Officers: Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

RO=Responsible Officer, Rep=Representative

	Name	⚥	Role	From	Until
1	Bernstein, Steven A	M	RO	2010-02-12	2011-11-30
2	Bhatia, Chetan (SFC:AUG618)		RO	2010-02-12	2012-01-27
3	Cook Iii, Thomas Crawford	M	RO	2010-02-12	2010-09-07
4	Holmes, Charles Broadfoot	M	RO	2010-02-12	2015-03-15
5	Ng, Chi Fai (SFC:ACR411) 吳梓輝		RO	2010-02-12	2011-03-09
6	Baek, Kwonwoo		Rep	2011-08-22	2012-10-17
7	Bu, Wenyuan 卜文淵		Rep	2010-04-19	2011-10-11
8	Chan, Jenny Wai-yee	F	Rep	2011-09-05	2012-07-04
9	Gan, Jonathan Chin Jer	M	Rep	2011-08-22	2012-04-12
10	Huang, Bo-Kai 黃柏愷		Rep	2010-10-13	2012-01-18
11	Hui, Florence Wai Ying 許慧瑩	F	Rep	2010-04-19	2011-03-21
12	Kaneko, Satsuki		Rep	2010-08-27	2011-02-07
13	Kang, Minja		Rep	2010-09-24	2011-05-18
14	Lai, Carlos 黎嘉樂	M	Rep	2011-03-09	2012-04-12
15	Lau, Caroline Man Har 劉曼霞	F	Rep	2010-08-05	2013-02-18
16	Liao, Ya Tzu 廖雅姿		Rep	2010-10-15	2011-10-21
17	Lin, Michelle Chia-Hsing	F	Rep	2010-04-19	2011-03-18
18	Liu, Hanhua 劉漢華		Rep	2010-03-16	2011-03-27
19	Millet, Matthieu Louis Fumiyochi	M	Rep	2010-03-11	2011-08-25
20	Shah, Dhawal Arvind		Rep	2011-11-24	2016-06-30
21	Wang, Shuyi (SFC:AVQ913) 王舒誼		Rep	2010-08-31	2011-04-19
22	Wong, Jia 王嘉		Rep	2010-04-19	2012-04-16
23	Wong, Pak Chun 王柏俊		Rep	2011-02-23	2012-08-23
24	Wool, Kyle Michael	M	Rep	2011-03-11	2013-05-07
25	Xu, Dapeng (SFC:AUZ670) 徐大鵬		Rep	2010-05-28	2015-06-30
26	Yang, Wu-Kuang 楊武光		Rep	2011-10-27	2012-03-30
27	Yip, Chung Leung 葉仲量		Rep	2010-11-08	2012-04-26
28	Yiu, Ka Hing 姚嘉興		Rep	2010-10-08	2010-10-15