GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | AFJ091 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Chen, Yijin (SFC:APD345) 陳義進 | APD345 | Rep | 2008-08-29 | 2010-09-30 | ||
| 3 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2004-03-30 | ||
| RO | 2004-11-29 | 2011-03-08 | |||||
| 4 | Lam, Ying (SFC:ANL982) 林迎 | ANL982 | Rep | 2006-11-24 | 2009-02-26 | ||
| 5 | Mak, Chak Hung 麥澤鴻 | AAC295 | Rep | 2006-06-05 | 2006-06-13 | ||
| RO | 2007-01-08 | 2008-11-14 | |||||
| 6 | Ming, Liang (1981) 明亮 | 30 | F | AQS482 | Rep | 2008-08-29 | 2017-12-06 |
| 7 | Mok, Wai Man Derek (SFC:AMC666) 莫偉民 | M | AMC666 | Rep | 2008-03-14 | 2010-12-15 | |
| 8 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-09-26 | ||
| 9 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2003-12-30 | |||
| Rep | 2004-11-29 | 2010-05-03 | |||||
| 10 | Sung, On Na 宋安娜 | AXI168 | Rep | 2011-05-27 | 2020-08-10 | ||
| 11 | Tang, Davina Tak-wai 鄧德慧 | F | ACZ857 | Rep | 2006-12-27 | 2010-04-24 | |
| 12 | Tong, Leung Kwing 唐良炯 | AIL180 | Rep | 2010-06-09 | 2012-03-08 | ||
| 13 | Wu, Yang (SFC:ATX173) 吳泱 | ATX173 | Rep | 2010-01-19 | 2010-04-01 | ||
| 14 | Yim, Fung 閻峰 | 48 | M | AFP741 | RO | 2004-03-30 | |
| RO | 2004-11-29 | 2020-11-16 | |||||
| 15 | Yuan, Junping 袁軍平 | ALS806 | Rep | 2008-09-30 | 2011-03-07 | ||
| RO | 2011-03-07 | 2017-09-04 | |||||
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