CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Chen, James Zhao Teng 陳騰昭		M	RO	2009-02-26	2014-03-31
2	Cheung, Kit Sum 張潔心			RO	2009-08-04	2015-12-03
3	Collard, Jeremy David		M	RO	2007-02-16	2014-11-30
4	Huynh Huu, Tuan			RO	2009-06-03	2010-03-31
5	Kim, Harold Ho Young		M	RO	2007-02-16	2013-02-28
6	Peng, Zhenyu 彭振宇			Rep	2009-04-23	2014-09-26
7	Wong, Andrew Kar Yee (SFC:APJ242) 黃家頤		M	Rep	2009-06-02	2010-04-28

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