GFI (HK) SECURITIES L.L.C.
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aquino, Derrick Anthony Constantino | M | Rep | 2006-06-05 | 2009-08-19 | |
| 2 | Bavis, Mark John | M | Rep | 2006-03-03 | 2012-01-05 | |
| 3 | Bollerman, Luke Andre | M | Rep | 2008-07-29 | 2009-07-31 | |
| 4 | Bradford, David John | M | Rep | 2004-11-22 | 2007-07-24 | |
| RO | 2007-07-24 | 2009-06-03 | ||||
| 5 | Cheung, Ellen Ngar Yan 張雅茵 | F | Rep | 2008-05-20 | 2011-05-11 | |
| 6 | Chew, Philip Guy (SFC:ALN622) | M | Rep | 2004-12-08 | 2008-07-01 | |
| 7 | Cooney, Michael James (SFC:AJD244) | M | Rep | 2006-03-03 | 2006-10-31 | |
| 8 | Crossan, Robert Emmit | M | Rep | 2003-06-30 | ||
| 9 | Fung, Kin Leung 馮健樑 | Rep | 2007-09-17 | 2008-05-01 | ||
| 10 | Gougenheim, Jeremie | Rep | 2007-09-06 | 2012-01-14 | ||
| 11 | Grimes, Ryan Mccracken | M | Rep | 2007-11-02 | 2011-05-20 | |
| 12 | Hall, Jon (SFC:AGK991) | Rep | 2005-03-07 | 2007-08-13 | ||
| 13 | Halper, Brady Seth | M | Rep | 2004-09-22 | ||
| 14 | Hine, Peter John | M | Rep | 2005-03-23 | ||
| RO | 2005-03-23 | 2005-09-08 | ||||
| 15 | Hyams, Andrew Jon | M | Rep | 2008-09-30 | 2017-09-22 | |
| 16 | Jessop, Gary Mark | M | Rep | 2009-01-12 | 2011-11-05 | |
| 17 | Kim, Jason Sung Dal | M | Rep | 2008-11-11 | 2010-06-21 | |
| 18 | Kosaka, Tomomi (SFC:AHT189) 小坂朋美 | Rep | 2005-02-17 | 2009-12-10 | ||
| 19 | Lee, Andrew Yeng 李英揚 | M | Rep | 2008-11-14 | 2010-07-16 | |
| 20 | Lee, Cliff Yee Gong 李宜剛 | M | Rep | 2006-09-27 | 2008-02-29 | |
| 21 | Lee, Yick Chung 李易聰 | Rep | 2008-11-14 | 2010-07-16 | ||
| 22 | Ma, Ching Man 馬靜雯 | Rep | 2008-12-17 | 2017-10-20 | ||
| 23 | Mariano, Timothy Charles | M | Rep | 2005-03-09 | ||
| RO | 2005-03-09 | 2019-05-15 | ||||
| 24 | McGlynn, Paul Anthony (SFC:ALJ765) | M | Rep | 2007-01-11 | 2007-06-23 | |
| 25 | Moore, Ashley Spencer | M | Rep | 2009-01-14 | 2009-12-07 | |
| 26 | Nesbitt, Jonathan Michael | M | Rep | 2004-11-19 | 2009-12-25 | |
| 27 | Nguyen, Thanh Cao | Rep | 2008-11-14 | 2009-01-22 | ||
| RO | 2009-01-22 | 2010-05-27 | ||||
| 28 | Peard, Andrew Davis Lozada | M | Rep | 2004-11-19 | 2012-09-14 | |
| 29 | Pockney, Edward James | M | Rep | 2009-01-12 | 2011-05-05 | |
| 30 | Quevedo, Ma. Carla Valenzuela | Rep | 2006-12-29 | 2016-10-05 | ||
| 31 | Simpson, Robert Roy Charles | M | RO | 2005-03-10 | 2007-08-01 | |
| Rep | 2007-08-01 | 2008-07-01 | ||||
| 32 | White, Paul George | M | Rep | 2005-01-19 | 2012-01-05 | |
| 33 | Wilson, Matthew Elliot | M | Rep | 2008-06-19 | 2010-04-15 | |
| 34 | Wong, Andrew Siu Hang 黃兆恒 | M | Rep | 2008-08-26 | 2015-06-30 |
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