DAIWA SECURITIES SMBC (ASIA) LIMITED 大和証券盛民博昌(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2007 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | Rep | 2005-02-07 | |||
2 | Fan, Ernest Kwong Hung 范廣鴻 | M | Rep | 2004-01-13 | 2004-02-09 | |
3 | Hung, Leon Lum 洪霖 | M | Rep | 2004-03-30 | 2005-06-09 | |
4 | Kang, Kyong Pil 康景弼 | Rep | 2005-02-07 | |||
5 | Leung, Chun Yue 梁振宇 | Rep | 2004-11-25 | |||
6 | Matsumoto, Satoshi (SFC:AHU523) | RO | 2005-06-09 | |||
7 | Matsushita, Noriko | Rep | 2005-02-07 | |||
8 | Mizuno, Kosuke | Rep | 2005-02-07 | |||
9 | Mizuno, Masashi | RO | 2004-05-24 | |||
10 | Ng, Peter Kwok Shing 伍國成 | M | Rep | 2005-02-07 | ||
11 | Ohira, Yuko | Rep | 2005-02-07 | |||
12 | Onoue, Tsutomu | RO | 2004-03-24 | 2005-04-22 | ||
13 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | Rep | 2003-08-16 | |||
14 | To, Tsz Wai 杜子偉 | Rep | 2005-02-07 | |||
15 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | Rep | 2005-02-07 | |||
16 | Yokota, Fumiko 橫田文子 | F | Rep | 2003-08-06 |
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