China CITIC Bank International Limited 中信銀行(國際)有限公司

MMT orders ex-China CITIC banker Wu Kam Shing to pay HK$3m illegal gains from insider dealingMMT Report
SFC, 30-Jul-2024
He bought shares of Bloomage BioTechnology (ex-0963) before its 2017 privatisation, using knowledge of the deal financing. Perhaps grateful not to face criminal prosecution, he admitted the civil offences, avoiding a full MMT hearing.
Pan Sutong v China CITIC Bank Corp Ltd
HK Court of Appeal, 28-Jun-2024
SFC commences MMT proceedings against former bank employee over alleged insider dealingSFC Notice to MMT
SFC, 3-May-2023
Approaching the 6-year limit on civil action, the SFC at last launches an MMT case (rather than a criminal prosecution by DoJ) for alleged insider dealing. This relates to a restriction notice against a client account at Interactive Brokers on 1-Mar-2018, the client now revealed to be Ms Ip Yee Man, spouse of Mr Wu Kam Shing, who worked at China CITIC Bank, lender to the offeror for the privatisation of Bloomage BioTech (ex-0963). Incidentally, the SFC notice to the MMT is dated 31-Mar, over a month ago.
Pan Sutong v China CITIC Bank Corp Ltd
HK Court of First Instance, 8-Jul-2022
Mr Pan is declared bankrupt and Silver Starlight Ltd (BVI) is ordered wound up. He owes the bank HK$8bn.
Silver Starlight Ltd v China CITIC Bank & others
HK Court of Appeal, 25-Aug-2021
Mr Pan Sutong's wholly-owned company fails to prevent the banks from presenting a winding-up petition. They are pursuing a combined HK$12bn debt granted to privatise Goldin Properties Holdings Ltd (ex-0283) in 2017. The loans are also personally guaranteed by Mr Pan.
SFC bans Ts'o Jing for life
SFC, 26-Aug-2020
SFC investigates insider dealing in shares of Bloomage BioTech (privatised)CCASS holding history
SFC, 9-Mar-2018
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of Appeal, 27-Jul-2016
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of Appeal, 23-Jun-2016
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of Appeal, 15-Sep-2014
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of Appeal, 13-Aug-2014
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of Appeal, 21-Jul-2014
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of First Instance, 8-Jul-2014
China CITIC Bank International Ltd v Simon Patrick Michael Durrant
HK Court of First Instance, 23-Jun-2014
Former CITIC Bank International Ltd employee banned 18 months for forgery
SFC, 29-Dec-2010
SFC/HKMA settlement agreement with 16 banks over Lehman Minibonds, 22-Jul-2009
Company filing, 8-Oct-2010
SFC reprimands and fines Mr Chris Chan Pak Kong
SFC, 4-Aug-2008
Grace Chu Chan Po Kee v The HK Chinese Bank Ltd
HK Court of First Instance, 9-Jan-1979

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