CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 興證國際資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
SFC ID Role From Until
1 Cai, Wenyuan 蔡文媛 ART221 Rep 2012-07-20 2013-10-02
2 Chan, Chi Bun (SFC:AZR722) 陳志賓 AZR722 Rep 2012-06-29 2013-10-17
3 Chan, Yin Fan (SFC:BKZ663) 陳燕芬 BKZ663 Rep 2017-09-18 2021-01-04
4 Cheung, Chi Lok (SFC:AWC705) 張熾樂 M AWC705 Rep 2016-09-05 2016-11-22
RO 2016-11-22 2018-07-15
5 Chow, Joseph Wing Yan 周永忻 M AQZ664 Rep 2016-12-19 2017-03-09
RO 2017-03-09 2017-11-13
6 Fan, Lester Kei Shun 范基信 M AGT998 RO 2012-04-27 2014-12-31
7 Gu, Erdong 顧爾東 AZT025 Rep 2014-12-30 2015-12-17
8 He, Dan (SFC:AXZ647) 賀丹 AXZ647 Rep 2012-09-20 2015-04-11
9 Kuai, Chen 鄶琛 BGT617 Rep 2015-12-28 2018-09-22
10 Kwok, Kei Chi 郭基智 AFJ617 RO 2012-04-27
11 Lam, Yau Shang 林祐生 AZR725 Rep 2012-06-29 2013-12-10
12 Li, Ge (SFC:BAI100) 李格 BAI100 Rep 2013-10-17 2015-07-08
13 Li, Jia (SFC:BFZ226) 李佳 BFZ226 Rep 2015-08-07 2016-05-26
14 Li, Pan (SFC:AQN984) 李攀 M AQN984 Rep 2017-09-19 2017-11-07
RO 2017-11-07 2022-07-22
15 Li, Zhifeng (SFC:BAI763) 李智鋒 BAI763 Rep 2014-02-18 2016-06-01
16 Li, Zhisen 李志森 AQN004 RO 2015-01-14
17 Liao, Chien Chang 廖建璋 BHM367 Rep 2017-10-30 2022-10-14
18 Liao, You 廖優 BCQ567 Rep 2015-09-08 2019-12-12
19 Liu, Chung-Kuang 劉中光 ANG127 Rep 2015-09-29 2016-01-15
RO 2016-01-15 2017-06-16
20 Liu, Mingqing (SFC:BHO330) 劉明卿 40 M BHO330 Rep 2016-05-31 2016-09-12
21 Liu, Ren (SFC:AZC071) 劉韌 AZC071 Rep 2015-02-26 2016-09-22
22 Shang, Rongrong 尚榕榕 ATO797 Rep 2012-12-04 2013-04-30
23 Wang, Xiang (SFC:AZB485) 汪詳 38 M AZB485 RO 2012-04-27 2022-04-01
24 Yao, Huili 姚慧麗 BIC895 Rep 2016-09-02 2019-10-01
25 Yip, Chi Tsang 葉旨崢 AXU900 Rep 2016-05-27 2021-07-16
26 Yuen, Che Hay 阮子曦 AWA517 Rep 2017-08-25 2018-03-02
27 Zhang, Zhiling (SFC:BGA975) 張志凌 BGA975 Rep 2015-08-19 2017-08-04

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