SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 山證國際資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Chen, Chao (SFC:BPQ445) 陳超 BPQ445 Rep 2020-05-19
2 Chen, Yu (SFC:AQS372) 陳裕 AQS372 RO 2017-03-21 2017-11-19
3 Fong, Patrick Kam Cheung 方錦章 M AMQ876 RO 2015-06-19 2016-04-08
4 Hui, David Lam Chiu 許林釗 ADF453 RO 2015-06-19 2018-12-11
5 Lin, Yanling (SFC:BCB853) 林燕玲 BCB853 Rep 2015-10-09 2019-05-22
6 Lo, Pak Lam 羅柏林 BPW653 Rep 2020-07-22 2021-10-12
7 Luk, Siu Yeung 陸兆揚 BEW974 Rep 2017-07-28 2018-11-14
8 Ng, Wang To (SFC:ADH937) 吳宏圖 52 M ADH937 Rep 2016-03-16 2016-03-31
9 Qiao, Junfeng 喬俊峄 BBD284 RO 2018-06-04 2018-12-04
10 Song, Qihu 宋启虎 BHN014 RO 2016-08-19
11 Su, Xiqiang 蘇細強 M BDU719 Rep 2020-06-04 2021-06-01
12 Tse, Sunny Sheung Lai (SFC:APB109) 謝尚禮 M APB109 RO 2019-01-23 2022-02-21
13 Wong, Philip Chi Hung 王智雄 M ATE768 RO 2019-04-03 2022-08-19
14 Wong, Wai Wai (SFC:BNV535) 黃瑋瑋 BNV535 Rep 2018-12-05 2024-06-02
15 Xiao, Lingzi 肖翎子 BGN156 Rep 2015-11-25 2016-05-16
16 Xie, Feng (SFC:AWP435) 謝峰 AWP435 Rep 2015-07-23 2017-05-20
17 Xu, Yiyi (SFC:BAH694) 徐宜宜 BAH694 Rep 2019-10-23
18 Xue, Yonghong 薛永红 BOK454 Rep 2019-06-19 2019-08-19
RO 2019-08-19 2024-10-15
19 Yang, Xin (SFC:BLP894) 楊昕 BLP894 Rep 2019-07-17
20 Yeung, Chui Yu 楊翠俞 BNO066 Rep 2018-09-14 2018-09-28
21 Yiu, Yi Shing 姚懿成 BKK536 Rep 2017-09-11 2018-08-05
22 Yu, Dalin 于大林 AWH883 RO 2018-05-17 2018-10-15
23 Zhang, Haimo 章海默 BNV344 Rep 2019-08-26 2019-08-26
RO 2019-08-26

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