HOORAY SECURITIES LIMITED 好盈證券有限公司
SFC suspends Mr Perry Luk Kam Yuen for 5 months for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 18-Jul-2006
SFC, 18-Jul-2006
SFC suspends Mr David Cho Wing Yiu for 6 months for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 25-May-2006
SFC, 25-May-2006
SFC fines Hooray Securities Ltd HK$0.7m for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 14-Dec-2005
SFC, 14-Dec-2005
SFC suspends Mr Lau Yat Wah for 4 months for breaching Code of Conduct and AML Guidance Notes
SFC, 20-Sep-2005
SFC, 20-Sep-2005
SFC suspends Kate Edith Wong Chak Lau for 1 week for misconduct in a market manipulation case
SFC, 22-Dec-2003
SFC, 22-Dec-2003
Chen Po-sum fought her way to the top - her latest battle was to stay there
South China Morning Post, 20-May-1997
South China Morning Post, 20-May-1997
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