BARCLAYS CAPITAL SECURITIES ASIA LIMITED 巴克萊證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
Role From Until
1 Breeze, Wayne Thomas Sydney 59 M Rep 2003-05-01
2 Chan, Bryan Hing Yip 陳慶業 M Rep 2003-06-17
RO 2003-06-17 2003-07-17
3 Chan, Susan Wai-lan 陳蕙蘭 F Rep 2004-06-15 2005-01-31
4 Devonald, Andrew James M RO 2004-07-08 2005-01-31
5 Gronow, Michael Justin M Rep 2004-12-20 2005-01-31
6 Han, Jacques Wai Hung 韓偉鴻 M Rep 2004-07-16
RO 2004-07-16 2005-01-31
7 Kuo, Cheung 郭強 RO 2003-04-22
8 Lau, Hay Tsing 劉希靖 Rep 2004-10-29 2005-01-31
9 Lim, Mitchell Man Leung 林民梁 RO 2004-10-19
10 MacDonald, Geoffrey Colm M Rep 2003-10-28 2004-04-28
11 Stephan, James Mark M Rep 2003-12-10 2004-05-13
12 Yang, Angus Sheau Yu 楊曉瑜 51 M Rep 2004-02-04
RO 2004-02-04 2004-08-20
13 Yau, Sheung Kam 邱湘琴 Rep 2004-12-20 2005-02-01

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