SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Soo Sum 陳素心 | Rep | 2011-01-13 | 2013-09-27 | ||
| 2 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | RO | 2008-03-18 | 2018-01-01 | ||
| 3 | Cheung, Warren Yui Kai 張睿佳 | 44 | M | Rep | 2011-04-08 | 2011-11-01 |
| 4 | Choi, Anderson Chun Fat 蔡俊發 | M | Rep | 2011-06-28 | 2017-12-22 | |
| 5 | Fok, Allan Tse Hang 霍子恒 | M | Rep | 2011-03-28 | 2012-07-20 | |
| 6 | Honda, Miwa 本田美和 | Rep | 2008-03-17 | 2022-05-30 | ||
| 7 | Koga, Akira 古賀彰 | RO | 2011-01-03 | 2013-03-30 | ||
| 8 | Maruyama, Masashi | RO | 2011-01-03 | 2012-10-22 | ||
| 9 | Nakauchi, Kozue 仲內梢 | Rep | 2011-06-07 | 2011-09-06 | ||
| 10 | Sampson, Machiko | Rep | 2011-04-26 | 2018-10-11 | ||
| 11 | Sato, Hiromi (SFC:ANS087) 佐藤弘美 | RO | 2007-01-18 | 2012-06-29 | ||
| 12 | Suzuki, Kiyoko 鈴木清子 | Rep | 2011-04-21 | 2020-04-15 | ||
| 13 | Tada, Emiko | Rep | 2011-04-29 | 2019-06-13 | ||
| 14 | Tai, Kit Han 戴潔嫻 | Rep | 2011-01-07 | 2014-08-25 | ||
| 15 | Tateishi, Tsuyoshi 立石剛史 | Rep | 2011-06-28 | 2012-06-29 | ||
| 16 | Van Gulik, Robert Ken | M | Rep | 2011-01-19 | 2015-08-31 | |
| 17 | Xu, Rui (SFC:AXK860) 徐睿 | Rep | 2011-06-16 | 2012-12-31 | ||
| 18 | Yeung, Pui Yam 楊培欽 | Rep | 2011-06-13 | 2012-07-25 | ||
| 19 | Ying, Hak Kai 應克佳 | Rep | 2010-12-28 | 2014-11-11 | ||
| 20 | Yoshikawa, Tatsuhiro 吉川龍拓 | Rep | 2011-06-28 | 2015-04-01 | ||
| 21 | Zhang, Qiangang 張乾剛 | RO | 2011-06-16 | 2021-10-20 | ||
| 22 | Zhang, Yang (SFC:AXK580) 張揚 | Rep | 2011-06-13 | 2014-09-17 |
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