RAB CAPITAL (ASIA) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2024 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Barbezat, Alain | AFP198 | RO | 2007-09-28 | 2010-02-26 | ||
Rep | 2010-02-26 | 2010-10-20 | |||||
2 | Chan, Kenneth Kin 陳健 | M | AKV328 | Rep | 2007-10-02 | 2010-10-20 | |
3 | Chan, Shing Yan (SFC:AGE665) 陳盛恩 | M | AGE665 | RO | 2009-11-16 | 2010-12-31 | |
4 | Chang, Wai Lun 張偉麟 | ALR718 | Rep | 2007-10-02 | 2010-10-20 | ||
5 | Choung, Soo Jin 鄭秀珍 | AKN216 | Rep | 2007-10-02 | 2008-05-30 | ||
6 | Ellis, Steven Andrew (SFC:ATW590) | M | ATW590 | Rep | 2009-10-15 | 2010-11-11 | |
7 | Fisher, Jeffery Michael | M | ALV246 | Rep | 2008-07-07 | 2010-06-30 | |
8 | Higgins, Andrew Michael | M | AEJ882 | Rep | 2007-10-04 | 2008-03-25 | |
RO | 2008-03-25 | 2009-04-02 | |||||
9 | Lin, Shih Chieh (SFC:AKV330) 林世杰 | AKV330 | Rep | 2007-10-02 | 2008-05-21 | ||
10 | Luk, Caesar Man Wa 陸文華 | AAV934 | RO | 2007-09-28 | 2010-10-20 | ||
11 | Rogers, David Ian (SFC:APJ114) | M | APJ114 | RO | 2007-09-28 | 2009-04-02 | |
12 | Seex, David Christopher Edward (SFC:ALG024) | M | ALG024 | RO | 2010-08-23 | 2011-08-25 | |
13 | Smith, Mark (SFC:APV538) | M | APV538 | Rep | 2007-10-16 | 2009-04-02 | |
14 | Tang, Pak Yan 鄧栢仁 | APG204 | Rep | 2007-10-02 | 2009-06-24 | ||
15 | Tse, Nissim 謝納新 | M | ACT176 | Rep | 2007-10-11 | 2007-11-23 | |
RO | 2007-11-23 | 2010-10-20 | |||||
16 | Tseng, Bruce Hung Yan 曾鴻恩 | M | APB733 | RO | 2010-08-09 | 2010-12-31 | |
17 | Xu, Wen (SFC:APO463) 胥雯 | APO463 | Rep | 2007-10-05 | 2010-10-20 |
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