SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Chan, Lee Yeung 陳利揚 AAH761 RO 2016-04-30
2 Lau, Elaine Yim Ling 劉艷玲 F AAJ813 Rep 2008-01-23 2018-09-04
3 Ng, Sing Hing 伍承興 ALN731 Rep 2010-01-18 2018-06-01
4 Pao, Lik 鮑力 AEY552 RO 2009-03-18 2016-03-21
5 Tam, Howard King Ho 譚景豪 50 M AFN346 RO 2012-09-14 2014-02-26

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