楊焜麟 +Rep 2023-03-30
1079 Yupei Fortune Capital Limited Hui, Terence Chi Tat 許志達 -RO 2020-04-16 2023-03-31
1080 Zero2IPO Asset Management Limited Li, Po Yi (SFC:AWQ112) 李寶兒 -RO 2023-03-27 2023-06-22
1081 Zero2IPO Securities Limited   -RO 2023-03-27 2023-06-22
1082 Zerobridge Partners Advisory Limited Lam, Jacob Michael Johnathan 林懿曦 +Rep 2023-03-21
1083 ZH SECURITIES LIMITED Young, Ting Kar 楊庭嘉 -RO 2023-03-31 2024-05-31
1084 Zhong Ou Asset Management International Limited Hsieh, Chun Chi 謝淳淇 +Rep 2023-03-23
1085 Zhong Xiang Securities Limited Liu, Lijia 劉力嘉 -RO 2022-08-26 2023-03-31
1086 ZHONGMING SECURITIES LIMITED Chan, Kai Chun (SFC:APQ512) 陳啟俊 -RO 2023-03-31 2024-09-04
1087   Chung, Chak Man 鍾澤敏 +RO 2023-03-31
1088 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Tsang, Tsz Ki (SFC:BRX834) 曾子琪 -Rep 2021-12-06 2023-03-24
1089 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Au Yeung, Angus Wai Kai 歐陽為鍇 -Rep 2022-12-16 2023-03-29
1090     -RO 2023-03-29 2024-07-29
1091 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Cao, Xue (SFC:BSH369) 曹雪 -Rep 2022-03-30 2023-03-30
1092   Lee, Man Chun (SFC:AFD148) 李文駿 -Rep 2023-03-30 2024-05-15

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