CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Andy Cheuk Wing 陳焯榮 | 33 | M | ALV385 | Rep | 2009-02-18 | 2021-04-15 |
| 2 | Chan, Dennis King On 陳敬安 | M | ADA743 | Rep | 2009-04-16 | 2009-05-28 | |
| 3 | Chan, Mang Kiu 陳漫橋 | AIS524 | Rep | 2006-08-10 | 2007-03-01 | ||
| 4 | Chen, Xinyu (SFC:AMP260) 陳新宇 | AMP260 | Rep | 2005-10-20 | 2006-06-02 | ||
| 5 | Cheung, Danny Tsz Chung 張子聰 | ADB418 | Rep | 2008-05-13 | 2018-03-09 | ||
| 6 | Cheung, David Wai Shun 張為信 | M | AMF145 | Rep | 2005-07-06 | 2011-04-29 | |
| 7 | Cheung, Wai Kuen (SFC:ALQ278) 張偉權 | ALQ278 | Rep | 2005-01-14 | 2009-03-20 | ||
| 8 | Chung, Wai Shing (SFC:AFP827) 鍾偉誠 | AFP827 | Rep | 2005-05-30 | 2007-04-24 | ||
| 9 | Fung, Raymond Koon Bong 馮冠邦 | M | AST200 | Rep | 2009-04-14 | 2009-05-28 | |
| 10 | Ho, Alvin Man 何敏 | 40 | M | ACT360 | RO | 2009-10-30 | |
| 11 | Hung, Iris Mei Ha 孔美霞 | F | AEC989 | Rep | 2006-09-11 | 2008-12-03 | |
| RO | 2008-12-03 | 2014-12-31 | |||||
| 12 | Ip, Laurence Yegene 葉奕雋 | M | ACA689 | Rep | 2008-03-13 | 2015-08-14 | |
| 13 | Lam, Erica Joyce (SFC:AQX491) | F | AQX491 | Rep | 2008-04-29 | 2014-04-08 | |
| 14 | Lam, Lawrence Wai Keung 林偉強 | M | ASU037 | Rep | 2009-04-16 | 2009-05-28 | |
| 15 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-05-25 | 2006-06-07 | |
| 16 | Lau, Yip Man 劉業民 | ARA288 | Rep | 2008-05-19 | 2013-09-01 | ||
| 17 | Lee, Chia Huan | AQR078 | Rep | 2008-03-19 | 2021-07-20 | ||
| 18 | Lee, Seng Chow 李成就 | ADK172 | Rep | 2004-10-19 | 2006-06-09 | ||
| 19 | Leung, Colin Kwok Hai 梁國希 | M | ADS523 | Rep | 2009-04-22 | 2009-05-28 | |
| 20 | Li, On Ki 李安琪 | ANA057 | Rep | 2006-02-03 | 2018-03-09 | ||
| 21 | Lin, Peicong 林培聰 | 33 | M | ANB735 | Rep | 2006-02-24 | 2016-12-16 |
| 22 | Man, Hau Shing 文孝誠 | AME521 | Rep | 2005-06-27 | 2007-04-04 | ||
| 23 | McCoy, Michael Andrew | M | AAF167 | Rep | 2006-07-12 | 2009-01-01 | |
| 24 | Nguyen, Kim Thi | ANA971 | Rep | 2006-09-28 | 2010-10-27 | ||
| 25 | Pang, Elaine Yee Lai 馮怡麗 | F | AST848 | Rep | 2009-04-16 | 2009-05-28 | |
| 26 | Paterson, James Willock | M | ADA085 | Rep | 2005-11-02 | 2006-01-30 | |
| 27 | Pattar, Jasvinder Singh | 51 | ALE828 | Rep | 2004-09-07 | 2004-10-25 | |
| RO | 2004-10-25 | 2018-07-14 | |||||
| 28 | Phen, Vincent Chun Shing 彭鎮城 | 33 | M | AOR251 | Rep | 2007-03-13 | 2009-04-24 |
| 29 | Price, Josephine (1954) 潘佐芬 | 55 | F | AAJ083 | RO | 2008-06-01 | |
| Rep | 2008-06-01 | 2008-07-07 | |||||
| 30 | Tam, Pui Chi (SFC:AFT247) 譚佩芝 | AFT247 | Rep | 2006-06-07 | |||
| RO | 2006-06-07 | 2008-06-01 | |||||
| Rep | 2008-06-01 | 2011-09-22 | |||||
| 31 | Tan, Keng Hui | ALG317 | Rep | 2004-09-23 | 2007-12-30 | ||
| Rep | 2008-02-25 | 2011-08-14 | |||||
| 32 | Tang, Miranda Ka Yee 鄧嘉儀 | F | AEZ134 | RO | 2019-07-05 | ||
| 33 | Tsai, Teddy Hong Teh | M | AMP367 | Rep | 2008-03-27 | 2010-05-19 | |
| 34 | Wang, Eric Bing 王兵 | M | ASP107 | Rep | 2009-03-31 | 2011-12-30 | |
| 35 | Wong, Linda Tsz Kwan 王子君 | F | ASU389 | Rep | 2009-04-21 | 2009-05-28 | |
| 36 | Woo, Samuel Wing Sum 胡穎森 | M | ALN679 | Rep | 2004-12-10 | 2013-02-09 | |
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