DAIWA SECURITIES SMBC (ASIA) LIMITED 大和証券盛民博昌(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2005-02-07 | |||
2 | Fan, Ernest Kwong Hung 范廣鴻 | M | ABQ708 | Rep | 2004-01-13 | 2004-02-09 | |
3 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2004-03-30 | 2005-06-09 | |
4 | Kang, Kyong Pil 康景弼 | ADM811 | Rep | 2005-02-07 | |||
5 | Leung, Chun Yue 梁振宇 | AFK428 | Rep | 2004-11-25 | |||
6 | Matsumoto, Satoshi (SFC:AHU523) | AHU523 | RO | 2005-06-09 | |||
7 | Matsushita, Noriko | ADL712 | Rep | 2005-02-07 | |||
8 | Mizuno, Kosuke | ADP243 | Rep | 2005-02-07 | |||
9 | Mizuno, Masashi | AEN383 | RO | 2004-05-24 | |||
10 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2005-02-07 | ||
11 | Ohira, Yuko | AGJ778 | Rep | 2005-02-07 | |||
12 | Onoue, Tsutomu | AAD089 | RO | 2004-03-24 | 2005-04-22 | ||
13 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | AFR780 | Rep | 2003-08-16 | |||
14 | To, Tsz Wai 杜子偉 | AFU687 | Rep | 2005-02-07 | |||
15 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | AAE161 | Rep | 2005-02-07 | |||
16 | Yokota, Fumiko 橫田文子 | F | AGC833 | Rep | 2003-08-06 |
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