SFC bans Choi Siu Ki, ex-Dah Sing Bank, for 9 months
SFC, 9-Jan-2017
No, you can't forge a client's signature, even if they have agreed to purchase the product.
SFC bans Mok Kin Hung forever
SFC, 8-Jul-2013
SFC bans former Dah Sing Bank employee for 3 years for forgery
SFC, 11-Oct-2012
HKSAR v Chu Lai Sze
HK Court of First Instance, 15-Nov-2010
Regarding a Dah Sing Bank assistant financial services manager who forged client signatures to complete the purchase of Lehman Minibonds, which the customer had orally agreed to. Her sentence is reduced from 4 months in jail to 200 hours community service. The bank refunded the customer's money.
SFC/HKMA settlement agreement with 16 banks over Lehman Minibonds, 22-Jul-2009
Company filing, 8-Oct-2010
Investigation by HKMA and SFC into selling of Lehman Brothers investment products
Company announcement, 17-Oct-2008

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