Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011		 ⚥ Role From Until
1 Baek, Kwonwoo Rep 2011-08-22 2012-10-17
2 Bhatia, Chetan (SFC:AUG618) RO 2010-02-12 2012-01-27
3 Bu, Wenyuan 卜文淵 Rep 2010-04-19 2011-10-11
4 Huang, Bo-Kai 黃柏愷 Rep 2010-10-13 2012-01-18
5 Kaneko, Satsuki Rep 2010-08-27 2011-02-07
6 Kang, Minja Rep 2010-09-24 2011-05-18
7 Liao, Ya Tzu 廖雅姿 Rep 2010-10-15 2011-10-21
8 Liu, Hanhua 劉漢華 Rep 2010-03-16 2011-03-27
9 Ng, Chi Fai (SFC:ACR411) 吳梓輝 RO 2010-02-12 2011-03-09
10 Shah, Dhawal Arvind Rep 2011-11-24 2016-06-30
11 Wang, Shuyi (SFC:AVQ913) 王舒誼 Rep 2010-08-31 2011-04-19
12 Wong, Jia 王嘉 Rep 2010-04-19 2012-04-16
13 Wong, Pak Chun 王柏俊 Rep 2011-02-23 2012-08-23
14 Xu, Dapeng (SFC:AUZ670) 徐大鵬 Rep 2010-05-28 2015-06-30
15 Yang, Wu-Kuang 楊武光 Rep 2011-10-27 2012-03-30
16 Yip, Chung Leung 葉仲量 Rep 2010-11-08 2012-04-26
17 Yiu, Ka Hing 姚嘉興 Rep 2010-10-08 2010-10-15
18 Chan, Jenny Wai-yee F Rep 2011-09-05 2012-07-04
19 Hui, Florence Wai Ying 許慧瑩 F Rep 2010-04-19 2011-03-21
20 Lau, Caroline Man Har 劉曼霞 F Rep 2010-08-05 2013-02-18
21 Lin, Michelle Chia-Hsing F Rep 2010-04-19 2011-03-18
22 Bernstein, Steven A M RO 2010-02-12 2011-11-30
23 Cook Iii, Thomas Crawford M RO 2010-02-12 2010-09-07
24 Gan, Jonathan Chin Jer M Rep 2011-08-22 2012-04-12
25 Holmes, Charles Broadfoot M RO 2010-02-12 2015-03-15
26 Lai, Carlos 黎嘉樂 M Rep 2011-03-09 2012-04-12
27 Millet, Matthieu Louis Fumiyochi M Rep 2010-03-11 2011-08-25
28 Wool, Kyle Michael M Rep 2011-03-11 2013-05-07

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