Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2024 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Antweiler Iii, John Christian | M | RO | 2009-05-20 | 2013-01-07 | |
| 2 | Auger, Kevin D'Arcy | M | Rep | 2008-09-10 | 2009-04-13 | |
| 3 | Boice Iii, James Hillyer | M | RO | 2008-04-25 | 2011-05-26 | |
| Rep | 2011-05-26 | 2011-08-09 | ||||
| RO | 2013-08-30 | 2016-03-23 | ||||
| 4 | Chan, Shuet Ying 陳雪凝 | Rep | 2022-08-02 | |||
| 5 | Chang, Hwa-Ping 張華平 | Rep | 2008-05-21 | 2009-03-11 | ||
| 6 | Cheung, Yuen Ting (SFC:BSU052) 張婉婷 | Rep | 2022-08-02 | |||
| 7 | Dela Cruz, Daniel | M | Rep | 2014-07-07 | 2020-12-03 | |
| 8 | Donohugh, William Hugh McGregor 唐威林 | M | RO | 2008-04-25 | 2013-08-31 | |
| 9 | Erikci, Serkan | Rep | 2017-01-03 | 2017-02-03 | ||
| RO | 2017-02-03 | 2021-01-08 | ||||
| 10 | Espineli, Reynaldo Miguel Nazareno | Rep | 2008-09-05 | 2009-04-24 | ||
| 11 | Fu, Frederick Cheuk Kei 符卓基 | M | Rep | 2015-10-16 | 2020-10-27 | |
| 12 | Fu, Ruowei 傅若偉 | Rep | 2016-12-14 | 2018-10-11 | ||
| 13 | Guha, Somit | Rep | 2012-02-20 | 2013-07-31 | ||
| 14 | Hahn, Daniel Sangwon 韓相元 | M | Rep | 2016-10-19 | 2020-12-03 | |
| 15 | Ho, Hsin Lun 何欣倫 | Rep | 2014-02-27 | 2014-10-06 | ||
| 16 | Ho, Noelle Ying 何熒 | F | Rep | 2014-11-18 | 2015-08-31 | |
| 17 | Huang, Kangli 黃康力 | Rep | 2019-06-05 | 2021-06-02 | ||
| 18 | Jones, Mark Dean | M | RO | 2018-03-02 | 2018-08-31 | |
| 19 | Jones, Rebecca Dawn (SFC:BTC657) 林若欣 | F | Rep | 2022-10-26 | ||
| 20 | Kaushik, Aditya (SFC:BTV926) | M | Rep | 2023-07-03 | ||
| 21 | Koh, Lee Shin 高立迅 | Rep | 2022-08-16 | 2022-12-15 | ||
| RO | 2022-12-15 | |||||
| 22 | Koo, George Chen Yu 顧震宇 | M | Rep | 2014-04-04 | 2015-03-18 | |
| RO | 2015-03-18 | 2023-03-24 | ||||
| 23 | Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 | M | Rep | 2014-11-07 | ||
| 24 | Lam, Ho Ming (SFC:BTZ977) 林浩銘 | Rep | 2023-08-03 | |||
| 25 | Lau, David Kwok Hei 劉國熙 | M | Rep | 2013-10-22 | 2021-02-17 | |
| RO | 2021-02-17 | 2022-05-12 | ||||
| 26 | Lau, Man Kay 劉文祈 | Rep | 2022-08-02 | |||
| 27 | Lee, Donghun (SFC:BSU047) | Rep | 2022-08-02 | 2023-03-23 | ||
| 28 | Lee, Jih-Pao 李日寶 | Rep | 2008-05-21 | 2009-03-12 | ||
| 29 | Li, Yijuan (SFC:BEI411) 李禕娟 | Rep | 2014-10-17 | 2015-08-18 | ||
| 30 | Li, Zhaochen 李昭宸 | Rep | 2021-11-29 | 2023-07-26 | ||
| 31 | Lim, Lee Na Cora 林莉娜 | F | Rep | 2022-08-02 | 2022-10-07 | |
| 32 | Lin, Chun Ju 林純如 | Rep | 2008-05-21 | 2013-12-31 | ||
| 33 | Liu, Andrea Hai En 廖凯恩 | F | Rep | 2023-03-15 | ||
| 34 | Mao, Shuguang 毛曙光 | Rep | 2008-05-05 | 2008-05-30 | ||
| 35 | McCullough, Ian Thomas | M | Rep | 2014-10-20 | 2015-03-04 | |
| 36 | Oh, Dee Xiang | Rep | 2015-03-10 | 2016-03-31 | ||
| 37 | Oh, You Kyoung | Rep | 2023-10-18 | |||
| 38 | Oumary, Sophia Isabelle | F | Rep | 2017-02-03 | 2022-05-10 | |
| 39 | Peng, Yu Yuan 彭鈺元 | Rep | 2008-05-21 | 2009-03-12 | ||
| 40 | Ratliff, David Talmadge | M | RO | 2022-05-11 | ||
| 41 | Sciulli, Michael Joseph | M | Rep | 2012-03-02 | 2013-03-15 | |
| RO | 2013-03-15 | 2016-06-28 | ||||
| 42 | Sun, Jianfeng (SFC:BSU051) 孫劍峰 | Rep | 2022-08-02 | |||
| 43 | Uehara, Shiro | Rep | 2018-01-31 | 2019-05-31 | ||
| 44 | Wan, Maojia 萬茂佳 | Rep | 2022-08-02 | |||
| 45 | Wang, Kun (SFC:BGV035) 王堃 | Rep | 2016-01-13 | 2019-04-30 | ||
| 46 | Welch, Peter Joseph | M | Rep | 2017-03-23 | 2020-10-27 | |
| 47 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | Rep | 2014-12-09 | 2015-07-20 | |
| RO | 2015-07-20 | 2021-02-03 | ||||
| Rep | 2020-12-15 | 2021-01-08 | ||||
| 48 | Xie, Yijing 謝奕菁 | Rep | 2015-10-07 | 2017-04-26 | ||
| 49 | Yang, Raymond 楊子豪 | M | Rep | 2022-08-02 | 2023-03-27 | |
| 50 | Yau, Zenia Wing Sze 尤詠詩 | Rep | 2022-08-02 | |||
| 51 | Yu, Jue 郁珏 | Rep | 2016-04-01 | 2019-08-02 | ||
| 52 | Zhang, Junchen (SFC:BCJ651) 章俊晨 | Rep | 2015-01-20 | 2015-04-03 | ||
| 53 | Zhang, Tianyu (SFC:BLM854) 張天鈺 | Rep | 2017-11-15 | 2019-01-18 | ||
| 54 | Zhang, Zhaohan 張釗涵 | Rep | 2019-04-02 | 2021-04-30 |
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