Officers: BARCLAYS CAPITAL SECURITIES ASIA LIMITED 巴克萊證券亞洲有限公司

BARCLAYS CAPITAL SECURITIES ASIA LIMITED 巴克萊證券亞洲有限公司

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Breeze, Wayne Thomas Sydney	50	M	AIB347	Rep		2003-05-01
2	Chan, Bryan Hing Yip 陳慶業		M	AEK264	Rep		2003-06-17
					RO	2003-06-17	2003-07-17
3	Chan, Susan Wai-lan 陳蕙蘭		F	ADH562	Rep	2004-06-15	2005-01-31
4	Devonald, Andrew James		M	ADZ064	RO	2004-07-08	2005-01-31
5	Gronow, Michael Justin		M	ALO211	Rep	2004-12-20	2005-01-31
6	Han, Jacques Wai Hung 韓偉鴻		M	ADC046	Rep		2004-07-16
					RO	2004-07-16	2005-01-31
7	Kuo, Cheung 郭強			ACZ555	RO		2003-04-22
8	Lau, Hay Tsing 劉希靖			ADE705	Rep	2004-10-29	2005-01-31
9	Lim, Mitchell Man Leung 林民梁			AAF258	RO		2004-10-19
10	MacDonald, Geoffrey Colm		M	AJB742	Rep	2003-10-28	2004-04-28
11	Stephan, James Mark		M	AJD479	Rep	2003-12-10	2004-05-13
12	Yang, Angus Sheau Yu 楊曉瑜	42	M	ADI662	Rep		2004-02-04
					RO	2004-02-04	2004-08-20
13	Yau, Sheung Kam 邱湘琴			ADJ799	Rep	2004-12-20	2005-02-01