GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ka Wah (SFC:ACT175) 陳家驊 |
|
|
ACT175 |
Rep |
|
2004-02-25 |
| 2 |
Chan, Kwok Chu 陳國柱 |
|
|
ACV735 |
Rep |
|
2004-04-28 |
| 3 |
Cheung, Ben Hung 張鴻 |
35 |
M |
ABP330 |
Rep |
|
2004-04-15 |
| 4 |
Cheung, Charles Lai Yan 張禮仁 |
|
M |
AAV372 |
RO |
|
2004-03-30 |
| 5 |
Cheung, Hei Choi 張喜財 |
|
|
AGR038 |
Rep |
|
2004-02-12 |
| 6 |
Chu, Yin Man (SFC:ABS053) 朱賢文 |
|
|
ABS053 |
Rep |
|
2004-02-10 |
| 7 |
Dai, Zuxiang 戴祖祥 |
|
|
AJE159 |
Rep |
2003-11-26 |
2006-10-27 |
| 8 |
Jiang, Lawrence |
|
M |
ACM894 |
Rep |
|
2017-02-14 |
| 9 |
Lam, Chi Yuen (SFC:AEV066) 林志遠 |
|
|
AEV066 |
Rep |
|
2007-04-26 |
| 10 |
Lau, Carmela Yin Mei 劉燕薇 |
|
F |
ABM705 |
Rep |
|
2004-01-30 |
| 11 |
Lee, Eric Ming Chuan 李明權 |
42 |
M |
ABI189 |
RO |
|
2021-02-07 |
| 12 |
Li, Jamie Chiu 李超 |
|
M |
ACN575 |
Rep |
|
2004-02-09 |
| 13 |
Liu, Gu 劉谷 |
|
|
AJE163 |
Rep |
2003-11-19 |
2014-02-27 |
| 14 |
Ng, Betty Shuet Lin 吳雪蓮 |
|
F |
AHR079 |
Rep |
|
2005-06-23 |
| 15 |
Wu, Xianfeng (SFC:AJE853) 吳險峰 |
|
|
AJE853 |
Rep |
2003-11-27 |
2007-04-18 |
| 16 |
Yim, Fung 閻峰 |
40 |
M |
AFP741 |
RO |
|
2015-07-28 |
| 17 |
Yim, Man Yee 嚴敏儀 |
|
|
AJE158 |
Rep |
2003-11-19 |
2004-05-18 |
| 18 |
Zhang, Lingyun (SFC:AJC735) 張凌云 |
|
|
AJC735 |
Rep |
2003-09-24 |
2004-07-07 |
| 19 |
Zhang, Wenxian (SFC:AJC736) 張文先 |
|
|
AJC736 |
Rep |
2003-09-24 |
2007-11-24 |
| 20 |
Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 |
|
|
AJD530 |
Rep |
2003-11-24 |
2004-03-11 |
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