SHENG YUAN SECURITIES LIMITED 盛源證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
Role From Until
1 Hui, Kwok Cheung 許國祥 Rep 2011-10-11 2013-11-30
2 Kaufmann, Michael (SFC:AWY542) M Rep 2011-08-17 2011-12-30
3 Lau, Ho Kwan (SFC:ASH545) 劉浩鈞 Rep 2011-11-25 2013-08-30
4 Li, Mei Chun 厲美珍 Rep 2011-05-26 2013-10-01
5 Li, Pak Keung 李栢強 RO 2010-11-05 2013-05-25
6 Lu, Yang (SFC:AXX706) 路楊 Rep 2011-09-14 2014-07-02
7 Luo, Ziyin 羅子茵 Rep 2013-08-29 2014-06-04
8 Mak, Siu Yee 麥肇儀 Rep 2010-12-01 2011-07-23
9 Pau, Alexander Ho Yin 鮑灝賢 M Rep 2011-01-20 2013-05-11
10 Tang, Yu Shun 鄧譽信 Rep 2012-11-14 2013-05-01
11 Tsang, Man Chun (SFC:ASJ867) 曾文俊 Rep 2011-01-19 2014-07-07
12 Wan, Chiu Lan 尹肖蘭 RO 2012-08-28 2014-06-01
13 Wu, Yongqiang 吳勇強 Rep 2013-08-13 2014-07-01
14 Xiao, Kai (SFC:AVM758) 肖凱 Rep 2011-02-01 2015-04-10
15 Yu, Ruofan 俞若帆 Rep 2011-01-31 2013-06-10
16 Zhang, Lemin 張樂民 Rep 2013-09-02 2014-01-11
17 Zhao, Yuekai 趙悅凱 Rep 2013-10-29 2014-02-10
18 Yip, Raymond Kar Hang 葉嘉衡 45 M RO 2010-10-27 2013-09-01
19 Chan, Sunny Ho Sun 陳灝燊 43 M RO 2010-10-27 2014-08-01

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