Officers: SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Berrisford, Carl Thomas		M	AIZ256	Rep	2004-03-16	2004-05-04
2	Chan, Chi Leong 陳智亮	60	M	AAK013	RO	2006-05-08	2010-10-19
3	Chan, Maureen Wai Ling 陳慧玲		F	ACU384	Rep	2004-04-27	2011-03-18
4	Chan, Wai Lung (SFC:AAC760) 陳偉隆			AAC760	Rep		2008-03-18
5	Chen, Yuan (SFC:AEJ844) 陳遠	38	M	AEJ844	Rep	2006-04-10	2006-04-21
6	Cheung, Frances 張淑嫻		F	AGG658	Rep	2003-07-30	2005-10-05
7	Foo, King Wah 符敬華			ADT598	Rep		2004-06-30
8	Kwan, Chi Hong (SFC:AJB565) 關志康			AJB565	Rep	2003-08-13	2004-04-08
9	Lam, May Mei Kam 林美金		F	AAE339	RO		2010-10-18
10	Lee, Jiin Yih 李謹亦			AML646	Rep	2005-11-04	2007-09-11
11	Leung, Chun Shing 梁俊成			ALG206	Rep	2004-11-12	2007-09-15
12	Lin, Ka Ho 連嘉豪			AMR825	Rep	2005-12-29	2007-12-13
13	Liu, Shuang (SFC:AHO649) 劉爽			AHO649	Rep	2006-12-01	2007-11-11
14	Man, Kon Sum 文幹森			AFI890	Rep	2004-10-15	2005-07-08
15	Man, Sunny Ho Kit 文浩傑			AMZ965	Rep	2006-03-07	2006-10-20
16	Ng, Pauline Po Yuen 吳溥潤		F	AAE985	Rep	2006-04-03	2008-05-30
17	Sato, Hiromi (SFC:ANS087) 佐藤弘美			ANS087	RO	2007-01-18	2012-06-29
18	Wong, Benny Man San 黃文山		M	ADN019	Rep	2003-07-24	2004-02-17
19	Wu, Tsz Yee 胡子宜			AAV288	Rep	2006-12-04	2007-10-02
20	Yeung, Kent Lai Wing 楊禮榮			AIC463	Rep	2004-08-17	2005-02-08
21	Yip, Shui Key 葉紹基			ACS410	RO	2004-08-11	2005-11-18
22	Yonts, Charles Anthony		M	AJM207	Rep	2004-04-01	2004-10-18
23	Yu, Hoi Kit 余凱傑			AMW555	Rep	2006-02-16	2006-03-03
24	Yuen, Man Yan 袁文茵			AAE316	RO		2010-10-18