DAIWA SECURITIES SMBC (ASIA) LIMITED 大和証券盛民博昌(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2005-02-07
2 Fan, Ernest Kwong Hung 范廣鴻 M ABQ708 Rep 2004-01-13 2004-02-09
3 Hung, Leon Lum 洪霖 M ADU225 Rep 2004-03-30 2005-06-09
4 Kang, Kyong Pil 康景弼 ADM811 Rep 2005-02-07
5 Leung, Chun Yue 梁振宇 AFK428 Rep 2004-11-25
6 Matsumoto, Satoshi (SFC:AHU523) AHU523 RO 2005-06-09
7 Matsushita, Noriko ADL712 Rep 2005-02-07
8 Mizuno, Kosuke ADP243 Rep 2005-02-07
9 Mizuno, Masashi AEN383 RO 2004-05-24
10 Ng, Peter Kwok Shing 伍國成 M AAG207 Rep 2005-02-07
11 Ohira, Yuko AGJ778 Rep 2005-02-07
12 Onoue, Tsutomu AAD089 RO 2004-03-24 2005-04-22
13 Tam, Tak Wing (SFC:AFR780) 譚德榮 AFR780 Rep 2003-08-16
14 To, Tsz Wai 杜子偉 AFU687 Rep 2005-02-07
15 Tong, Wai Lun (SFC:AAE161) 唐偉麟 AAE161 Rep 2005-02-07
16 Yokota, Fumiko 橫田文子 F AGC833 Rep 2003-08-06

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