Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Barnard, David (SFC:AVD117) | M | AVD117 | Rep | 2012-02-28 | 2012-03-01 | |
| Rep | 2012-08-27 | 2012-08-29 | |||||
| 2 | Barua, Chirantan (SFC:AZT869) | AZT869 | Rep | 2012-07-10 | 2012-07-11 | ||
| Rep | 2013-01-23 | 2013-01-24 | |||||
| 3 | Beveridge, Neil Alexander Stewart | M | ATM595 | RO | 2011-09-28 | ||
| 4 | Bian, Lu 邊璐 | AWZ273 | Rep | 2011-10-24 | 2016-06-27 | ||
| 5 | Chen, Mo (SFC:AYI933) 陳默 | AYI933 | Rep | 2011-10-31 | 2014-02-15 | ||
| 6 | Cheng, Hua (SFC:AXQ586) 程華 | AXQ586 | Rep | 2011-10-27 | 2014-05-12 | ||
| 7 | Chia, Kiara Kim Szu Shyan | AVT057 | Rep | 2011-10-24 | 2013-04-02 | ||
| 8 | Ching, Yi Edmund 莊毅 | M | AKU003 | Rep | 2012-11-12 | 2012-11-16 | |
| 9 | Chung, Ka Po 鍾家寶 | ANN404 | Rep | 2011-10-24 | 2022-07-18 | ||
| 10 | Cox, Mark Henry 郭馬克 | M | ADP699 | RO | 2011-09-28 | 2022-03-31 | |
| 11 | Dai, Hao (SFC:BAX544) 戴浩 | BAX544 | Rep | 2013-02-20 | 2020-08-31 | ||
| 12 | Feng, Siwei 馮思為 | AZZ395 | Rep | 2012-08-16 | 2013-06-22 | ||
| 13 | Ferragu, Pierre Charles Louis Hubert Marie | M | AWJ160 | Rep | 2012-03-05 | 2012-03-07 | |
| Rep | 2012-03-19 | 2012-03-20 | |||||
| Rep | 2012-09-05 | 2012-09-05 | |||||
| 14 | Garcia, Cristobal Antonio | M | ANM682 | Rep | 2011-10-24 | 2021-06-30 | |
| 15 | Gordon, Daniel (SFC:AHE138) | M | AHE138 | RO | 2011-09-28 | 2024-04-09 | |
| 16 | Gupta, Gaurav (SFC:BAH386) | BAH386 | Rep | 2012-10-15 | 2012-10-19 | ||
| 17 | Harned, Douglas Stuart | M | AWE188 | Rep | 2012-10-31 | 2012-11-05 | |
| 18 | Henderson, Samuel Thomas | M | AVD913 | Rep | 2011-10-24 | 2013-06-26 | |
| 19 | Herman, Neal Thomson | AVO978 | Rep | 2013-01-07 | 2014-07-14 | ||
| 20 | Hulkunte Nagaraj, Ayush | AVV794 | Rep | 2011-10-24 | 2019-02-22 | ||
| 21 | Kim, Joshua Taehyun | M | ATL814 | Rep | 2011-10-24 | 2012-05-18 | |
| 22 | Ko, Raymond 高力文 | M | AIL123 | Rep | 2011-10-24 | 2012-12-11 | |
| 23 | Koay, Siu Choon 郭修俊 | AXX210 | Rep | 2011-10-27 | 2013-03-09 | ||
| 24 | Koo, Da Wan 丘多完 | AXR520 | Rep | 2012-07-27 | 2013-12-28 | ||
| 25 | Kwek, Kevin Siew Beng | M | AZN097 | Rep | 2012-05-24 | 2012-05-25 | |
| Rep | 2012-06-04 | 2012-06-06 | |||||
| Rep | 2012-06-14 | 2012-06-14 | |||||
| Rep | 2012-08-02 | 2012-08-03 | |||||
| Rep | 2012-09-11 | 2012-09-14 | |||||
| Rep | 2012-10-10 | 2012-10-12 | |||||
| Rep | 2012-11-13 | 2012-11-16 | |||||
| Rep | 2012-12-17 | 2012-12-19 | |||||
| Rep | 2013-02-20 | 2013-02-21 | |||||
| 26 | Lau, Johnny Ka Ki 劉家棋 | M | AOS269 | Rep | 2011-10-24 | 2021-08-27 | |
| 27 | Lau, Vanessa Bik Yun 劉碧茵 | 41 | F | AYW242 | Rep | 2012-01-27 | 2015-09-13 |
| 28 | Leung, Alex Sing Pong 梁承邦 | AVI140 | Rep | 2011-10-24 | 2015-11-23 | ||
| 29 | Li, Hsinlin 李欣霖 | AVK469 | Rep | 2011-10-24 | |||
| 30 | Liang, Michelle Alison Hing Man 梁馨文 | F | AXF635 | Rep | 2011-10-24 | 2013-08-31 | |
| 31 | Lou, Ying (SFC:AVV243) 樓瑩 | AVV243 | Rep | 2011-10-24 | 2013-09-08 | ||
| 32 | Lu, Hui-Chen 呂慧珍 | ARN240 | Rep | 2011-10-24 | 2013-02-09 | ||
| 33 | Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) | F | AXW260 | Rep | 2011-11-23 | 2011-11-25 | |
| Rep | 2012-01-16 | 2012-01-17 | |||||
| Rep | 2012-02-27 | 2012-02-28 | |||||
| Rep | 2012-05-02 | 2012-05-04 | |||||
| Rep | 2012-07-09 | 2012-07-10 | |||||
| Rep | 2012-08-20 | 2012-08-21 | |||||
| Rep | 2012-09-24 | 2012-10-10 | |||||
| RO | 2012-10-10 | 2016-07-30 | |||||
| 34 | Miles, Michael Christopher | M | AZT872 | Rep | 2012-07-03 | 2016-09-25 | |
| 35 | Moel Modiano, Alberto | M | AVD880 | Rep | 2011-10-24 | 2017-06-30 | |
| 36 | Newman, Mark Christopher (SFC:AVK470) | M | AVK470 | Rep | 2011-10-24 | 2021-02-12 | |
| 37 | Parker, Michael Wade | M | AUR866 | Rep | 2011-10-24 | 2016-11-02 | |
| 38 | Prozesky, Paul Martin | M | AUK244 | Rep | 2012-06-19 | 2012-06-20 | |
| 39 | Qiu, Wangshu 裘望舒 | AVW563 | Rep | 2011-10-24 | 2013-08-23 | ||
| 40 | Ritter, Andrew Jacob | M | AXX603 | Rep | 2012-04-05 | 2013-01-04 | |
| 41 | Shim, Aidan Taehoon | AYV975 | Rep | 2012-03-26 | 2012-08-27 | ||
| 42 | Stirling, Trevor John (SFC:AXK433) | M | AXK433 | Rep | 2012-06-28 | 2012-06-29 | |
| 43 | Tiano, Joseph Salvatore | M | AVM432 | Rep | 2011-10-24 | 2013-06-29 | |
| 44 | Topouzoglou, Norbert Mihran | M | AZI605 | Rep | 2012-04-23 | 2018-05-25 | |
| 45 | Tsang, Kenneth Ky Sung 曾紀崇 | M | AZH816 | Rep | 2012-04-17 | 2014-01-09 | |
| 46 | Tse, Jaff Ka Wai 謝家威 | ADR277 | RO | 2011-09-28 | 2018-09-26 | ||
| 47 | Tsui, Eva Tsun Ying 徐俊英 | F | AZQ388 | Rep | 2012-06-15 | 2013-07-08 | |
| 48 | Van Brugge, Robert Pieter | M | AUA340 | RO | 2011-09-28 | ||
| 49 | Wang, Lu (SFC:AXX186) 王璐 | AXX186 | Rep | 2011-10-24 | 2015-02-04 | ||
| 50 | Warburton, Max Eliot Adair | AVD908 | Rep | 2012-04-26 | 2012-04-27 | ||
| Rep | 2012-08-21 | 2012-08-31 | |||||
| Rep | 2012-09-25 | 2012-09-26 | |||||
| Rep | 2013-02-19 | 2013-02-21 | |||||
| 51 | Wen, Bo (SFC:BAD547) 文博 | BAD547 | Rep | 2012-09-04 | 2016-01-30 | ||
| 52 | Werner, Michael Joseph | M | AUO124 | Rep | 2011-10-24 | 2013-09-11 | |
| 53 | Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 | M | AXO118 | Rep | 2011-10-24 | 2018-01-28 | |
| 54 | Wood, Andrew Dennis | M | AYM450 | Rep | 2011-12-08 | 2011-12-09 | |
| 55 | Wright, Thomas Rowe | M | AUA323 | Rep | 2012-04-23 | 2012-04-27 | |
| 56 | Zhang, Liang (SFC:AVA073) | AVA073 | Rep | 2011-10-24 | 2012-02-29 | ||
| 57 | Zhu, Binbin (SFC:AYQ808) 朱璸鑌 | AYQ808 | Rep | 2012-06-07 | |||
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