KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2014 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Ho, Ngar Yan 何雅茵 | RO | 2011-02-25 | 2015-02-07 | ||
2 | Lau, Hing Bun 劉慶斌 | RO | 2012-02-10 | 2016-07-05 | ||
3 | Pang, Keng Chan 彭鏡塵 | M | RO | |||
4 | Xiong, Xiangdong (SFC:ANI717) 熊向東 | RO | 2010-03-11 | 2019-05-29 | ||
5 | Kwan, Wai Sheung 關惠嫦 | Rep | 2017-08-31 | |||
6 | Lau, Thomas Wing Yip 劉永業 | M | Rep | 2013-07-16 | 2015-10-07 | |
7 | Ng, Siu Wai (SFC:AWX842) 吳小委 | Rep | 2012-12-12 | 2015-04-03 | ||
8 | Weng, Wing Yee 翁永燚 | Rep | 2013-09-12 | 2015-03-18 | ||
9 | Xie, Huahui 謝華輝 | Rep | 2008-04-14 | 2015-01-31 |
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